S-8 1 form_s-8_-_august_2024.htm S-8 S-8

 

 

As filed with the Securities and Exchange Commission on August 13, 2024

Registration No. 333-

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM S-8

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

PERSPECTIVE THERAPEUTICS, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

 

41-1458152

(State or Other Jurisdiction of Incorporation or Organization)

 

 

(I.R.S. Employer Identification No.)

2401 Elliott Avenue, Suite 320, Seattle, Washington

 

98121

(Address of Principal Executive Offices)

 

(Zip Code)

 

 

Perspective Therapeutics, Inc. Third Amended and Restated 2020 Equity Incentive Plan

(Full Title of the Plan)

 

 

Johan (Thijs) Spoor

Chief Executive Officer

Perspective Therapeutics, Inc.

2401 Elliott Avenue, Suite 320

Seattle, Washington 98121

(Name and Address of Agent For Service)

 

 

(206) 676-0900

(Telephone Number, Including Area Code, of Agent For Service)

 

 

With Copies to:

Andrew L. Strong, Esq.
Stephen M. Nicolai, Esq.
Hogan Lovells US LLP
609 Main Street, Suite 4200
Houston, Texas 77002
(713) 632-1400

Chris Nenno, Esq.

General Counsel

Perspective Therapeutics, Inc.

2401 Elliott Avenue, Suite 320

 Seattle, Washington 98121

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer

 

Accelerated filer

 

 

 

 

 

Non-accelerated filer

 

Smaller reporting company

 

 

 

 

 

 

 

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.

MACROBUTTON DocID \\4137-8268-2192 v4


 

EXPLANATORY NOTE

Pursuant to General Instruction E to Form S-8, this registration statement on Form S-8 is being filed by Perspective Therapeutics, Inc., a Delaware corporation (the “Registrant”), to register 4,870,092 additional shares of the Registrant’s common stock, $0.001 par value per share (the “Common Stock”), issuable under the Registrant’s Third Amended and Restated 2020 Equity Incentive Plan (the “2020 Plan”), which was approved by the Registrant’s stockholders at the Registrant’s 2024 Annual Meeting of Stockholders on May 31, 2024. Pursuant to General Instruction E to Form S-8, this registration statement incorporates by reference the contents of: (i) the registration statement on Form S-8 (File No. 333-278412) filed by the Registrant on April 1, 2024 relating to the 2020 Plan; (ii) the registration statement on Form S-8 (File No. 333-273796) filed by the Registrant on August 8, 2023 relating to the 2020 Plan; (iii) the registration statement on Form S-8 (File No. 333-262413) filed by the Registrant on January 28, 2022 relating to the 2020 Plan; and (iv) the registration statement on Form S-8 (File No. 333-236024) filed by the Registrant on January 23, 2020 relating to the 2020 Plan, in each case, except to the extent supplemented, amended or superseded by the information set forth herein.

 

 

 


 

PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

Item 3. Incorporation of Documents by Reference.

The following documents of the Registrant filed with the Securities and Exchange Commission (the “Commission”) are incorporated by reference in this registration statement as of their respective dates:

the Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2023, filed with the Commission on March 28, 2024;
the Registrant’s Quarterly Reports on Form 10-Q for the quarterly periods ended March 31, 2024 and June 30, 2024, filed with the Commission on May 15, 2024 and August 13, 2024, respectively;
the Registrant’s Current Reports on Form 8-K (other than portions thereof furnished under Item 2.02 or Item 7.01 of Form 8-K and exhibits accompanying such reports that are related to such items), filed with the Commission on January 3, 2024, January 5, 2024, January 11, 2024 (as amended by the Current Report on Form 8-K/A filed on January 17, 2024), January 17, 2024, January 17, 2024, January 22, 2024, February 5, 2024, March 6, 2024, March, 8, 2024, March 19, 2024, March 25, 2024, April 3, 2024, April 8, 2024, April 16, 2024, May 20, 2024, May 29, 2024, May 31, 2024, June 14, 2024, August 13, 2024 and August 13, 2024; and
the description of the Registrant’s Common Stock contained in the Registrant’s Registration Statement on Form 8-A, filed with the Commission on April 12, 2007, as updated by Exhibit 4.1 to the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2023, including any amendments or reports filed for the purpose of updating such description.

All reports and other documents filed by the Registrant after the date hereof pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), but prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference herein and to be part hereof from the date of filing of such reports and documents, except for the documents, or portions thereof, that are “furnished” rather than filed with the Commission.

For the purposes of this registration statement, any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this registration statement.

 

 


 

Item 8. Exhibits.

 

 

 

 

Exhibit

No.

 

Description

4.1

Amended and Restated Certificate of Incorporation of Perspective Therapeutics, Inc. as of February 14, 2023, incorporated by reference to Exhibit 3.1 of the Form 8-K filed on February 16, 2023.

4.2

 

Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Perspective Therapeutics, Inc., effective June 14, 2024, incorporated by reference to Exhibit 3.1 of the Form 8-K filed on June 14, 2024.

 

 

 

4.3

Amended and Restated Bylaws of Perspective Therapeutics, Inc. as of February 14, 2023, incorporated by reference to Exhibit 3.2 of the Form 8-K filed on February 16, 2023.

4.4

 

Perspective Therapeutics, Inc. Third Amended and Restated 2020 Equity Incentive Plan, incorporated by reference to Exhibit 10.1 of the Form 10-Q filed on August 13, 2024.

 

 

 

5.1*

Opinion of Hogan Lovells US LLP.

 

 

 

23.1*

Consent of Assure CPA, LLC, independent registered public accounting firm.

23.2*

Consent of Hogan Lovells US LLP (included in Exhibit 5.1).

24.1*

Power of Attorney (included on signature page).

107*

Filing Fee Table.

 

* Filed herewith.

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Seattle, State of Washington, on this 13th day of August, 2024.

 

 

PERSPECTIVE THERAPEUTICS, INC.

 

 

 

 

By:

/s/ Johan (Thijs) Spoor

 

Name:

 Johan (Thijs) Spoor

 

Title:

Chief Executive Officer

 

POWER OF ATTORNEY

KNOW ALL BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Johan (Thijs) Spoor and Jonathan Hunt as his or her true and lawful attorney-in-fact and agent, with full power of substitution, for him or her and in his or her name, place or stead, in any and all capacities, to sign any and all amendments to this registration statement (including post-effective amendments), and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

 


 

Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed by the following persons in the capacities and on the date indicated.

 

Signature

Title

Date

 

 

 

 

 

/s/ Johan (Thijs) Spoor

 

Chief Executive Officer & Director

(Principal Executive Officer)

 

August 13, 2024

Johan (Thijs) Spoor

 

 

 

 

 

 

 

 

/s/ Jonathan Hunt

 

Chief Financial Officer

(Co-Principal Financial Officer)

 

August 13, 2024

Jonathan Hunt

 

 

 

 

 

 

 

 

/s/ Mark J. Austin

 

Vice President of Finance and Corporate Controller

 

August 13, 2024

Mark J. Austin

 

(Co-Principal Financial Officer and Principal Accounting Officer)

 

 

 

 

 

 

 

/s/ Lori A. Woods

 

Chairperson of the Board of Directors

 

August 13, 2024

Lori A. Woods

 

 

 

 

 

 

 

 

 

/s/ Heidi Henson

 

Director

 

August 13, 2024

Heidi Henson

 

 

 

 

 

 

 

 

 

/s/ Frank Morich, M.D., Ph.D.

 

Director

 

August 13, 2024

Frank Morich, M.D., Ph.D.

 

 

 

 

 

 

 

 

 

/s/ Robert F. Williamson, III

 

Director

 

August 13, 2024

Robert F. Williamson, III