-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OfEfwCoKi8pZYzVyQ+F4t9x8DTa+DAHJ4VTLhDlxpxvjct0LdH+kw7tEHBXUmlJW QmJVFj27ucH70cqrntP/Ow== 0000922996-98-000111.txt : 19980901 0000922996-98-000111.hdr.sgml : 19980901 ACCESSION NUMBER: 0000922996-98-000111 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980820 FILED AS OF DATE: 19980831 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORTECH INC CENTRAL INDEX KEY: 0000728478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 840894091 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-20726 FILM NUMBER: 98701908 BUSINESS ADDRESS: STREET 1: 6850 NORTH BROADWAY STREET 2: SUITE G CITY: DENVER STATE: CO ZIP: 80221 BUSINESS PHONE: 3036501200 COMPANY DATA: COMPANY CONFORMED NAME: TROHA JANICE CENTRAL INDEX KEY: 0001068894 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 6850 NORTH BROADWAY CITY: DENVER STATE: CO ZIP: 80221 MAIL ADDRESS: STREET 2: 6850 NORTH BROADWAY CITY: DENVER STATE: CO ZIP: 80221 3 1 FORM 3 - 08/20/98 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Troha, Janice M. 6850 North Broadway Denver, CO 80221 USA 2. Date of Event Requiring Statement (Month/Day/Year) 08/20/98 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Cortech, Inc. 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President, Development 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Stock Options (Right to |(1) |08/16/04 |Common Stock |12,500 |$1.7500 |D | | Purchase) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |(2) |10/04/04 |Common Stock |12,500 |$2.5000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| |(1) |12/23/04 |Common Stock |5,000 |$2.0000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| |(1) |06/01/05 |Common Stock |4,000 |$2.3100 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| |(3) |01/22/06 |Common Stock |12,000 |$2.3125 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| |(4) |02/20/07 |Common Stock |10,000 |$1.3750 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Options are currently exercisable. (2) 11,716 of such options are currently exercisable and 784 of such options become exercisable on 10/4/98. (3) 7,500 of such options are currently exercisable and 750 of such options become exercisable on each of 10/22/98, 1/22/99, 4/22/99, 7/22/99, 10/22/99 and 1/22/2000. (4) 3,750 of such options are currently exercisable and 625 of such options become exercisable on each of 11/20/98, 2/20/99, 5/20/99, 8/20/99, 11/20/99, 2/20/2000, 5/20/2000, 8/20/2000 and 11/20/2000. SIGNATURE OF REPORTING PERSON /s/ Janice M. Troha DATE August 31, 1998 -----END PRIVACY-ENHANCED MESSAGE-----