0001104659-11-049084.txt : 20110829 0001104659-11-049084.hdr.sgml : 20110829 20110829100454 ACCESSION NUMBER: 0001104659-11-049084 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110829 DATE AS OF CHANGE: 20110829 EFFECTIVENESS DATE: 20110829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE HIGH YIELD INCOME SERIES, INC. CENTRAL INDEX KEY: 0000728374 IRS NUMBER: 411458705 STATE OF INCORPORATION: MN FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-03848 FILM NUMBER: 111061635 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP HIGH YIELD INCOME SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP EXTRA INCOME FUND INC/MN DATE OF NAME CHANGE: 20000825 FORMER COMPANY: FORMER CONFORMED NAME: IDS EXTRA INCOME FUND INC DATE OF NAME CHANGE: 19920703 0000728374 S000003310 Columbia High Yield Bond Fund C000008855 Columbia High Yield Bond Fund Class I RSHIX C000008857 Columbia High Yield Bond Fund Class A INEAX C000008858 Columbia High Yield Bond Fund Class B IEIBX C000008859 Columbia High Yield Bond Fund Class C APECX C000042972 Columbia High Yield Bond Fund Class R C000042973 Columbia High Yield Bond Fund Class R3 C000042974 Columbia High Yield Bond Fund Class R4 RSHYX C000042975 Columbia High Yield Bond Fund Class R5 RSHRX C000042976 Columbia High Yield Bond Fund Class W RHYWX C000094100 Columbia High Yield Bond Fund Class Z CHYZX N-PX 1 a11-24598_16npx.htm N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act File Number:

 

811-3848

 

 

 

Name of Registrant:

 

RiverSource High Yield Income Series, Inc.

 

 

 

Address of Principal Executive Offices:

 

225 Franklin Street

 

 

Boston, Massachusetts 02110

 

 

 

Name and address of agent of service:

 

Scott R. Plummer

 

 

Columbia Management Investment Advisers, LLC

 

 

5228 Ameriprise Financial Center

 

 

Minneapolis, Minnesota 55474

 

Registrant’s telephone number including area code:  612-671-1947

 

Date of fiscal year end:

 

5/31

 

 

 

Date of reporting period:

 

07/01/2010 – 03/07/2011*

 

* Through the Merger Date for the merged Fund as noted below.

 

Fund

 

Notes

 

Columbia High Yield Bond Fund

 

Prior to 09/27/2010, the Fund was known as RiverSource High Yield Bond Fund. On 03/07/2011 (the Merger Date), the Fund merged into a series of the same name of Columbia Funds Series Trust II.

 

 

 

 


 

******************************* FORM N-Px REPORT *******************************

 

ICA File Number: 811-03848                                                     

Reporting Period: 07/01/2010 - 03/07/2011                                      

RiverSource High Yield Income Series, Inc.                                     

                                                                               

                                                                               

                                                                                

Item 1. Proxy Voting Record

 

 

 

 

 

======================= COLUMBIA HIGH YIELD BOND FUND =======================

 

 

CHEMTURA CORP                                                                  

 

Ticker:       CHMT           Security ID:  163893AA8                           

Meeting Date: SEP 09, 2010   Meeting Type: Written Consent                     

Record Date:  JUL 23, 2010                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Reorganization Plan             None      For          Management

 

 

 

========================================================================================

 

Any ballot marked ‘Abstain’ is considered to have been voted. Ballots marked ‘Abstain’ are considered to have been voted against management’s recommendation if management’s recommendation is ‘For’ or ‘Against,’ and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders ‘Abstain’ from voting on a ballot item, a ballot marked ‘For’ or ‘Against’ is considered to have been voted against management’s recommendation to ‘Abstain.’

 

Where management has made no recommendation on a ballot item, ‘NA’ is used to indicate that there is no management recommendation that a shareholder may vote ‘For’ or ‘Against.’

 

Any ballot marked as ‘Take No Action’ is neither a vote cast for or against management and ‘NA’ is used to represent this.

 

========================================================================================

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)

RiverSource High Yield Income Series, Inc.

 

 

 

 

 

 

 

By (Signature and Title)*

/s/ J. Kevin Connaughton

 

 

J. Kevin Connaughton

 

 

President

 

 

 

 

 

 

 

Date:

August 19, 2011

 

 

* Print the name and title of each signing officer under his or her signature.