-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UuIEdLRL8gcj4vCRUmTv3fcbO3Kj2nkdPmFZXG6SYDIXw3aONr/q+zbHlq3pVOBA ubKvYUXwBND1wO8yi1zrOA== 0001005477-00-003941.txt : 20000515 0001005477-00-003941.hdr.sgml : 20000515 ACCESSION NUMBER: 0001005477-00-003941 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENE DAVID J & CO LLC CENTRAL INDEX KEY: 0000728608 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 362387938 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00663 FILM NUMBER: 629709 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123714233 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 FORM 13F FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F COVER PAGE Report for the Quarter Ended: March 31, 2000 ---------- Check Here if Amendment [ ]; Amendment Number Institutional Investment Manager Filing this Report: Name: David J. Greene and Company, LLC ------------------------------------- Address: 599 Lexington Avenue ------------------------------------- New York, NY 10022 ------------------------------------- Form 13F File Number: 28-663 ------ The institutional investment manager filing this report and the person by whom it is signed thereby represent that the person signing the report is authorized to submit, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. Stephen Walsh ------------------------------------- Title: Principal and Chief Administrative Officer ------------------------------------- Phone: (212) 371-4200 ------------------------------------- Signature, Place and Date of Signing: /s/ E. Stephen Walsh - ------------------------------- [Signature] New York, NY [City, State] - ------------------------------- May 8, 2000 - ------------------------------- [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 137 Form 13F Information Table Value Total: $1,573,487,000 List of Other Included Managers: None
FORM 13F 03/31/2000 REPORTING MANAGER : DAVID J. GREENE AND COMPANY, LLC PAGE 1 INVESTMENT NAME OF ISSUER TITLE CUSIP FAIR SHARES OF DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) ACTV INC COMMON 00088E104 281,000 8,000 X DJG 8,000 AGCO CORP COMMON 001084102 1,208,000 106,235 X DJG 101,660 4,575 A T & T CORP COMMON 001957109 4,191,000 74,429 X DJG 9,403 65,026 ACX TECHNOLOGIES INC COMMON 005123104 4,925,000 1,193,915 X DJG 387,255 806,660 AETNA INC COMMON 008117103 52,711,000 949,750 X DJG 516,980 432,770 ALBERTSONS INC COMMON 013104104 2,866,000 92,814 X DJG 26,628 66,186 ALLEN TELECOM INC COMMON 018091108 6,573,000 412,450 X DJG 221,100 191,350 ALLTEL CORPORATION COMMON 020039103 2,368,000 37,439 X DJG 9,911 27,528 AMERICAN EXPRESS CO COMMON 025816109 3,449,000 23,160 X DJG 700 22,460 AMERICAN INTERNATIONAL GROUP INC COMMON 026874107 2,625,000 23,972 X DJG 13,899 10,073 AMGEN INC COMMON 031162100 258,000 4,200 X DJG 4,200 APCO ARGENTINA INC CAYMAN ISLAND COMMON 037489101 334,000 10,269 X DJG 10,269 HISCOX PLC COMMON 0428828 13,000 12,000 X DJG 12,000 BHC COMMUNICATIONS INC CL-A COMMON 055448104 23,225,000 148,880 X DJG 93,155 55,725 BJ'S WHOLESALE CLUB INC COMMON 05548J106 503,000 13,100 X DJG 1,500 11,600 BP AMOCO PLC ADS COMMON 055622104 1,002,000 18,813 X DJG 18,813 BELL ATLANTIC CORP COMMON 077853109 8,252,000 134,997 X DJG 63,018 71,979 BELLSOUTH CORP W/RTS COMMON 079860102 312,000 6,650 X DJG 6,650 BRISTOL MYERS SQUIBB CO W/RTS COMMON 110122108 1,672,000 28,830 X DJG 28,830 C.I.T GROUP INC-A COMMON 125577106 2,038,000 104,500 X DJG 104,500 CNA SURETY CORPORATION COMMON 12612L108 1,038,000 74,500 X DJG 27,000 47,500 CALGON CARBON CORP COMMON 129603106 5,222,000 795,670 X DJG 286,290 509,380 CENDANT CORPORATION COMMON 151313103 187,000 10,100 X DJG 10,100 CHASE MANHATTAN CORP (NEW) COMMON 16161A108 1,763,000 20,216 X DJG 1,000 19,216 CHEMFAB, INC COMMON 16361L102 231,000 15,800 X DJG 9,050 6,750 CHEVRON CORP W/RTS COMMON 166751107 525,000 5,684 X DJG 5,684 CISCO SYSTEMS INC COMMON 17275R102 237,000 3,060 X DJG 3,060 CITIGROUP INC COMMON 172967101 10,634,000 177,597 X DJG 22,567 155,030 CITY INVESTING CO LIQUIDATING COMMON 177900107 17,000 13,100 X DJG 9,300 3,800 COCA-COLA ENTERPRISES INC COMMON 191219104 9,759,000 452,600 X DJG 135,500 317,100 COMDISCO INC COMMON 200336105 79,640,000 1,804,870 X DJG 647,504 1,157,366 COORSTEK INC COMMON 217020106 12,031,000 298,908 X DJG 113,219 185,689 CRESTLINE CAPITAL CORPORATION COMMON 226153104 2,816,000 161,500 X DJG 104,270 57,230 CYTEC INDUSTRIES INC COMMON 232820100 50,358,000 1,644,352 X DJG 740,770 903,582 PAGE COLUMN TOTALS FORM 13F 03/31/2000 REPORTING MANAGER : DAVID J. GREENE AND COMPANY, LLC PAGE 2 INVESTMENT NAME OF ISSUER TITLE CUSIP FAIR SHARES OF DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) DAYTON SUPERIOR CORP COMMON 240028100 463,000 18,400 X DJG 18,400 DEPARTMENT 56 COMMON 249509100 655,000 44,200 X DJG 5,000 39,200 DEXTER CORP COMMON 252165105 9,256,000 174,645 X DJG 101,700 72,945 DIAL CORPORATION (NEW) COMMON 25247D101 29,968,000 2,179,500 X DJG 923,800 1,255,700 DIEBOLD INC COMMON 253651103 17,562,000 638,600 X DJG 424,100 214,500 DIME BANCORP INC. NEW COMMON 25429Q102 59,220,000 3,201,081 X DJG 1,342,098 1,858,983 DOLE FOOD CO COMMON 256605106 31,456,000 1,618,313 X DJG 934,981 683,332 DOVER CORP COMMON 260003108 283,000 5,920 X DJG 5,920 EQK REALTY INVESTORS 1 SBI COMMON 268820107 17,000 112,600 X DJG 57,000 55,600 EASTMAN CHEMICAL COMPANY COMMON 277432100 1,458,000 32,037 X DJG 32,037 ECHOSTAR COMMUNICATIONS CORP COMMON 278762109 316,000 4,000 X DJG 4,000 EMISPHERE TECHNOLOGIES COMMON 291345106 228,000 4,400 X DJG 4,400 ENCOMPASS SERVICES CORP COMMON 29255U104 90,000 15,594 X DJG 15,594 EXXON MOBIL CORPORATION COMMON 30231G102 3,301,000 42,354 X DJG 1,920 40,434 FEDERAL NATIONAL MTGR ASSN COMMON 313586109 679,000 12,000 X DJG 12,000 FINOVA GROUP INC COMMON 317928109 33,216,000 1,975,655 X DJG 890,220 1,085,435 FOOTSTAR, INC COMMON 344912100 60,852,000 2,154,068 X DJG 1,053,925 1,100,143 FOUNDATION HEALTH SYSTEMS COMMON 350404109 22,566,000 2,820,746 X DJG 1,474,515 1,346,231 GATX CORP COMMON 361448103 51,351,000 1,351,340 X DJG 653,502 697,838 GALILEO INTERNATIONAL INC COMMON 363547100 68,947,000 2,865,310 X DJG 1,232,940 1,632,370 GENERAL ELECTRIC CO COMMON 369604103 2,974,000 19,112 X DJG 19,112 GENERAL MOTORS CORP COMMON 370442105 30,989,000 374,205 X DJG 211,100 163,105 GEON COMPANY COMMON 37246W105 269,000 12,500 X DJG 7,500 5,000 GILEAD SCIENCES INC COMMON 375558103 299,000 4,716 X DJG 4,716 BF GOODRICH COMMON 382388106 1,434,000 50,000 X DJG 50,000 HARRIS CORP COMMON 413875105 3,238,000 93,696 X DJG 50,900 42,796 HEALTHSOUTH CORPORATION COMMON 421924101 36,674,000 6,448,160 X DJG 3,310,400 3,137,760 HOMEBASE INC COMMON 43738E108 7,490,000 3,744,970 X DJG 1,966,110 1,778,860 HONEYWELL INTERNATIONAL INC COMMON 438516106 379,000 7,196 X DJG 7,196 HOST MARRIOTT CORP (REIT) COMMON 44107P104 19,563,000 2,204,300 X DJG 1,309,400 894,900 HOUSEHOLD INTL, INC COMMON 441815107 237,000 6,339 X DJG 6,339 HUSSMANN INTL INC COMMON 448110106 26,513,000 2,089,700 X DJG 1,081,363 1,008,337 IMC GLOBAL INC COMMON 449669100 31,463,000 2,142,131 X DJG 1,246,145 895,986 IMC GLOBAL WTS - EXPIRE 12/22/00 COMMON 449669118 10,000 315,047 X DJG 217,946 97,101 INTEL CORPORATION COMMON 458140100 4,246,000 32,184 X DJG 1,000 31,184 INTL BUSINESS MACHINES CORP COMMON 459200101 1,848,000 15,664 X DJG 800 14,864 INTERNATIONAL GAME TECH COMMON 459902102 23,093,000 1,064,828 X DJG 499,072 565,756 JOHNSON & JOHNSON COMMON 478160104 2,598,000 36,984 X DJG 36,984 KIMBERLY CLARK CORP COMMON 494368103 581,000 10,360 X DJG 10,360 LANIER WORLDWIDE INC COMMON 51589L105 7,252,000 3,516,136 X DJG 1,222,540 2,293,596 ELI LILLY & CO COMMON 532457108 204,000 3,250 X DJG 3,250 LIMITED INC COMMON 532716107 215,000 5,105 X DJG 5,105 PAGE COLUMN TOTALS FORM 13F 03/31/2000 REPORTING MANAGER : DAVID J. GREENE AND COMPANY, LLC PAGE 3 INVESTMENT NAME OF ISSUER TITLE CUSIP FAIR SHARES OF DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) LINCOLN NATIONAL CORP COMMON 534187109 18,733,000 559,200 X DJG 340,900 218,300 LOCKHEED MARTIN CORP COMMON 539830109 613,000 30,000 X DJG 30,000 LUCENT TECHNOLOGIES, INC COMMON 549463107 2,083,000 34,004 X DJG 516 33,488 MPTV INC COMMON 553424102 1,000 10,000 X DJG 10,000 MANDALAY RESORT GROUP COMMON 562567107 19,393,000 1,149,200 X DJG 685,900 463,300 MAXWELL TECHNOLOGIES INC COMMON 577767106 1,836,000 133,560 X DJG 40,410 93,150 MCDERMOTT INTL INC COMMON 580037109 988,000 107,500 X DJG 100,000 7,500 MCKESSON HBOC INC COMMON 58155Q103 15,317,000 729,400 X DJG 455,400 274,000 McMORAN EXPLORATION CO COMMON 582411104 1,466,000 77,422 X DJG 39,462 37,960 MEDIAONE GROUP, INC COMMON 58440J104 1,244,000 15,360 X DJG 1,344 14,016 MERCK & CO INC COMMON 589331107 613,000 9,860 X DJG 9,860 MILLIPORE CORP W/RTS COMMON 601073109 2,137,000 37,860 X DJG 20,230 17,630 MIRAGE RESORTS INC COMMON 60462E104 252,000 13,000 X DJG 5,000 8,000 MODIS PROFESSIONAL SERVICES COMMON 607830106 1,323,000 106,920 X DJG 45,510 61,410 MUELLER IND COMMON 624756102 2,117,000 69,700 X DJG 11,800 57,900 NABISCO GROUP HOLDINGS COMMON 62952P102 539,000 44,674 X DJG 40,600 4,074 NAVISTAR INTL COMMON 63934E108 73,697,000 1,836,690 X DJG 815,665 1,021,025 NORTH FORK BANCORPORATION COMMON 659424105 232,000 13,000 X DJG 3,000 10,000 OMNICARE INC COMMON 681904108 2,634,000 218,400 X DJG 80,000 138,400 ORBITAL SCIENCES CORP COMMON 685564106 1,652,000 110,160 X DJG 55,570 54,590 PACTIV CORPORATION COMMON 695257105 33,532,000 3,859,809 X DJG 1,722,900 2,136,909 PAREXEL INTERNATIONAL CORP COMMON 699462107 2,376,000 251,795 X DJG 151,790 100,005 PITTSTON BRINK'S GROUP COMMON 725701106 60,467,000 3,556,895 X DJG 1,664,198 1,892,697 PLAYTEX PRODUCTS INC COMMON 72813P100 2,941,000 226,260 X DJG 161,650 64,610 POLICY MANAGEMENT SYSTEMS CORP COMMON 731108106 7,793,000 649,420 X DJG 377,410 272,010 PRIMEX TECHNOLOGIES INC COMMON 741597108 4,151,000 194,770 X DJG 128,900 65,870 PROCTER & GAMBLE CO COMMON 742718109 350,000 6,200 X DJG 1,000 5,200 QUANTUM CORP - DLT & STORAGE SYSTEM COMMON 747906204 48,738,000 4,082,770 X DJG 2,209,390 1,873,380 QUANTUM CORP - HARD DISK DRIVE COMMON 747906303 10,208,000 907,335 X DJG 547,580 359,755 RITE AID CORP COMMON 767754104 3,048,000 541,787 X DJG 214,587 327,200 ROYAL DUTCH PETE 1.25 GUILDER SH COMMON 780257804 557,000 9,632 X DJG 9,632 RYDER SYSTEM INC W/RTS COMMON 783549108 55,461,000 2,444,552 X DJG 1,198,070 1,246,482 SBC COMMUNICATIONS INC COMMON 78387G103 2,816,000 66,840 X DJG 3,258 63,582 SENSORMATIC ELECTRONICS CORP COMMON 817265101 2,851,000 127,070 X DJG 115,400 11,670 SHARED MEDICAL SYSTEMS CORP W/RT COMMON 819486101 52,414,000 1,010,390 X DJG 441,450 568,940 SILVERSTREAM SOFTWARE INC COMMON 827907106 1,528,000 20,678 X DJG 20,678 SMED INTERNATIONAL INC COMMON 83169D104 314,000 20,600 X DJG 20,600 SMITHKLINE BEECHAM PLC- ADR COMMON 832378301 291,000 4,400 X DJG 4,400 SPACELABS MEDICAL COMMON 846247104 1,765,000 110,730 X DJG 65,830 44,900 SPRINT CORP (FON GROUP) COMMON 852061100 33,958,000 536,892 X DJG 210,388 326,504 SPRINT CORP (PCS GROUP) COMMON 852061506 288,000 4,400 X DJG 500 3,900 STANDARD REGISTER CO COMMON 853887107 337,000 26,210 X DJG 25,320 890 SUBURBAN PROPANE PARTNERS LP COMMON 864482104 301,000 15,300 X DJG 15,300 TANDY CORP COMMON 875382103 5,923,000 116,700 X DJG 6,100 110,600 TEKTRONIX INC COMMON 879131100 15,994,000 285,615 X DJG 71,460 214,155 PAGE COLUMN TOTALS FORM 13F 03/31/2000 REPORTING MANAGER : DAVID J. GREENE AND COMPANY, LLC PAGE 4 INVESTMENT NAME OF ISSUER TITLE CUSIP FAIR SHARES OF DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) TELEDYNE TECHNOLOGIES INC COMMON 879360105 6,197,000 356,640 X DJG 171,760 184,880 TELEPHONE & DATA SYS INC COMMON 879433100 78,058,000 703,228 X DJG 303,350 399,878 TENNECO AUTOMOTIVE INC COMMON 880349105 104,000 13,111 X DJG 2,000 11,111 TEXACO INC COMMON 881694103 1,991,000 37,041 X DJG 1,550 35,491 TOYS R US COMMON 892335100 800,000 54,000 X DJG 22,500 31,500 U S WEST INC COMMON 91273H101 431,000 5,934 X DJG 180 5,754 UNOVA INC COMMON 91529B106 6,089,000 451,020 X DJG 197,730 253,290 VARIAN INC COMMON 922206107 15,153,000 394,865 X DJG 97,060 297,805 VARIAN SEMICONDUCTOR EQUIPMENT COMMON 922207105 1,909,000 30,000 X DJG 30,000 VARIAN MEDICAL SYSTEMS INC COMMON 92220P105 16,736,000 366,825 X DJG 122,830 243,995 VODAPHONE GROUP PLC SPONSOR ADR COMMON 92857T107 289,000 5,195 X DJG 35 5,160 WALLACE COMMON 932270101 1,152,000 97,500 X DJG 26,600 70,900 WARNER LAMBERT CO COMMON 934488107 1,241,000 12,700 X DJG 12,700 WESTINGHOUSE AIR BRAKE CO COMMON 960386100 11,992,000 1,128,674 X DJG 307,250 821,424 WHITMAN CORP COMMON 96647R107 48,114,000 3,452,150 X DJG 1,636,575 1,815,575 XTRA COMMON 984138107 1,242,000 32,680 X DJG 15,630 17,050 PAGE COLUMN TOTALS AGGREGATE COLUMN TOTALS 1,573,487,000
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