-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M3Jt6yB5F9PUL6Jw97RsKXN38nEq6K4exHUYYsJJPh8j5sDq5ItC7GJttZR6612m xzGIbykxbi0f36wSqrntZw== 0000914760-97-000179.txt : 19971015 0000914760-97-000179.hdr.sgml : 19971015 ACCESSION NUMBER: 0000914760-97-000179 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971014 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DH TECHNOLOGY INC CENTRAL INDEX KEY: 0000728376 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 942917470 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-36652 FILM NUMBER: 97695301 BUSINESS ADDRESS: STREET 1: 15070 AVENUE OF SCIENCE CITY: SAN DIEGO STATE: CA ZIP: 92128 BUSINESS PHONE: 6194513485 MAIL ADDRESS: STREET 1: 15070 AVENUE OF SCIENCE CITY: SAN DIEGO STATE: CA ZIP: 92128 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUGLIN JEAN GEORGE CENTRAL INDEX KEY: 0001047773 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: BP 675 1 RUE D ARCUEIL STREET 2: 92542 MONTROUGE CITY: CEDEX STATE: I0 ZIP: 00000 MAIL ADDRESS: STREET 2: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 606065096 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ___)* DH Technology, Inc. (now known as Axiohm Transaction Solutions, Inc.) (Name of Issuer) Common Stock (Title of Class of Securities) 054602107 (CUSIP Number) Jean-George Huglin BP 675-1 rue d'Arcueil 92542 Montrouge Cedex France 054602107 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 2, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. (however, see the Notes). SCHEDULE 13D CUSIP No. Page 2 054602107 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Jean-George Huglin 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) // (b) /X/ 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS // PURSUANT TO ITEMS 2(d) or 2(e) 6 CITIZENSHIP OF PLACE OF ORGANIZATION France NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 373,178 REPORTING 8 SHARED VOTING POWER PERSON WITH 0 9 SOLE DISPOSITIVE POWER 373,178 10 SHARED DISPOSITIVE POWER 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 373,178 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11) EXCLUDES CERTAIN SHARES* // 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.73% 14 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D CUSIP No. Page 3 054602107 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Tiefenbach S.A. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) // (b) /X/ 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS PURSUANT TO ITEMS 2(d) or 2(e) // 6 CITIZENSHIP OF PLACE OF ORGANIZATION Luxembourg NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH 265,329 REPORTING 8 SHARED VOTING POWER PERSON WITH 0 9 SOLE DISPOSITIVE POWER 265,329 10 SHARED DISPOSITIVE POWER 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 265,329 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(11) EXCLUDES CERTAIN SHARES* // 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.73% 14 TYPE OF REPORTING PERSON* 00 *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Item 1. Security and Issuer. This Schedule 13D relates to the Common Stock, without par value (the "Stock"), of Axiohm Transaction Solutions, Inc. ("AXHM"), located at 15070 Avenue of Science, San Diego, California 92128 Item 2. Identity and Background. (a) This Schedule 13D is filed on behalf of Jean-George Huglin and Tiefenbach, S.A., which is owned and controlled by Mr. Huglin. (b) g, rue Emile Duclaux 75015 Paris FRANCE (c) ______________ of AXHM (designs, manufactures and sells transaction printers and mechanisms; 15070 Avenue of Science, San Diego, California 92128); and Director and Chairman of Axiohm S.A, a wholly-owned subsidiary of AXHM (designs, manufactures and sells transaction printers and thermal printing mechanisms; BP 675-1 a 9, rue d'Arcuiel, 92542 Montrouge Cedex, France). (d) During the past five years, Mr. Huglin has not been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors). (e) During the last five years, Mr. Huglin has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which proceeding Urban was or is subject to (i) a judgement, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or (ii) a finding of any violation with respect to such laws. (f) Mr. Huglin is a French citizen. Item 3. Source and Amount of Funds or Other Considerations. On October 2, 1997, Mr. Huglin acquired beneficial ownership of 107,849 shares of Stock directly and of 265,329 shares of Stock through Tiefenbach, S.A. through the exchange of 804 shares of Axiohm S.A. owned by him and of 1,978 shares of Axiohm S.A. held by Tiefenbach, S.A., which is controlled by Mr. Huglin. Item 4. Purpose of Transaction. Mr. Huglin acquired the Stock as an investment. Neither Mr. Huglin nor Tiefenbach, S.A., has any current plans with respect to the acquisition of additional shares of stock or an extraordinary transaction involving AXHM. However, Mr. Huglin and/or Tiefenbach, S.A., may dispose of all or a portion of the shares of Stock held by them, if Mr. Huglin determines at any time that such disposition may be made at prices and on terms and conditions he believes to be favorable, and they may acquire additional shares of Stock if he determines at any time that such shares are available at prices and on terms and conditions he believes to be favorable. Item 5. Interest in Securities of the Issuer. (a) 373,178 shares, which represent 5.73% of the outstanding shares of Stock (based on 6,512,926 shares outstanding). (b) Mr. Huglin has the sole power to vote and dispose of 107,849 shares held directly and 265,329 shares held by Tiefenbach, S.A. (c) See Item 3. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None. Item 7. Material to be filed as Exhibits. Not Applicable. Signatures After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. October __, 1997 Jean-George Huglin, for himself and Tiefenbach, S.A. -----END PRIVACY-ENHANCED MESSAGE-----