-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QHWczXxLiE2BGRcbUlQ8R+Kb2qxGQOZMNTMYY6/YMAtlL910N8ozREAvuqsSCD+M 1OBbwLwI7tyGWTkqkp7lSA== 0001004003-96-000030.txt : 19960228 0001004003-96-000030.hdr.sgml : 19960228 ACCESSION NUMBER: 0001004003-96-000030 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960226 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WABAN INC CENTRAL INDEX KEY: 0000850316 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 330109661 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-40901 FILM NUMBER: 96525305 BUSINESS ADDRESS: STREET 1: ONE MERCER ROAD CITY: NATICK STATE: MA ZIP: 01760 BUSINESS PHONE: 5086516500 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREENE DAVID J & CO CENTRAL INDEX KEY: 0000728608 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 362387938 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 599 LEXINTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123714233 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Waban, Inc. - ----------------------------------------------------------------- - --------------- (Name of Issuer) Common Stock, $.01 Par Value - ----------------------------------------------------------------- - --------------- (Title of Class of Securities) 929394104 ----------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages 2045978.01 - ------------------------ ------------------------- CUSIP NO. 929394104 13G Page 2 of 5 Pages - ------------------------ ------------------------- - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person David J. Greene and Company - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [xx] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - ------------------------------------------------------------------------------- 5 Sole Voting Power Number of 144,200 shares Shares ----------------------------------------------------------- 6 Shared Voting Power Beneficially Owned By 1,611,800 shares ----------------------------------------------------------- Each 7 Sole Dispositive Power Reporting 144,200 shares Person ----------------------------------------------------------- 8 Shared Dispositive Power With 2,282,850 shares - ------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned By Each Reporting Person 2,427,050 shares - ------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] - ------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row 9 7.39% - ------------------------------------------------------------------------------- 12 Type of Reporting Person* Broker-dealer/Investment Adviser (BD/IA/PN) - ------------------------------------------------------------------------------- 2045978.01 David J. Greene and Company 3 of 5 *SEE INSTRUCTION BEFORE FILLING OUT! The filing of this statement shall not be construed as an admission that David J. Greene and Company is the beneficial owner of the securities covered by such statement. Item 1. (a) Name of Issuer. Waban, Inc. Item 1. (b) Address of Issuer's Principal Executive Offices. One Mercer Road P.O. Box 9600 Natick, MA 01760 Item 2. (a) Name of Person Filing. David J. Greene and Company Item 2. (b) Address of Principal Business Office. 599 Lexington Avenue, New York, NY 10022 Item 2. (c) Place of Organization. New York Item 2. (d) Title of Class of Securities. Common Stock, $.01 Par Value Item 2. (e) CUSIP Number. 929394104 Item 3. (a) David J. Greene and Company is a broker-dealer registered under Section 15 of the Act. (b) David J. Greene and Company is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership. (a) Amount Beneficially Owned: 2,427,050 shares (b) Percent of Class: 7.39% 2045978.01 David J. Greene and Company 4 of 5 (c) Number of shares as to which such person has: (i) Sole power to vote: 144,200 shares (ii) Shared power to vote: 1,611,800 shares (iii) Sole power to dispose of or to direct the disposition of: 144,200 shares (iv) Shared power to dispose or to direct the disposition of: 2,282,850 shares Item 5. Ownership of Five Percent or Less of a Class. Reporting person has not ceased to be the beneficial owner of more than five percent of the securities. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. 2045978.01 David J. Greene and Company 5 of 5 Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: 2/5/96 Signature: /s/ E. Stephen Walsh as of ------------------------ 12/31/95 Name/Title: E. Stephen Walsh General Partner and Director of Compliance 2045978.01 -----END PRIVACY-ENHANCED MESSAGE-----