13F-HR 1 0001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David J. Greene and Company, LLC Address: 599 Lexington Avenue New York, NY 10022 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh Title: Principal and Chief Administrative Officer Phone: (212) 371-4200 Signature, Place, and Date of Signing: /s/ E. Stephen Walsh, New York, NY, May 14, 2001 -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 136 Form 13F Information Table Value Total: $1,917,110,625 List of Other Included Managers: None No. 13F File Number Name FORM 13 F 3/31/01 Page 1
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- -------- --- ---- ------- -------- ------ ------ ------ AGCO CORP Common 001084102 6,574,416 684,835 X DJG 500,360 184,475 A T & T CORP Common 001957109 6,749,672 316,886 X DJG 67,977 248,909 ADVANCE PCS Common 00790K109 27,642,912 509,400 X DJG 256,400 253,000 ALBERTO-CULVER CO Common 013068200 399,720 12,000 X DJG 12,000 ALBERTSONS INC Common 013104104 14,393,522 452,342 X DJG 272,014 180,328 ALLEN TELECOM INC Common 018091108 16,222,395 1,257,550 X DJG 921,270 336,280 AMERICAN EXPRESS CO Common 025816109 2,514,757 60,890 X DJG 1,100 59,790 AMERICAN INTERNATIONAL Common 026874107 2,765,739 34,357 X DJG 19,248 15,109 ANNTAYLOR STORES CORP Common 036115103 400,905 15,100 X DJG 11,000 4,100 ANTEC CORP Common 03664P105 8,075,591 1,109,094 X DJG 804,994 304,100 APCO ARGENTINA INC Common 037489101 403,058 10,269 X DJG 10,269 APOGENT TECHNOLOGIES INC Common 03760A101 4,647,104 229,600 X DJG 177,800 51,800 HISCOX PLC Common 0428828 21,660 12,000 X DJG 12,000 BHC COMMUNICATIONS INC Common 055448104 9,208,705 76,105 X DJG 41,805 34,300 BJ'S WHOLESALE CLUB INC. Common 05548J106 244,035 5,100 X DJG 500 4,600 BP AMOCO PLC ADS Common 055622104 718,547 14,481 X DJG 14,481 BARON SMALL CAP FUND Common 068278308 180,914 13,716 X DJG 13,716 BAUSCH & LOMB INC Common 071707103 5,557,963 121,725 X DJG 94,820 26,905 BELLSOUTH CORP W/RTS Common 079860102 263,934 6,450 X DJG 6,450 BRISTOL MYERS SQUIBB CO Common 110122108 1,731,866 29,156 X DJG 29,156 CNA SURETY CORPORATION Common 12612L108 630,800 47,500 X DJG 27,000 20,500 CVS CORP Common 126650100 254,139 4,345 X DJG 1,400 2,945 CALGON CARBON CORP Common 129603106 18,006,305 2,407,260 X DJG 1,644,790 762,470 CENDANT CORPORATION Common 151313103 42,296,410 2,899,000 X DJG 1,291,800 1,607,200 CHARTER ONE FINANCIAL INC Common 160903100 10,056,631 355,358 X DJG 207,998 147,360 CHEVRON CORP W/RTS Common 166751107 509,591 5,804 X DJG 5,804 CITIGROUP INC. Common 172967101 9,336,049 207,560 X DJG 26,091 181,469 CITY INVESTING CO Common 177900107 17,603 13,100 X DJG 9,300 3,800 COCA-COLA ENTERPRISES INC Common 191219104 3,947,160 222,000 X DJG 32,700 189,300 COMDISCO INC Common 200336105 31,453,088 3,931,636 X DJG 1,937,834 1,993,802 COORSTEK INC. Common 217020106 22,022,355 798,997 X DJG 515,447 283,550 COVANCE INC Common 222816100 12,905,641 1,004,330 X DJG 732,700 271,630 CRESTLINE CAPITAL Common 226153104 5,614,621 206,800 X DJG 153,970 52,830 CYTEC INDUSTRIES INC. Common 232820100 53,051,184 1,656,814 X DJG 845,570 811,244 DELUXE CORP Common 248019101 260,370 11,000 X DJG 8,000 3,000 DIAL CORPORATION Common 25247D101 24,865,000 1,989,200 X DJG 903,100 1,086,100 DIEBOLD INC Common 253651103 19,908,500 725,000 X DJG 427,500 297,500 DIME BANCORP INC. Common 25429Q102 71,046,082 2,169,346 X DJG 1,029,101 1,140,245 DIME BANCORP-LITIGATION Common 25429Q110 571,194 2,437,042 X DJG 1,127,481 1,309,561 DOLE FOOD CO. Common 256605106 438,020 27,240 X DJG 7,544 19,696 DOVER CORP Common 260003108 212,173 5,920 X DJG 5,920 PAGE COLUMN TOTALS 436,120,331
FORM 13 F 3/31/01 Page 2
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- -------- --- ---- ------- -------- ------ ------ ------ EQK REALTY INVESTORS 1 SBI Common 268820107 914 91,400 X DJG 51,000 40,400 EASTMAN KODAK CO Common 277461109 20,850,583 522,702 X DJG 266,900 255,802 EDWARDS LIFESCIENCES CORP Common 28176E108 1,856,512 94,720 X DJG 79,500 15,220 EFUNDS CORP Common 28224R101 13,583,571 705,640 X DJG 515,270 190,370 EXXON MOBIL CORPORATION Common 30231G102 3,276,288 40,448 X DJG 1,920 38,528 FAIRCHILD SEMICON INTL -CL Common 303726103 6,516,144 489,200 X DJG 361,900 127,300 FINOVA GROUP INC Common 317928109 1,258,020 698,900 X DJG 576,800 122,100 FOOTSTAR, INC. Common 344912100 69,703,974 1,736,089 X DJG 897,765 838,324 H.B. FULLER CO. Common 359694106 3,858,650 91,600 X DJG 72,800 18,800 GATX CORP Common 361448103 52,592,739 1,238,642 X DJG 661,902 576,740 GSI LUMONICS INC Common 36229U102 794,525 104,200 X DJG 76,000 28,200 GALILEO INTERNATIONAL INC Common 363547100 103,145,058 4,709,820 X DJG 2,471,730 2,238,090 GENCORP INC Common 368682100 557,550 52,500 X DJG 52,500 GENENCOR INTERNATIONAL Common 368709101 3,021,769 300,300 X DJG 212,300 88,000 GENERAL ELECTRIC CO Common 369604103 2,181,073 52,104 X DJG 52,104 GENERAL MOTORS CORP Common 370442105 16,020,613 308,980 X DJG 159,600 149,380 GENRAD INC Common 372447102 1,742,400 217,800 X DJG 158,200 59,600 GENUITY INC Common 37248E103 42,218,442 19,579,567 X DJG 10,643,877 8,935,690 GILEAD SCIENCES INC Common 375558103 306,540 9,432 X DJG 9,432 GLAXOSMITHKLINE PLC- ADR Common 37733W105 261,814 5,006 X DJG 5,006 GRAPHIC PACKAGING INTL Common 388690109 1,698,750 772,159 X DJG 509,005 263,154 HARRIS CORP Common 413875105 41,537,826 1,678,296 X DJG 1,102,100 576,196 HEALTHSOUTH CORPORATION Common 421924101 54,571,877 4,233,660 X DJG 2,436,400 1,797,260 HEALTH NET INC Common 42222G108 38,024,976 1,844,977 X DJG 1,041,970 803,007 HERSHEY FOODS CORP Common 427866108 278,389 4,016 X DJG 4,016 HOMEBASE INC Common 43738E108 4,129,341 3,036,280 X DJG 1,559,660 1,476,620 HOST MARRIOTT CORP (REIT) Common 44107P104 18,655,296 1,597,200 X DJG 899,300 697,900 HOUGHTON MIFFLIN CO Common 441560109 9,013,359 195,900 X DJG 110,600 85,300 HOUSEHOLD INTL, INC. Common 441815107 375,522 6,339 X DJG 6,339 ICN PHARMACEUTICALS INC Common 448924100 20,291,233 797,925 X DJG 326,700 471,225 HYPERION SOLUTIONS CORP Common 44914M104 6,629,858 411,154 X DJG 324,354 86,800 IMC GLOBAL INC. Common 449669100 27,659,170 2,248,713 X DJG 1,365,621 883,092 INGERSOLL RAND CO. Common 456866102 2,779,700 70,000 X DJG 70,000 INKTOMI CORP Common 457277101 1,445,710 217,400 X DJG 172,000 45,400 INTEL CORPORATION Common 458140100 1,733,678 65,888 X DJG 2,000 63,888 INTL BUSINESS MACHINES Common 459200101 1,421,156 14,776 X DJG 800 13,976 J P MORGAN CHASE & CO Common 46625H100 1,048,819 23,359 X DJG 1,500 21,859 JOHNSON & JOHNSON Common 478160104 2,601,708 29,744 X DJG 29,744 KIMBERLY CLARK CORP Common 494368103 702,719 10,360 X DJG 10,360 ELI LILLY & CO Common 532457108 249,145 3,250 X DJG 3,250 LINCOLN NATIONAL CORP Common 534187109 11,696,238 275,400 X DJG 60,400 215,000 PAGE COLUMN TOTALS 590,291,649
FORM 13 F 3/31/01 Page 3
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- -------- --- ---- ------- -------- ------ ------ ------ LUCENT TECHNOLOGIES, INC. Common 549463107 314,694 31,564 X DJG 516 31,048 MPTV INC Common 553424102 185 10,000 X DJG 10,000 MACK CALI REALTY CORP Common 554489104 216,000 8,000 X DJG 8,000 MANDALAY RESORT GROUP Common 562567107 28,807,724 1,442,550 X DJG 801,350 641,200 MAXWELL TECHNOLOGIES Common 577767106 5,826,206 302,660 X DJG 201,110 101,550 MAYTAG CORP. Common 578592107 6,150,075 190,700 X DJG 31,400 159,300 McMORAN EXPLORATION CO. Common 582411104 294,994 20,996 X DJG 11,230 9,766 MERCK & CO INC Common 589331107 583,292 7,685 X DJG 7,685 MEREDITH CORP Common 589433101 10,150,083 290,750 X DJG 212,450 78,300 MILLIPORE CORP Common 601073109 49,962,651 1,080,040 X DJG 556,030 524,010 MINERALS TECHNOLOGIES INC Common 603158106 594,150 17,000 X DJG 17,000 MODIS PROFESSIONAL Common 607830106 9,729,957 2,115,208 X DJG 1,589,798 525,410 MUELLER IND. Common 624756102 627,836 20,900 X DJG 2,300 18,600 NCR CORPORATION Common 62886E108 13,058,931 334,587 X DJG 199,900 134,687 NAVISTAR INTL Common 63934E108 57,494,213 2,521,676 X DJG 1,328,261 1,193,415 NORTH FORK Common 659424105 337,350 13,000 X DJG 3,000 10,000 ORBITAL SCIENCES CORP Common 685564106 7,365,504 1,227,584 X DJG 952,724 274,860 PACTIV CORPORATION Common 695257105 24,905,874 2,056,637 X DJG 642,700 1,413,937 PAREXEL INTERNATIONAL Common 699462107 6,360,475 511,395 X DJG 389,690 121,705 PATHMARK STORES INC Common 70322A101 8,065,080 468,900 X DJG 341,400 127,500 PEPSIAMERICAS INC Common 71343P200 53,963,177 3,459,178 X DJG 1,652,150 1,807,028 PFIZER INC Common 717081103 1,899,138 46,377 X DJG 46,377 PITTSTON BRINK'S GROUP Common 725701106 98,681,206 4,547,521 X DJG 2,351,526 2,195,995 PLAYTEX PRODUCTS INC. Common 72813P100 13,508,014 1,469,860 X DJG 1,109,050 360,810 PROCTER & GAMBLE CO Common 742718109 388,120 6,200 X DJG 1,000 5,200 QUANTUM CORP - DLT & Common 747906204 65,710,636 5,664,710 X DJG 3,135,640 2,529,070 QUANTUM CORP - HARD DISK Common 747906303 20,437,191 1,935,340 X DJG 1,434,785 500,555 QWEST COMMUNICATIONS Common 749121109 353,158 10,076 X DJG 55 10,021 ROYAL DUTCH PETE 1.25 Common 780257804 543,977 9,812 X DJG 9,812 RYDER SYSTEM INC Common 783549108 54,747,923 3,043,242 X DJG 1,653,885 1,389,357 SBC COMMUNICATIONS INC. Common 78387G103 2,739,300 61,378 X DJG 2,690 58,688 SENSORMATIC ELECTRONICS Common 817265101 9,205,234 484,486 X DJG 352,900 131,586 SILVERSTREAM SOFTWARE Common 827907106 184,196 19,453 X DJG 19,453 SOUTHTRUST CORP Common 844730101 6,844,200 149,600 X DJG 16,700 132,900 SPACELABS MEDICAL Common 846247104 8,765,213 779,130 X DJG 566,930 212,200 SPRINT CORP (FON GROUP) Common 852061100 23,115,360 1,051,176 X DJG 523,778 527,398 STANDARD REGISTER CO. Common 853887107 427,223 26,210 X DJG 25,320 890 SUBURBAN PROPANE Common 864482104 343,650 14,500 X DJG 14,500 SYBRON DENTAL Common 871142105 3,898,237 185,630 X DJG 137,397 48,233 TJX COS INC- NEW Common 872540109 43,382,400 1,355,700 X DJG 498,900 856,800 TELEDYNE TECHNOLOGIES Common 879360105 19,408,760 1,386,340 X DJG 1,000,260 386,080 PAGE COLUMN TOTALS 659,391,587
FORM 13 F 3/31/01 Page 4
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE --------------------------- -------------- --------- -------- -------- --- ---- ------- -------- ------ ------ ------ TELEPHONE & DATA SYS INC. Common 879433100 85,255,918 911,828 X DJG 433,650 478,178 TENNECO AUTOMOTIVE INC Common 880349105 33,631 12,011 X DJG 2,000 10,011 TEXACO INC Common 881694103 1,891,736 28,490 X DJG 1,100 27,390 TRICON GLOBAL Common 895953107 29,918,046 783,400 X DJG 383,500 399,900 UNISYS CORP Common 909214108 49,802,340 3,557,310 X DJG 2,210,990 1,346,320 UNOVA INC Common 91529B106 4,713,286 1,576,350 X DJG 1,198,260 378,090 VERIZON COMMUNICATIONS Common 92343V104 23,825,703 483,280 X DJG 195,818 287,462 VISX INC Common 92844S105 3,250,487 189,312 X DJG 156,412 32,900 WABTEC CORP Common 929740108 18,442,432 1,452,160 X DJG 934,950 517,210 WALLACE Common 932270101 828,750 51,000 X DJG 13,900 37,100 XTRA Common 984138107 4,148,135 86,963 X DJG 61,613 25,350 LORAL SPACE & Common G56462107 8,920,374 4,073,230 X DJG 2,819,380 1,253,850 TRENWICK GROUP LTD Common G9032C109 276,220 14,000 X DJG 14,000 PAGE COLUMN TOTALS 231,307,058 AGGREGATE COLUMN TOTALS 1,917,110,625