-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HaIVAWtcOyCGwFsoFvQoNYJNrSQKQ8zDJyEmpZi5pg24be16Mg5qX8JUQ3ZxSXxU Yo1lI3fV5cU2urOypf1rFQ== 0000914760-97-000180.txt : 19971015 0000914760-97-000180.hdr.sgml : 19971015 ACCESSION NUMBER: 0000914760-97-000180 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971014 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DH TECHNOLOGY INC CENTRAL INDEX KEY: 0000728376 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 942917470 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-36652 FILM NUMBER: 97695304 BUSINESS ADDRESS: STREET 1: 15070 AVENUE OF SCIENCE CITY: SAN DIEGO STATE: CA ZIP: 92128 BUSINESS PHONE: 6194513485 MAIL ADDRESS: STREET 1: 15070 AVENUE OF SCIENCE CITY: SAN DIEGO STATE: CA ZIP: 92128 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DUPUY PATRICK CENTRAL INDEX KEY: 0001047771 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 20 RUE TR0YON CITY: SEVRES STATE: I0 ZIP: 00000 MAIL ADDRESS: STREET 2: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 606065096 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ___)* DH Technology, Inc. (now known as Axiohm Transaction Solutions, Inc.) (Name of Issuer) Common Stock (Title of Class of Securities) 054602107 (CUSIP Number) Patrick Dupuy 20 Rue Troyon 92310 Sevres FRANCE 33-1-55-64-01-32 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 2, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. (however, see the Notes). SCHEDULE 13D CUSIP No. Page 2 054602107 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Patrick Dupuy 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) // (b) /X/ 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS // PURSUANT TO ITEMS 2(d) or 2(e) 6 CITIZENSHIP OF PLACE OF ORGANIZATION France NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 1,662,601 REPORTING 8 SHARED VOTING POWER PERSON WITH 90,540 9 SOLE DISPOSITIVE POWER 1,662,601 10 SHARED DISPOSITIVE POWER 90,540 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,753,141 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11) EXCLUDES CERTAIN SHARES* // 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 26.92% 14 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. Page 3 054602107 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Sabine Dupuy 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) // (b) /X/ 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS PURSUANT TO ITEMS 2(d) or 2(e) // 6 CITIZENSHIP OF PLACE OF ORGANIZATION France NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 0 REPORTING 8 SHARED VOTING POWER PERSON WITH 30,180 9 SOLE DISPOSITIVE POWER 0 10 SHARED DISPOSITIVE POWER 30,180 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,180 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11) EXCLUDES CERTAIN SHARES* // 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.5% 14 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. Page 4 054602107 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Caroline Dupuy 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) // (b) /X/ 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS PURSUANT TO ITEMS 2(d) or 2(e) // 6 CITIZENSHIP OF PLACE OF ORGANIZATION France NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 0 REPORTING 8 SHARED VOTING POWER PERSON WITH 30,180 9 SOLE DISPOSITIVE POWER 0 10 SHARED DISPOSITIVE POWER 30,180 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,180 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11) EXCLUDES CERTAIN SHARES* // 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.5% 14 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. Page 5 054602107 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Astrid Dupuy 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) // (b) /X/ 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS PURSUANT TO ITEMS 2(d) or 2(e) // 6 CITIZENSHIP OF PLACE OF ORGANIZATION France NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 0 REPORTING 8 SHARED VOTING POWER PERSON WITH 30,180 9 SOLE DISPOSITIVE POWER 0 10 SHARED DISPOSITIVE POWER 30,180 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,180 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11) EXCLUDES CERTAIN SHARES* // 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.5% 14 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. Page 6 054602107 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Ysatis, B.V. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) // (b) /X/ 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS PURSUANT TO ITEMS 2(d) or 2(e) // 6 CITIZENSHIP OF PLACE OF ORGANIZATION Holland NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 1,632,284 REPORTING 8 SHARED VOTING POWER PERSON WITH 0 9 SOLE DISPOSITIVE POWER 1,632,284 10 SHARED DISPOSITIVE POWER 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,632,284 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11) EXCLUDES CERTAIN SHARES* // 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 25.06% 14 TYPE OF REPORTING PERSON* 00 *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Item 1. Security and Issuer. This Schedule 13D relates to the Common Stock, without par value (the "Stock"), of Axiohm Transaction Solutions, Inc. ("AXHM"), located at 15070 Avenue of Science, San Diego, California 92128 Item 2. Identity and Background. (a) This Schedule 13D is filed on behalf of Patrick Dupuy, Sabine Dupuy, Caroline Dupuy and Astrid Dupuy, all three of which are children of Mr. Dupuy, and Ysatis, B.V., which is owned and controlled by Mr. Dupuy. (b) 20 rue Troyon 92310 Sevres, FRANCE (c) Director and Co-Chairman of AXHM (designs, manufactures and sells transaction printers and mechanisms; 15070 Avenue of Science, San Diego, California 92128); and Director and Chairman of Axiohm S.A, a wholly-owned subsidiary of AXHM (designs, manufactures and sells transaction printers and thermal printing mechanisms; BP 675-1 a 9, rue d'Arcuiel, 92542 Montrouge Cedex, France). (d) During the past five years, Mr. Dupuy has not been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors). (e) During the last five years, Mr. Dupuy has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which proceeding Urban was or is subject to (i) a judgement, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or (ii) a finding of any violation with respect to such laws. (f) Mr. Dupuy is a French citizen. Item 3. Source and Amount of Funds or Other Considerations. On October 2, 1997, Mr. Dupuy acquired beneficial ownership of 30,317 shares of Stock directly and of 1,632,284 shares of Stock through Ysatis BV through the exchange of 226 shares of Axiohm S.A. owned by him and of 2,296 shares of Axiohm S.A. and 20,000 shares of Dardel Technologies S.A. held by Tsatis B.V., which is controlled by Mr. Dupuy. Each of Mr. Dupuy's children acquired 30,180 shares of Stock through the exchange of 225 shares of Axiohm S.A. owned by her. Item 4. Purpose of Transaction. Mr. Dupuy acquired the Stock as an investment. Neither Mr. Dupuy nor his children or Ysatis, B.V., has any current plans with respect to the acquisition of additional shares of stock or an extraordinary transaction involving AXHM. However, Mr. Dupuy and/or his children or Ysatis, B.V., may dispose of all or a portion of the shares of Stock held by them, if Mr. Dupuy determines at any time that such disposition may be made at prices and on terms and conditions he believes to be favorable, and they may acquire additional shares of Stock if he determines at any time that such shares are available at prices and on terms and conditions he believes to be favorable. Item 5. Interest in Securities of the Issuer. (a) 1,753,141 shares, which represent 26.92% of the outstanding shares of Stock (based on 6,512,926 shares outstanding). (b) Mr. Dupuy has the sole power to vote and dispose of 30,317 shares held directly and 1,632,284 shares held by Ysatis B.V. Mr. Dupuy has shared power to vote and dispose of 90,540 shares held by his children. (c) See Item 3. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None. Item 7. Material to be filed as Exhibits. Not Applicable. Signatures After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. October 10, 1997 /s/ Patrick Dupuy Patrick Dupuy, for himself, Sabine Dupuy, Caroline Dupuy, Astrid Dupuy and Tsatis B.V. -----END PRIVACY-ENHANCED MESSAGE-----