-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KDSe/p3FS/ub/PBsjI+5uryYGErjQrRVOaO2FqGL/etxmXf8h8ZjdyuJYkGzhTw+ MESI/eYTU0BSgiaMB00eBQ== /in/edgar/work/0001005477-00-007785/0001005477-00-007785.txt : 20001115 0001005477-00-007785.hdr.sgml : 20001115 ACCESSION NUMBER: 0001005477-00-007785 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENE DAVID J & CO LLC CENTRAL INDEX KEY: 0000728608 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 362387938 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00663 FILM NUMBER: 762709 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123714233 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 0001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30,2000 Check here if Amendment |_|; Amendment Number: ____________ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David J. Greene and Company, LLC Address: 599 Lexington Avenue New York, NY 10022 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh Title: Principal and Chief Administrative Officer Phone: (212) 371-4200 Signature, Place, and Date of Signing: /s/ E. Stephen Walsh New York, NY November 1, 2000 - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 152 Form 13F Information Table Value Total: $1,625,499,213 List of Other Included Managers: None No. 13F File Number Name FORM 13 F 09/30/00 REPORTING MANAGER : David J. Greene and Company, LLC Page 1
=================================================================================================================================== ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) =================================================================================================================================== AAR CORP Common 000361105 285,938 25,000 X DJG 25,000 AGCO CORP Common 001084102 3,916,791 329,835 X DJG 275,260 54,575 A T & T CORP Common 001957109 10,458,146 356,022 X DJG 81,805 274,217 AETNA INC. Common 008117103 33,525,578 577,405 X DJG 260,680 316,725 ALBERTSONS INC Common 013104104 513,639 24,459 X DJG 4,331 20,128 ALLEN TELECOM INC Common 018091108 10,854,397 640,850 X DJG 561,670 79,180 ALLTEL CORPORATION Common 020039103 1,374,828 26,344 X DJG 26,344 AMERICAN EXPRESS CO Common 025816109 3,765,285 61,980 X DJG 1,100 60,880 AMERICAN INTERNATIONAL Common 026874107 3,392,792 35,457 X DJG 20,348 15,109 AMGEN INC. Common 031162100 251,381 3,600 X DJG 3,600 APCO ARGENTINA INC Common 037489101 249,023 10,269 X DJG 10,269 HISCOX PLC Common 0428828 12,720 12,000 X DJG 12,000 BHC COMMUNICATIONS INC Common 055448104 12,134,399 77,105 X DJG 44,205 32,900 BJ'S WHOLESALE CLUB INC. Common 05548J106 447,038 13,100 X DJG 1,500 11,600 BP AMOCO PLC ADS Common 055622104 793,993 14,981 X DJG 14,981 BANK OF NEW YORK CO INC Common 064057102 224,250 4,000 X DJG 4,000 BAUSCH & LOMB INC Common 071707103 3,092,611 79,425 X DJG 69,220 10,205 BELLSOUTH CORP W/RTS Common 079860102 259,613 6,450 X DJG 6,450 BERGEN BRUNSWIG CORP CL A Common 083739102 631,125 54,000 X DJG 54,000 BRISTOL MYERS SQUIBB CO Common 110122108 1,601,214 28,030 X DJG 28,030 C&D TECHNOLOGIES INC Common 124661109 1,135,000 20,000 X DJG 20,000 C.I.T GROUP INC-A Common 125577106 1,767,500 101,000 X DJG 101,000 CNA SURETY CORPORATION Common 12612L108 546,250 47,500 X DJG 27,000 20,500 CALGON CARBON CORP Common 129603106 7,563,646 1,110,260 X DJG 750,590 359,670 CENDANT CORPORATION Common 151313103 10,968,525 1,008,600 X DJG 279,100 729,500 CHARTER ONE FINANCIAL INC Common 160903100 317,885 13,041 X DJG 12,381 660 CHASE MANHATTAN CORP Common 16161A108 984,902 21,324 X DJG 1,500 19,824 CHEVRON CORP W/RTS Common 166751107 494,791 5,804 X DJG 5,804 CIRCLE INTERNATIONAL CRP Common 172574105 847,000 28,000 X DJG 28,000 CITIGROUP INC. Common 172967101 11,988,305 221,749 X DJG 26,091 195,658 CITY INVESTING CO Common 177900107 16,784 13,100 X DJG 9,300 3,800 COCA-COLA ENTERPRISES INC Common 191219104 15,700,031 985,100 X DJG 331,300 653,800 COMDISCO INC Common 200336105 43,912,299 2,303,596 X DJG 988,918 1,314,678 CONSOLIDATED STORES CORP Common 210149100 364,500 27,000 X DJG 27,000 COORSTEK INC. Common 217020106 13,863,866 362,454 X DJG 218,719 143,735 COVANCE INC Common 222816100 1,525,577 186,330 X DJG 163,200 23,130 CRESTLINE CAPITAL Common 226153104 5,389,791 268,650 X DJG 229,820 38,830 CYTEC INDUSTRIES INC. Common 232820100 56,707,960 1,695,939 X DJG 867,770 828,169 DEPARTMENT 56 Common 249509100 497,169 37,700 X DJG 37,700 DIAL CORPORATION (NEW) Common 25247D101 25,754,025 2,215,400 X DJG 933,200 1,282,200 DIEBOLD INC Common 253651103 16,118,125 606,800 X DJG 371,700 235,100 ----------- PAGE COLUMN TOTALS 304,248,690
FORM 13 F 09/30/00 REPORTING MANAGER : David J. Greene and Company, LLC Page 2
=================================================================================================================================== ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) =================================================================================================================================== DIME BANCORP INC. NEW Common 25429Q102 66,760,605 3,096,144 X DJG 1,384,548 1,711,596 DOLE FOOD CO. Common 256605106 16,991,385 1,132,759 X DJG 597,316 535,443 DOVER CORP Common 260003108 277,870 5,920 X DJG 5,920 EMC CORP Common 268648102 218,075 2,200 X DJG 2,200 EQK REALTY INVESTORS 1 SBI Common 268820107 1,689 112,600 X DJG 57,000 55,600 EASTMAN KODAK CO Common 277461109 25,715,689 629,130 X DJG 291,800 337,330 EDO CORP Common 281347104 116,325 13,200 X DJG 12,200 1,000 EFUNDS CORP Common 28224R101 1,543,145 209,240 X DJG 182,670 26,570 EL PASO ELECTRIC COMPANY Common 283677854 1,101,600 80,000 X DJG 80,000 EMMIS COMMUNICATIONS -CL Common 291525103 247,500 10,000 X DJG 10,000 EXXON MOBIL CORPORATION Common 30231G102 3,709,115 41,617 X DJG 2,989 38,628 FEDERATED DEPARTMENT Common 31410H101 2,612,500 100,000 X DJG 100,000 FINOVA GROUP INC Common 317928109 27,517,339 3,795,495 X DJG 1,763,910 2,031,585 FOOTSTAR, INC. Common 344912100 64,530,227 1,997,067 X DJG 1,004,582 992,485 FOUNDATION HEALTH Common 350404109 30,291,615 1,822,052 X DJG 1,032,855 789,197 H.B. FULLER CO. Common 359694106 980,375 34,100 X DJG 34,100 GATX CORP Common 361448103 57,313,978 1,368,692 X DJG 717,902 650,790 GALILEO INTERNATIONAL INC Common 363547100 56,834,160 3,666,720 X DJG 1,826,130 1,840,590 GENERAL ELECTRIC CO Common 369604103 3,307,571 57,336 X DJG 57,336 GENERAL MOTORS CORP Common 370442105 22,149,075 340,755 X DJG 165,400 175,355 GILEAD SCIENCES INC Common 375558103 517,286 4,716 X DJG 4,716 GRAPHIC PACKAGING INTL Common 388690109 2,621,610 1,233,699 X DJG 583,955 649,744 HARRIS CORP Common 413875105 13,931,418 489,896 X DJG 342,100 147,796 HEALTHSOUTH CORPORATION Common 421924101 55,621,800 6,845,760 X DJG 3,816,800 3,028,960 HERSHEY FOODS CORP Common 427866108 217,366 4,016 X DJG 4,016 HILB, ROGAL & HAMILTON CO Common 431294107 1,167,250 28,000 X DJG 28,000 HOMEBASE INC Common 43738E108 7,318,347 3,345,530 X DJG 1,745,710 1,599,820 HONEYWELL Common 438516106 227,858 6,396 X DJG 6,396 HOST MARRIOTT CORP (REIT) Common 44107P104 20,488,500 1,821,200 X DJG 1,054,300 766,900 HOUGHTON MIFFLIN CO Common 441560109 314,000 8,000 X DJG 8,000 HOUSEHOLD INTL, INC. Common 441815107 358,946 6,339 X DJG 6,339 IMC GLOBAL INC. Common 449669100 31,088,812 2,144,056 X DJG 1,213,194 930,862 IMC GLOBAL WTS - EXPIRE Common 449669118 0 270,639 X DJG 177,222 93,417 ITT EDUCATIONAL SERVICES Common 45068B109 976,500 36,000 X DJG 36,000 INTEL CORPORATION Common 458140100 2,665,320 64,128 X DJG 2,000 62,128 INTL BUSINESS MACHINES Common 459200101 1,762,200 15,664 X DJG 800 14,864 INTERNATIONAL GAME TECH Common 459902102 30,065,289 894,135 X DJG 374,052 520,083 JOHNSON & JOHNSON Common 478160104 3,079,647 32,784 X DJG 32,784 KIMBERLY CLARK CORP Common 494368103 578,218 10,360 X DJG 10,360 LANIER WORLDWIDE INC Common 51589L105 4,713,936 4,713,936 X DJG 2,863,640 1,850,296 ELI LILLY & CO Common 532457108 263,656 3,250 X DJG 3,250 ----------- PAGE COLUMN TOTALS 560,197,795
FORM 13 F 09/30/00 REPORTING MANAGER : David J. Greene and Company, LLC Page 3
=================================================================================================================================== ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) =================================================================================================================================== LINCOLN NATIONAL CORP Common 534187109 1,039,500 21,600 X DJG 9,000 12,600 LUCENT TECHNOLOGIES, INC. Common 549463107 1,004,284 32,860 X DJG 516 32,344 MPTV INC Common 553424102 279 10,000 X DJG 10,000 MANDALAY RESORT GROUP Common 562567107 16,197,563 632,100 X DJG 366,800 265,300 MAXWELL TECHNOLOGIES Common 577767106 5,474,838 302,060 X DJG 229,810 72,250 McMORAN EXPLORATION CO. Common 582411104 565,140 48,719 X DJG 12,503 36,216 MERCK & CO INC Common 589331107 733,954 9,860 X DJG 9,860 MEREDITH CORP Common 589433101 4,429,425 150,150 X DJG 131,450 18,700 MILLIPORE CORP W/RTS Common 601073109 3,355,266 69,270 X DJG 62,780 6,490 MODIS PROFESSIONAL Common 607830106 1,812,616 349,420 X DJG 308,010 41,410 MUELLER IND. Common 624756102 468,944 20,900 X DJG 2,300 18,600 MYND CORPORATION Common 628551103 5,648,400 418,400 X DJG 277,500 140,900 NABISCO GROUP HOLDINGS Common 62952P102 686,109 24,074 X DJG 20,000 4,074 NATL COMMERCE Common 635449101 498,438 25,000 X DJG 25,000 NAVISTAR INTL Common 63934E108 62,325,414 2,081,851 X DJG 1,005,436 1,076,415 NORTH FORK Common 659424105 281,125 13,000 X DJG 3,000 10,000 OMNICARE INC Common 681904108 1,888,238 117,100 X DJG 40,500 76,600 ORBITAL SCIENCES CORP Common 685564106 3,733,910 445,840 X DJG 396,880 48,960 OWENS & MINOR INC Common 690732102 252,000 16,000 X DJG 16,000 PACTIV CORPORATION Common 695257105 40,212,205 3,594,387 X DJG 1,511,900 2,082,487 PAREXEL INTERNATIONAL Common 699462107 3,235,058 380,595 X DJG 330,590 50,005 PEOPLES BANK Common 710198102 758,250 36,000 X DJG 36,000 PFIZER INC Common 717081103 1,742,766 38,782 X DJG 38,782 PITTSTON BRINK'S GROUP Common 725701106 61,878,558 3,992,165 X DJG 1,979,528 2,012,637 PLAYTEX PRODUCTS INC. Common 72813P100 7,045,684 596,460 X DJG 531,850 64,610 POLYONE CORPORATION Common 73179P106 109,688 15,000 X DJG 15,000 PRIMEX TECHNOLOGIES INC. Common 741597108 9,380,503 322,770 X DJG 283,550 39,220 PROCTER & GAMBLE CO Common 742718109 415,400 6,200 X DJG 1,000 5,200 QUANTUM CORP - DLT & Common 747906204 69,536,935 4,616,560 X DJG 2,661,140 1,955,420 QUANTUM CORP - HARD DISK Common 747906303 9,755,992 981,735 X DJG 809,480 172,255 QWEST COMMUNICATIONS Common 749121109 502,532 10,456 X DJG 310 10,146 RECKSON ASSOC REALTY CORP Common 75621K106 204,000 8,000 X DJG 8,000 ROGERS CORP Common 775133101 1,423,125 45,000 X DJG 45,000 ROYAL DUTCH PETE 1.25 Common 780257804 588,107 9,812 X DJG 9,812 RUBY TUESDAY INC Common 781182100 900,000 80,000 X DJG 80,000 RYDER SYSTEM INC W/RTS Common 783549108 58,554,126 3,175,817 X DJG 1,537,010 1,638,807 SBC COMMUNICATIONS INC. Common 78387G103 3,270,200 65,404 X DJG 3,258 62,146 THE ST JOE CORP Common 790148100 277,500 10,000 X DJG 10,000 SAKS INCORPORATED Common 79377W108 987,500 100,000 X DJG 100,000 SCHERING-PLOUGH CORP. Common 806605101 234,360 5,040 X DJG 5,040 SENSORMATIC ELECTRONICS Common 817265101 5,414,550 360,970 X DJG 318,200 42,770 ----------- PAGE COLUMN TOTALS 386,822,477
FORM 13 F 09/30/00 REPORTING MANAGER : David J. Greene and Company, LLC Page 4
=================================================================================================================================== ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OF INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) =================================================================================================================================== SILVERSTREAM SOFTWARE Common 827907106 586,022 19,453 X DJG 19,453 SMITHKLINE BEECHAM PLC- Common 832378301 301,950 4,400 X DJG 4,400 SPACELABS MEDICAL Common 846247104 3,308,421 335,030 X DJG 292,730 42,300 SPRINT CORP (FON GROUP) Common 852061100 32,885,518 1,121,894 X DJG 529,488 592,406 STANDARD REGISTER CO. Common 853887107 419,360 26,210 X DJG 25,320 890 SUBURBAN PROPANE Common 864482104 319,000 14,500 X DJG 14,500 TJX COS INC- NEW Common 872540109 51,223,500 2,276,600 X DJG 974,900 1,301,700 TEKTRONIX INC Common 879131100 553,050 7,200 X DJG 7,200 TELEDYNE TECHNOLOGIES Common 879360105 17,560,628 602,940 X DJG 524,060 78,880 TELEPHONE & DATA SYS INC. Common 879433100 72,057,730 650,928 X DJG 266,750 384,178 TENNECO AUTOMOTIVE INC Common 880349105 62,307 12,011 X DJG 2,000 10,011 TEXACO INC Common 881694103 1,739,850 33,140 X DJG 1,550 31,590 TOSCO CORP Common 891490302 1,150,850 36,901 X DJG 36,901 TRICON GLOBAL Common 895953107 16,871,313 550,900 X DJG 317,400 233,500 UNIGRAPHICS SOLUTIONS INC Common 904928108 353,250 18,000 X DJG 18,000 UNISYS CORP Common 909214108 40,397,738 3,590,910 X DJG 2,038,590 1,552,320 UNIVERSAL HEALTH Common 913903100 1,883,750 22,000 X DJG 22,000 UNOVA INC Common 91529B106 4,460,991 1,132,950 X DJG 921,960 210,990 VARIAN MEDICAL SYSTEMS Common 92220P105 19,263,205 426,295 X DJG 229,610 196,685 VERIZON COMMUNICATIONS Common 92343V104 24,940,953 514,910 X DJG 178,518 336,392 VOLT INFO SCIENCES INC Common 928703107 559,000 26,000 X DJG 26,000 WABTEC CORP Common 929740108 11,467,818 1,132,624 X DJG 739,750 392,874 WACHOVIA CORP Common 929771103 19,103,688 337,000 X DJG 140,700 196,300 WALLACE Common 932270101 1,389,275 91,100 X DJG 30,400 60,700 WARNER LAMBERT CO Common 934488107 206,692 1,593 X DJG 1,593 WHITMAN CORP Common 96647R107 39,334,469 3,401,900 X DJG 1,562,775 1,839,125 XTRA Common 984138107 3,403,024 76,580 X DJG 66,530 10,050 ZIONS BANCORPORATION Common 989701107 920,531 18,000 X DJG 18,000 LORAL SPACE & Common G56462107 7,506,371 1,225,530 X DJG 1,082,680 142,850 ----------- PAGE COLUMN TOTALS 374,230,251 ------------- AGGREGATE COLUMN TOTALS 1,625,499,213
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