13F-HR 1 0001.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David J. Greene and Company, LLC Address: 599 Lexington Avenue New York, NY 10022 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh Title: Principal and Chief Administrative Officer Phone: (212) 371-4200 Signature, Place, and Date of Signing: /s/ E. Stephen Walsh -------------------------------------------------------------------------------- [Signature] New York, NY -------------------------------------------------------------------------------- [City, State] February 14, 2001 -------------------------------------------------------------------------------- [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 141 Form 13F Information Table Value Total: $1,905,842,847 List of Other Included Managers: None No. 13F File Number Name
FORM 13 F 12/31/00 REPORTING MANAGER : David J. Greene and Company, LLC Page 1 ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) ----------------------------------------------------------------------------------------------------------------------------------- AGCO CORP Common 001084102 6,832,862 563,535 X DJG 471,660 91,875 A T & T CORP Common 001957109 5,368,700 311,229 X DJG 73,805 237,424 ALBERTSONS INC Common 013104104 5,781,214 218,159 X DJG 86,831 131,328 ALLEN TELECOM INC Common 018091108 18,729,441 1,044,150 X DJG 880,270 163,880 ALLIANCE SEMICONDUCTOR Common 01877H100 138,013 12,200 X DJG 12,200 ALLTEL CORPORATION Common 020039103 1,644,854 26,344 X DJG 26,344 AMERICAN EXPRESS CO Common 025816109 3,398,708 61,865 X DJG 1,100 60,765 AMERICAN INTERNATIONAL Common 026874107 3,465,162 35,157 X DJG 20,048 15,109 ANTEC CORP Common 03664P105 4,510,468 570,494 X DJG 489,094 81,400 APCO ARGENTINA INC Common 037489101 282,398 10,269 X DJG 10,269 APOGENT TECHNOLOGIES INC Common 03760A101 2,269,350 110,700 X DJG 87,600 23,100 HISCOX PLC Common 0428828 16,980 12,000 X DJG 12,000 BHC COMMUNICATIONS INC Common 055448104 9,862,421 76,305 X DJG 43,405 32,900 BJ'S WHOLESALE CLUB INC. Common 05548J106 502,713 13,100 X DJG 1,500 11,600 BP AMOCO PLC ADS Common 055622104 717,215 14,981 X DJG 14,981 BANK OF NEW YORK CO INC Common 064057102 220,750 4,000 X DJG 4,000 BAUSCH & LOMB INC Common 071707103 7,010,852 173,375 X DJG 141,220 32,155 BELLSOUTH CORP W/RTS Common 079860102 264,047 6,450 X DJG 6,450 BOWNE & CO INC Common 103043105 118,300 11,200 X DJG 11,200 BRISTOL MYERS SQUIBB CO Common 110122108 2,072,468 28,030 X DJG 28,030 C.I.T GROUP INC-A Common 125577106 2,032,625 101,000 X DJG 101,000 CNA SURETY CORPORATION Common 12612L108 676,875 47,500 X DJG 27,000 20,500 CALGON CARBON CORP Common 129603106 11,842,285 2,082,160 X DJG 1,550,890 531,270 CARTER WALLACE Common 146285101 373,800 11,200 X DJG 11,200 CENDANT CORPORATION Common 151313103 28,030,888 2,912,300 X DJG 1,279,500 1,632,800 CHARTER ONE FINANCIAL INC Common 160903100 278,875 9,658 X DJG 8,998 660 CHASE MANHATTAN CORP Common 16161A108 968,909 21,324 X DJG 1,500 19,824 CHEVRON CORP W/RTS Common 166751107 490,075 5,804 X DJG 5,804 CITIGROUP INC. Common 172967101 10,634,276 208,260 X DJG 26,091 182,169 CITY INVESTING CO Common 177900107 17,194 13,100 X DJG 9,300 3,800 COCA-COLA ENTERPRISES INC Common 191219104 5,177,500 272,500 X DJG 41,900 230,600 COMDISCO INC Common 200336105 45,405,183 3,969,852 X DJG 1,956,084 2,013,768 COORSTEK INC. Common 217020106 21,720,410 692,284 X DJG 494,734 197,550 COVANCE INC Common 222816100 9,238,873 859,430 X DJG 714,700 144,730 CRESTLINE CAPITAL Common 226153104 5,483,463 212,950 X DJG 175,120 37,830 CYTEC INDUSTRIES INC. Common 232820100 58,277,359 1,459,214 X DJG 756,670 702,544 DIAL CORPORATION Common 25247D101 22,713,900 2,064,900 X DJG 871,000 1,193,900 DIEBOLD INC Common 253651103 17,007,900 509,600 X DJG 289,400 220,200 DIME BANCORP INC. Common 25429Q102 72,420,498 2,449,742 X DJG 1,118,981 1,330,761 DOLE FOOD CO. Common 256605106 18,091,182 1,104,805 X DJG 576,616 528,189 DOVER CORP Common 260003108 240,130 5,920 X DJG 5,920 PAGE COLUMN TOTALS 404,329,116
FORM 13 F 12/31/00 REPORTING MANAGER : David J. Greene and Company, LLC Page 2 ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) ----------------------------------------------------------------------------------------------------------------------------------- EQK REALTY INVESTORS 1 SBI Common 268820107 914 91,400 X DJG 51,000 40,400 EASTMAN KODAK CO Common 277461109 20,944,744 531,930 X DJG 268,300 263,630 EDWARDS LIFESCIENCES CORP Common 28176E108 1,681,280 94,720 X DJG 79,500 15,220 EFUNDS CORP Common 28224R101 6,721,649 731,608 X DJG 601,838 129,770 EXXON MOBIL CORPORATION Common 30231G102 3,618,078 41,617 X DJG 2,989 38,628 FAIRCHILD SEMICON INTL -CL Common 303726103 5,730,244 396,900 X DJG 334,700 62,200 FEDERATED DEPARTMENT Common 31410H101 3,500,000 100,000 X DJG 100,000 FINOVA GROUP INC Common 317928109 620,100 620,100 X DJG 534,400 85,700 FIRST AMERICAN FINL CORP Common 318522307 335,326 10,200 X DJG 3,500 6,700 FOOTSTAR, INC. Common 344912100 94,242,160 1,903,882 X DJG 999,743 904,139 H.B. FULLER CO. Common 359694106 3,606,016 91,400 X DJG 81,800 9,600 GATX CORP Common 361448103 55,358,357 1,109,942 X DJG 600,502 509,440 GALILEO INTERNATIONAL INC Common 363547100 91,396,400 4,569,820 X DJG 2,429,830 2,139,990 GENENCOR INTERNATIONAL Common 368709101 1,587,852 88,214 X DJG 86,814 1,400 GENERAL ELECTRIC CO Common 369604103 2,497,736 52,104 X DJG 52,104 GENERAL MOTORS CORP Common 370442105 16,083,770 315,755 X DJG 160,800 154,955 GENUITY INC Common 37248E103 44,440,028 8,778,277 X DJG 4,776,077 4,002,200 GILEAD SCIENCES INC Common 375558103 391,133 4,716 X DJG 4,716 GLAXOSMITHKLINE PLC- ADR Common 37733W105 280,403 5,007 X DJG 5,007 GRAPHIC PACKAGING INTL Common 388690109 920,147 817,909 X DJG 557,755 260,154 GREATER BAY BANCORP Common 391648102 213,200 5,200 X DJG 5,200 HARRIS CORP Common 413875105 27,879,837 910,362 X DJG 666,566 243,796 HEALTHSOUTH CORPORATION Common 421924101 73,728,585 4,519,760 X DJG 2,731,900 1,787,860 HEALTH NET INC Common 42222G108 45,816,655 1,749,562 X DJG 1,011,155 738,407 HERSHEY FOODS CORP Common 427866108 258,530 4,016 X DJG 4,016 HOMEBASE INC Common 43738E108 3,073,030 3,073,030 X DJG 1,708,910 1,364,120 HONEYWELL Common 438516106 302,611 6,396 X DJG 6,396 HOST MARRIOTT CORP (REIT) Common 44107P104 24,713,212 1,910,200 X DJG 1,042,300 867,900 HOUSEHOLD INTL, INC. Common 441815107 348,645 6,339 X DJG 6,339 HYPERION SOLUTIONS CORP Common 44914M104 4,803,440 311,154 X DJG 259,454 51,700 IMC GLOBAL INC. Common 449669100 34,017,151 2,185,841 X DJG 1,342,990 842,851 IDEXX LABS INC Common 45168D104 266,200 12,100 X DJG 12,100 INTEL CORPORATION Common 458140100 1,927,848 64,128 X DJG 2,000 62,128 INTL BUSINESS MACHINES Common 459200101 1,255,960 14,776 X DJG 800 13,976 JOHNSON & JOHNSON Common 478160104 3,124,979 29,744 X DJG 29,744 KIMBERLY CLARK CORP Common 494368103 732,348 10,360 X DJG 10,360 LANIER WORLDWIDE INC Common 51589L105 2,119,350 706,450 X DJG 223,050 483,400 ELI LILLY & CO Common 532457108 302,453 3,250 X DJG 3,250 LINCOLN NATIONAL CORP Common 534187109 1,021,951 21,600 X DJG 9,000 12,600 LUCENT TECHNOLOGIES, INC. Common 549463107 426,114 31,564 X DJG 516 31,048 MPTV INC Common 553424102 200 10,000 X DJG 10,000 PAGE COLUMN TOTALS 580,288,636
FORM 13 F 12/31/00 REPORTING MANAGER : David J. Greene and Company, LLC Page 3 ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) ----------------------------------------------------------------------------------------------------------------------------------- MANDALAY RESORT GROUP Common 562567107 19,084,528 869,950 X DJG 465,650 404,300 MAXWELL TECHNOLOGIES Common 577767106 4,520,983 302,660 X DJG 230,410 72,250 MAYTAG CORP. Common 578592107 20,195,313 625,000 X DJG 276,400 348,600 McMORAN EXPLORATION CO. Common 582411104 622,658 46,993 X DJG 12,003 34,990 MERCK & CO INC Common 589331107 740,574 7,910 X DJG 7,910 MEREDITH CORP Common 589433101 7,893,985 245,250 X DJG 208,650 36,600 MILLIPORE CORP Common 601073109 58,443,210 927,670 X DJG 491,780 435,890 MODIS PROFESSIONAL Common 607830106 7,045,121 1,707,908 X DJG 1,452,598 255,310 MUELLER IND. Common 624756102 560,382 20,900 X DJG 2,300 18,600 NAVISTAR INTL Common 63934E108 65,658,636 2,507,251 X DJG 1,369,136 1,138,115 NORTH FORK Common 659424105 319,313 13,000 X DJG 3,000 10,000 OMNICARE INC Common 681904108 1,492,125 69,000 X DJG 19,400 49,600 ORBITAL SCIENCES CORP Common 685564106 4,685,934 1,135,984 X DJG 963,024 172,960 PACTIV CORPORATION Common 695257105 29,856,383 2,412,637 X DJG 854,400 1,558,237 PAREXEL INTERNATIONAL Common 699462107 5,309,965 491,095 X DJG 417,590 73,505 PATHMARK STORES INC Common 70322A101 5,761,800 349,200 X DJG 290,000 59,200 PFIZER INC Common 717081103 1,985,452 43,162 X DJG 43,162 PIER 1 IMPORTS INC/DE Common 720279108 111,375 10,800 X DJG 10,800 PIONEER STANDARD Common 723877106 121,000 11,000 X DJG 11,000 PITTSTON BRINK'S GROUP Common 725701106 87,332,261 4,394,076 X DJG 2,309,931 2,084,145 PLAYTEX PRODUCTS INC. Common 72813P100 12,207,965 1,268,360 X DJG 1,069,650 198,710 POLYONE CORPORATION Common 73179P106 88,125 15,000 X DJG 15,000 PRIMEX TECHNOLOGIES INC. Common 741597108 518,606 16,270 X DJG 5,400 10,870 PROCTER & GAMBLE CO Common 742718109 486,313 6,200 X DJG 1,000 5,200 QUANTUM CORP - DLT & Common 747906204 69,022,351 5,209,234 X DJG 3,165,914 2,043,320 QUANTUM CORP - HARD DISK Common 747906303 14,381,120 1,797,640 X DJG 1,481,985 315,655 QWEST COMMUNICATIONS Common 749121109 422,272 10,331 X DJG 310 10,021 RECKSON ASSOC REALTY CORP Common 75621K106 200,500 8,000 X DJG 8,000 ROYAL DUTCH PETE 1.25 Common 780257804 594,239 9,812 X DJG 9,812 RYDER SYSTEM INC W/RTS Common 783549108 48,310,039 2,905,867 X DJG 1,604,910 1,300,957 SBC COMMUNICATIONS INC. Common 78387G103 2,957,922 61,946 X DJG 3,258 58,688 SCHERING-PLOUGH CORP. Common 806605101 286,020 5,040 X DJG 5,040 SENSORMATIC ELECTRONICS Common 817265101 7,567,295 377,186 X DJG 335,000 42,186 SILVERSTREAM SOFTWARE Common 827907106 401,218 19,453 X DJG 19,453 SOUTHTRUST CORP Common 844730101 22,231,650 546,400 X DJG 212,900 333,500 SPACELABS MEDICAL Common 846247104 8,256,690 635,130 X DJG 537,830 97,300 SPRINT CORP (FON GROUP) Common 852061100 21,601,856 1,063,476 X DJG 513,278 550,198 STANDARD REGISTER CO. Common 853887107 373,493 26,210 X DJG 25,320 890 SUBURBAN PROPANE Common 864482104 317,188 14,500 X DJG 14,500 SYBRON DENTAL Common 871142105 2,464,223 146,028 X DJG 122,795 23,233 SYNCOR INTL CORP/DE Common 87157J106 283,725 7,800 X DJG 7,800 PAGE COLUMN TOTALS 534,713,808
FORM 13 F 12/31/00 REPORTING MANAGER : David J. Greene and Company, LLC Page 4 ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) ----------------------------------------------------------------------------------------------------------------------------------- TJX COS INC- NEW Common 872540109 50,077,650 1,804,600 X DJG 743,700 1,060,900 TELEDYNE TECHNOLOGIES Common 879360105 23,113,283 978,340 X DJG 831,160 147,180 TELEPHONE & DATA SYS INC. Common 879433100 81,020,520 900,228 X DJG 413,750 486,478 TENNECO AUTOMOTIVE INC Common 880349105 36,033 12,011 X DJG 2,000 10,011 TEXACO INC Common 881694103 1,797,898 28,940 X DJG 1,550 27,390 TRICON GLOBAL Common 895953107 25,700,400 778,800 X DJG 354,400 424,400 UNISYS CORP Common 909214108 56,169,155 3,840,626 X DJG 2,547,506 1,293,120 UNOVA INC Common 91529B106 5,390,557 1,487,050 X DJG 1,258,860 228,190 VARIAN MEDICAL SYSTEMS Common 92220P105 9,644,612 141,963 X DJG 20,263 121,700 VERIZON COMMUNICATIONS Common 92343V104 24,569,671 490,168 X DJG 174,318 315,850 VISX INC Common 92844S105 1,214,007 116,312 X DJG 112,312 4,000 WABTEC CORP Common 929740108 16,719,781 1,422,960 X DJG 1,037,450 385,510 WACHOVIA CORP Common 929771103 20,744,813 356,900 X DJG 141,900 215,000 WALLACE Common 932270101 918,000 54,000 X DJG 15,900 38,100 WHITMAN CORP Common 96647R107 58,106,687 3,548,500 X DJG 1,735,675 1,812,825 XTRA Common 984138107 3,775,824 78,663 X DJG 68,613 10,050 LORAL SPACE & COMM Common G56462107 7,512,396 2,356,830 X DJG 1,968,980 387,850 PAGE COLUMN TOTALS 386,511,287 AGGREGATE COLUMN TOTALS 1,905,842,847