-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RbtOAMU85/g7YejrWvn6BPxydOcmffjoeWoKlPMeN0iOTSFTT08WBoS9+OLD3s16 N0hTa35Tb75/mL9ujBA4vA== 0000930413-08-006617.txt : 20081112 0000930413-08-006617.hdr.sgml : 20081111 20081112171342 ACCESSION NUMBER: 0000930413-08-006617 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENE DAVID J & CO LLC CENTRAL INDEX KEY: 0000728608 IRS NUMBER: 362387938 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00663 FILM NUMBER: 081181755 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123714233 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 c55639_13fhr.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended 9/30/2008 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. David J. Greene and Company, LLC - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 599 Lexington Avenue, New York, NY 10022 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-663 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Lee Unterman, Chief Operating Officer 212.371.4200 - -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ Lee Unterman ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) November 12, 2008 ------------------------------------------ (Place and Date of Signing) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 117 Form 13F Information Table Value Total: $77,237 (thousands) List of Other Included Managers: Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. 13F File No.: Name: 13F File No.: Name: ------------- --------------------- ------------- --------------------- 1. 28- 6. ------------- --------------------- ------------- --------------------- 2. 7. ------------- --------------------- ------------- --------------------- 3. 8. ------------- --------------------- ------------- --------------------- 4. 9. ------------- --------------------- ------------- --------------------- 5. 10. ------------- --------------------- ------------- --------------------- FORM 13F INFORMATION TABLE
- ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------------- ------ ------ ------------------- ---------- -------- ----------------------- VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------
FORM 13 F 09/30/08 REPORTING MANAGER : David J. Greene and Company, LLC PAGE 1
TITLE OF VALUE SHARES / SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ABERCROMBIE & FITCH CO Common Stock 002896207 1,163 29,490 SH SOLE 28,690 800 ACCELRYS INC. Common Stock 00430U103 205 37,300 SH SOLE 37,300 ADVANCE AUTO PARTS Common Stock 00751Y106 246 6,200 SH SOLE 6,200 ADVANCED MEDICAL OPTICS, Common Stock 00763M108 372 20,910 SH SOLE 20,910 AKZO NV SPONSORED ADR Common Stock 010199305 1,015 21,490 SH SOLE 20,890 600 ALLIANCE SEMICONDUCTOR Common Stock 01877H100 27 36,200 SH SOLE 36,200 APPLIED MICRO CIRCUITS Common Stock 03822W406 113 18,960 SH SOLE 18,960 ARM HOLDINGS PLC - SPONS Common Stock 042068106 1,020 196,180 SH SOLE 196,180 ARRIS GROUP INC Common Stock 04269Q100 399 51,560 SH SOLE 51,560 AUTOLIV, INC. Common Stock 052800109 948 28,090 SH SOLE 27,690 400 AVIS BUDGET GROUP INC Common Stock 053774105 624 108,677 SH SOLE 104,877 3,800 BALL CORP. Common Stock 058498106 825 20,890 SH SOLE 19,990 900 BARON SMALL CAP FUND Common Stock 068278308 201 10,747 SH SOLE 10,747 BEARINGPOINT INC Common Stock 074002106 68 130,800 SH SOLE 130,800 BERKLEY W R CORP Common Stock 084423102 1,577 66,970 SH SOLE 66,070 900 BEST BUY COMPANY INC Common Stock 086516101 1,192 31,790 SH SOLE 31,090 700 BRINK'S CO Common Stock 109696104 1,843 30,200 SH SOLE 29,500 700 BROADRIDGE FINANCIAL Common Stock 11133T103 657 42,720 SH SOLE 40,720 2,000 BROCADE COMMUNICATIONS Common Stock 111621306 470 80,690 SH SOLE 80,690 CBS CORP - CLASS B Common Stock 124857202 487 33,400 SH SOLE 32,500 900 CMS ENERGY CORP Common Stock 125896100 241 19,320 SH SOLE 19,320 CTS CORP Common Stock 126501105 139 10,890 SH SOLE 10,890 CVS / CAREMARK CORP Common Stock 126650100 1,722 51,170 SH SOLE 50,070 1,100 CADBURY PLC-SP ADR Common Stock 12721E102 1,170 28,590 SH SOLE 27,790 800 CAMBREX CORP Common Stock 132011107 314 51,030 SH SOLE 51,030 CAPLEASE INC Common Stock 140288101 79 10,000 SH SOLE 10,000 CARTERS INC Common Stock 146229109 1,970 99,840 SH SOLE 97,040 2,800 CELERA CORPORATION Common Stock 15100E106 203 13,130 SH SOLE 13,130 CENTERPOINT ENERGY INC Common Stock 15189T107 1,509 103,570 SH SOLE 100,870 2,700 CHEMED CORP Common Stock 16359R103 305 7,430 SH SOLE 7,430 CHEMTURA CORP Common Stock 163893100 178 39,030 SH SOLE 39,030 CISCO SYSTEMS INC. Common Stock 17275R102 2,467 109,360 SH SOLE 106,660 2,700 COMDISCO HLD CONTINGENT Common Stock 200334118 22 255,944 SH SOLE 255,944 COMMUNITY HEALTH Common Stock 203668108 1,107 37,770 SH SOLE 36,770 1,000 COMVERSE TECHNOLOGY INC Common Stock 205862402 1,045 109,170 SH SOLE 107,170 2,000 CONOCOPHILLIPS Common Stock 20825C104 1,654 22,584 SH SOLE 22,184 400 CONSECO INC Common Stock 208464883 116 33,000 SH SOLE 33,000 CONSTELLATION BRANDS -CL Common Stock 21036P108 258 12,010 SH SOLE 12,010 CONSTAR INTERNATIONAL INC Common Stock 21036U107 10 15,700 SH SOLE 15,700 COOPER COMPANIES INC Common Stock 216648402 2,226 64,040 SH SOLE 62,940 1,100 CORINTHIAN COLLEGES INC Common Stock 218868107 286 19,090 SH SOLE 19,090 PAGE COLUMN TOTALS 30,472
FORM 13 F 09/30/08 REPORTING MANAGER : David J. Greene and Company, LLC PAGE 2
TITLE OF VALUE SHARES / SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE CRANE CO. Common Stock 224399105 1,769 59,540 SH SOLE 58,940 600 CROWN HOLDING INC Common Stock 228368106 411 18,520 SH SOLE 18,520 CYTEC INDUSTRIES INC. Common Stock 232820100 1,404 36,080 SH SOLE 35,780 300 DELUXE CORP Common Stock 248019101 210 14,600 SH SOLE 14,600 DEVON ENERGY CORP Common Stock 25179M103 821 9,000 SH SOLE 9,000 DIME BANCORP-LITIGATION Common Stock 25429Q110 14 154,900 SH SOLE 149,900 5,000 DIRECTV GROUP INC Common Stock 25459L106 513 19,590 SH SOLE 19,590 DISCOVERY LABORATORIES Common Stock 254668106 34 18,300 SH SOLE 18,300 DISCOVER FINANCIAL Common Stock 254709108 484 35,000 SH SOLE 35,000 DRESSER-RAND GROUP INC Common Stock 261608103 1,689 53,680 SH SOLE 52,480 1,200 DYNEGY INC-CL A Common Stock 26817G102 928 259,320 SH SOLE 254,420 4,900 ENZON PHARMACEUTICALS Common Stock 293904108 221 30,000 SH SOLE 30,000 ESCO TECHNOLOGIES INC Common Stock 296315104 249 5,160 SH SOLE 5,160 FAIR ISAAC & COMPANY INC Common Stock 303250104 313 13,600 SH SOLE 13,600 FIRST AMERICAN FINL CORP Common Stock 318522307 477 16,170 SH SOLE 16,170 FRANKLIN BANK CORP Common Stock 352451108 40 82,000 SH SOLE 82,000 GENERAL DYNAMICS CORP Common Stock 369550108 537 7,290 SH SOLE 7,290 GLOBAL INDS LTD COM Common Stock 379336100 1,043 150,290 SH SOLE 148,090 2,200 BF GOODRICH Common Stock 382388106 848 20,390 SH SOLE 20,390 HEALTH NET INC Common Stock 42222G108 1,954 82,800 SH SOLE 81,320 1,480 HUBBELL CL.B Common Stock 443510201 702 20,030 SH SOLE 20,030 IMS HEALTH INC. Common Stock 449934108 1,677 88,690 SH SOLE 87,190 1,500 IKANOS COMMUNICATIONS Common Stock 45173E105 58 29,190 SH SOLE 29,190 INTL BUSINESS MACHINES Common Stock 459200101 858 7,340 SH SOLE 6,840 500 ION GEOPHYSICAL CORP Common Stock 462044108 368 25,960 SH SOLE 25,960 JDS UNIPHASE CORP Common Stock 46612J507 205 24,240 SH SOLE 24,240 KBR INC Common Stock 48242W106 185 12,130 SH SOLE 12,130 KEYNOTE SYSTEMS INC Common Stock 493308100 262 19,800 SH SOLE 19,800 LADISH CO INC Common Stock 505754200 302 14,930 SH SOLE 14,930 MAXIM INTEGRATED Common Stock 57772K101 454 25,090 SH SOLE 24,090 1,000 MCGRAW HILL Common Stock 580645109 550 17,390 SH SOLE 16,690 700 MERCURY COMPUTER Common Stock 589378108 219 24,640 SH SOLE 24,640 MINE SAFETY APPLIANCES CO Common Stock 602720104 235 6,160 SH SOLE 6,160 MODINE MANUFACTURING CO Common Stock 607828100 181 12,470 SH SOLE 12,470 MOLSON COORS BREWING CO Common Stock 60871R209 289 6,180 SH SOLE 6,180 OFFICE MAX INC Common Stock 67622P101 114 12,850 SH SOLE 12,850 OMNICARE INC Common Stock 681904108 915 31,800 SH SOLE 30,600 1,200 ORMAT TECHNOLOGIES INC Common Stock 686688102 204 5,610 SH SOLE 5,610 PACTIV CORPORATION Common Stock 695257105 457 18,390 SH SOLE 18,390 PALL CORP Common Stock 696429307 910 26,460 SH SOLE 26,460 PHARMERICA CORP Common Stock 71714F104 279 12,400 SH SOLE 12,400 PAGE COLUMN TOTALS 23,385
FORM 13 F 09/30/08 REPORTING MANAGER : David J. Greene and Company, LLC PAGE 3
TITLE OF VALUE SHARES / SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE PHARMACOPEIA INC (DRUG Common Stock 7171EP101 37 24,950 SH SOLE 24,950 QUEST DIAGNOSTICS Common Stock 74834L100 977 18,900 SH SOLE 18,900 QUIKSILVER INC Common Stock 74838C106 212 36,950 SH SOLE 36,950 SAFEWAY INC. Common Stock 786514208 1,425 60,070 SH SOLE 58,970 1,100 SCHOLASTIC CORP Common Stock 807066105 290 11,310 SH SOLE 11,310 SEACHANGE INTERNATIONAL Common Stock 811699107 451 46,710 SH SOLE 46,710 SKYWORKS SOLUTIONS INC Common Stock 83088M102 419 50,100 SH SOLE 50,100 SOUTHERN UNION CO Common Stock 844030106 2,063 99,880 SH SOLE 98,380 1,500 SPRINT NEXTEL CORP Common Stock 852061100 1,542 252,810 SH SOLE 248,010 4,800 SUN-TIMES MEDIA GROUP INC Common Stock 86688Q100 22 130,000 SH SOLE 130,000 SYMANTEC CORP Common Stock 871503108 1,998 102,060 SH SOLE 100,060 2,000 TECUMSEH PRODUCTS CO - CL Common Stock 878895200 284 11,360 SH SOLE 11,360 TEKELEC COM Common Stock 879101103 341 24,350 SH SOLE 24,350 TELEDYNE TECHNOLOGIES Common Stock 879360105 352 6,160 SH SOLE 6,160 TETRA TECHNOLOGIES INC Common Stock 88162F105 277 19,970 SH SOLE 19,970 TIBCO SOFTWARE INC Common Stock 88632Q103 305 41,690 SH SOLE 41,690 TIME WARNER INC Common Stock 887317105 1,199 91,455 SH SOLE 88,750 2,705 ULTRATECH INC Common Stock 904034105 171 14,150 SH SOLE 14,150 UTSTARCOM INC Common Stock 918076100 140 41,690 SH SOLE 40,690 1,000 VERINT SYS INC Common Stock 92343X100 315 18,890 SH SOLE 18,890 VIRGIN MEDIA INC Common Stock 92769L101 1,012 128,160 SH SOLE 125,960 2,200 WABCO HOLDINGS INC Common Stock 92927K102 1,079 30,364 SH SOLE 30,031 333 WABASH NATIONAL INC Common Stock 929566107 134 14,140 SH SOLE 14,140 WARNER MUSIC GROUP INC Common Stock 934550104 322 42,320 SH SOLE 42,320 WASTE MANAGEMENT INC Common Stock 94106L109 494 15,700 SH SOLE 15,700 WAVECOM SA - ADR Common Stock 943531103 70 12,580 SH SOLE 12,580 WESTERN UNION COMPANY Common Stock 959802109 998 40,470 SH SOLE 39,270 1,200 WYETH Common Stock 983024100 960 25,990 SH SOLE 24,790 1,200 WYNDHAM WORLDWIDE Common Stock 98310W108 1,051 66,876 SH SOLE 64,615 2,261 ZORAN CORP Common Stock 98975F101 272 33,350 SH SOLE 33,350 INGERSOLL RAND CO CL A Common Stock G4776G101 1,599 51,290 SH SOLE 50,690 600 TYCO INTERNATIONAL Common Stock G9143X208 1,808 51,615 SH SOLE 50,715 900 ORCKIT COMMUNICATIONS Common Stock M7531S206 98 15,900 SH SOLE 15,900 RADWARE LTD Common Stock M81873107 100 12,020 SH SOLE 12,020 FLEXTRONICS INTL TLD Common Stock Y2573F102 561 79,300 SH SOLE 79,300 PAGE COLUMN TOTALS 23,379
AGGREGATE COLUMN TOTALS 77,237 -----END PRIVACY-ENHANCED MESSAGE-----