-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRrZsIksbWQFGnMDjYOjiSd5pTwKO2zwRPWNjPTWM5vyLhxGjYO/4rX8KsehsZUr G9D44uQKCazG7QBE1gMyzA== 0000950144-98-008731.txt : 19980724 0000950144-98-008731.hdr.sgml : 19980724 ACCESSION NUMBER: 0000950144-98-008731 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980723 SROS: AMEX SROS: PCX GROUP MEMBERS: DARLA T. DARNALL GROUP MEMBERS: JAMES T. TANKERSLEY GROUP MEMBERS: JAMES W. TANKERSLEY GROUP MEMBERS: KELLE T. NORTHERN GROUP MEMBERS: TANKERSLEY DANIEL B SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED FOODS INC CENTRAL INDEX KEY: 0000728258 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 741264568 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-19374 FILM NUMBER: 98670474 BUSINESS ADDRESS: STREET 1: 10 PICTSWEET DR CITY: BELLS STATE: TN ZIP: 38006 BUSINESS PHONE: 9014227600 MAIL ADDRESS: STREET 1: 10 PICTSWEET DRIVE CITY: BELLS STATE: TN ZIP: 38006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TANKERSLEY DANIEL B CENTRAL INDEX KEY: 0001005704 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2611 BEACH BLUFF RD CITY: JACKSON STATE: TN ZIP: 38301 BUSINESS PHONE: 9014227600 MAIL ADDRESS: STREET 1: 2611 BEACH BLUFF RD CITY: JACKSON STATE: TN ZIP: 38301 SC 13D/A 1 UNITED FOODS, INC FORM SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6)(*) United Foods, Inc. - -------------------------------------------------------------------------------- (NAME OF ISSUER) Class A and Class B Common Stock - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 910365 30 3 910365 10 5 - -------------------------------------------------------------------------------- (CUSIP NUMBER) James I. Tankersley Ten Pictsweet Drive Bells, Tennessee 38006-0119 (901) 422-7600 - -------------------------------------------------------------------------------- (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) July 23, 1998 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (*) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 13 Pages 2 SCHEDULE 13D CUSIP No. 910365 303 Page 2 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Daniel B. Tankersley - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 712,176 Class A Common Stock. 312,783 of these shares represent Class B Common Stock of the Company which is convertible into Class A Common Stock on a one for one basis. NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH ----------------------------------------------------------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH 712,176 Class A Common Stock. 312,783 of these shares represent Class B Common Stock of the Company which is convertible into Class A Common Stock on a one for one basis. ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 712,176 Class A Common Stock. 312,783 of these shares represent Class B Common Stock of the Company which is convertible into Class A Common Stock on a one for one basis. - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.3% Class A Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
3 SCHEDULE 13D CUSIP No. 910365 303 Page 3 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Daniel B. Tankersley - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 312,783 Class B Common Stock NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH ----------------------------------------------------------------------------------------------------------- REPORTING PERSON 9 SOLE DISPOSITIVE POWER WITH 312,783 Class B Common Stock ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 312,783 Class B Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - --------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.5% Class B Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
4 SCHEDULE 13D CUSIP No. 910365 303 Page 4 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) James I. Tankersley - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 1,221,328 Class A Common Stock NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 1,221,328 Class A Common Stock ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,221,328 Class A Common Stock. These shares represent Class B Common Stock of the Company which is convertible into Class A Common Stock on a one for one basis. - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.8% Class A Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
5 SCHEDULE 13D CUSIP No. 910365 303 Page 5 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) James I. Tankersley - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 1,221,328 Class B Common Stock NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 1,221,328 Class B Common Stock ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,221,328 Class B Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.1% Class B Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
6 SCHEDULE 13D CUSIP No. 910365 303 Page 6 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Darla T. Darnall - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 440,871 Class A Common Stock NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 440,871 Class A Common Stock ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 440,871 Class A Common Stock. These shares represent Class B Common Stock of the Company which is convertible into Class A Common Stock on a one for one basis. - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 14.4% Class A Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
7 SCHEDULE 13D CUSIP No. 910365 303 Page 7 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Darla T. Darnall - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 440,871 Class B Common Stock NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 440,871 Class B Common Stock ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 440,871 Class B Common Stock. - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.5% Class B Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
8 SCHEDULE 13D CUSIP No. 910365 303 Page 8 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Kelle T. Northern - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 440,871 Class A Common Stock NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 440,871 Class A Common Stock ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 440,871 Class A Common Stock. These shares represent Class B Common Stock of the Company which is convertible into Class A Common Stock on a one for one basis. - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 14.4% Class A Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
9 SCHEDULE 13D CUSIP No. 910365 303 Page 9 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Kelle T. Northern - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 440,871 Class B Common Stock NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 440,871 Class B Common Stock ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 440,871 Class B Common Stock. - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.5% Class B Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
10 SCHEDULE 13D CUSIP No. 910365 303 Page 10 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) James W. Tankersley - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 440,871 Class A Common Stock NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 440,871 Class A Common Stock ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 440,871 Class A Common Stock. These shares represent Class B Common Stock of the Company which is convertible into Class A Common Stock on a one for one basis. - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 14.4% Class A Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
11 SCHEDULE 13D CUSIP No. 910365 303 Page 11 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) James W. Tankersley - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 440,871 Class B Common Stock NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 440,871 Class B Common Stock ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 440,871 Class B Common Stock. - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.5% Class B Common Stock. - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
12 SCHEDULE 13D CUSIP No. 910365 303 Page 12 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Edna W. Tankersley - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 9,474 Class A Common Stock NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 9,474 Class A Common Stock ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,474 Class A Common Stock. These shares represent Class B Common Stock of the Company which is convertible into Class A Common Stock on a one for one basis. - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) * - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
13 SCHEDULE 13D CUSIP No. 910365 303 Page 13 of 13 Pages 910365 10 5 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Edna W. Tankersley - ---------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - ---------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ---------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 9,474 Class B Common Stock NUMBER OF ----------------------------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 9,474 Class B Common Stock ----------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,474 Class B Common Stock. - ---------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ---------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) * - ---------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
14 ITEM 1. SECURITY AND ISSUER. This statement refers to Class A and Class B Common Stock (together, the "Common Stock") of: United Foods, Inc. 10 Pictsweet Drive Bells, Tennessee 38006-0119 ITEM 2. IDENTITY AND BACKGROUND. The information is provided below with respect to the reporting person. i. (a) Name: Daniel B. Tankersley (b) Business Address: 10 Pictsweet Drive Bells, Tennessee 38006-0119 (c) Principal Occupation: Director of United Foods, Inc. (d) Daniel B. Tankersley has never been convicted of a crime. (e) Daniel B. Tankersley has never been subject to a judgment, decree or final order in any civil proceeding. (f) Daniel B. Tankersley is a citizen of the United States. ii. (a) Name: James I. Tankersley (b) Business Address: 10 Pictsweet Drive Bells, Tennessee 38006-0119 (c) Principal Occupation: Chairman of the Board and Chief Executive Officer of United Foods, Inc. (d) James I. Tankersley has never been convicted of a crime. (e) James I. Tankersley has never been subject to a judgment, decree or final order in any civil proceeding. (f) James I. Tankersley is a citizen of the United States. iii. (a) Name: Darla T. Darnall (b) Business Address: 10 Pictsweet Drive Bells, Tennessee 38006-0119 (c) Principal Occupation: Director of United Foods, Inc. (d) Darla T. Darnell has never been convicted of a crime. (e) Darla T. Darnell has never been subject to a judgment, decree or final order in any civil proceeding. (f) Darla T. Darnell is a citizen of the United States. iv. (a) Name: Kelle T. Northern (b) Business Address: 10 Pictsweet Drive Bells, Tennessee 38006-0119 (c) Principal Occupation: Director of United Foods, Inc. (d) Kelle T. Northern has never been convicted of a crime. (e) Kelle T. Northern has never been subject to a judgment, decree or final order in any civil proceeding. (f) Kelle T. Northern is a citizen of the United States. v. (a) Name: James W. Tankersley (b) Business Address: 10 Pictsweet Drive Bells, Tennessee 38006-0119 (c) Principal Occupation: Purchasing Manager and Director of United Foods, Inc. (d) James W. Tankersley has never been convicted of a crime. (e) James W. Tankersley has never been subject to a judgment, decree or final order in any civil proceeding. (f) James W. Tankersley is a citizen of the United States. vi. (a) Name: Edna W. Tankersley (b) Business Address: 10 Pictsweet Drive Bells, Tennessee 38006-0119 (c) Principal Occupation: Housewife (d) Edna W. Tankersley has never been convicted of a crime. (e) Edna W. Tankersley has never been subject to a judgment, decree or final order in any civil proceeding. (f) Edna W. Tankersley is a citizen of the United States.
ITEM 3. SOURCE AND AMOUNT OF FUNDS. Not applicable. 15 ITEM 4. PURPOSE OF TRANSACTION. On July 23, 1998 James I. Tankersley, Daniel B. Tankersley, Darla T. Darnall, Kelle T. Northern, James W. Tankersley and Edna W. Tankersley executed a Joint Filing Agreement with respect to this Statement on Schedule 13D. From time to time James I. Tankersley, Daniel B. Tankersley, Darla T. Darnall, Kelle T. Northern, James W. Tankersley and Edna W. Tankersley, individually and collectively, review the performance of their respective investments in the Company and consider possible strategies for enhancing value. As part of their review of their investment in the Common Stock, James I. Tankersley, Daniel B. Tankersley, Darla T. Darnall, Kelle T. Northern, James W. Tankersley and Edna W. Tankersley may explore from time to time in the future a variety of alternatives, including, without limitation, one or more of the following: (a) the acquisition of additional securities of the Company or the disposition of securities of the Company; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Company; (c) a sale or transfer of a material amount of assets of the Company; (d) a change in the present Board of Directors or management of the Company; (e) a material change in the present capitalization or dividend policy of the Company; (f) any other material change in the Company's business or corporate structure; (g) changes in the Company's certificate of incorporation or bylaws or other actions which may impede the acquisition of control of the Company by any person; (h) causing a class of securities of the Company to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) causing a class of equity securities of the Company to become eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended; or (j) any action similar to any of those enumerated above. There is no assurance that either James I. Tankersley, Daniel B. Tankersley, Darla T. Darnall, Kelle T. Northern, James W. Tankersley or Edna W. Tankersley will develop any plans or proposals with respect to any of the foregoing matters. Any alternatives which they or either of them may pursue will depend upon a variety of factors, including, without limitation, current and anticipated future trading prices for the Common Stock, the financial condition, results of operations and prospects of the Company and general economic, financial market and industry conditions. Except as set forth above, neither James I. Tankersley, Daniel B. Tankersley, Darla T. Darnall, Kelle T. Northern, James W. Tankersley or Edna W. Tankersley, individually or collectively, has any plans or proposals with respect to any of the matters set forth in paragraphs (a) through (j) of Item 4 of Schedule 13D. ITEM 5. INTERESTS IN SECURITIES OF THE ISSUER. (i)
(a) Owner No. of Shares % of Shares -------------------- -------------------------- ----------- Class A Common Stock Daniel B. Tankersley 712,176(1.) 24.3% Class B Common Stock Daniel B. Tankersley 312,783 7.5%
(1.) 312,783 of these shares represent shares of Class B Common Stock which is convertible into class A Common Stock on a one for one basis. (b) The power to vote and dispose of the shares owned by Daniel B. Tankersley rests solely with him. (c) None. (d) Not applicable. (e) Not applicable. (ii)
(a) Owner No. of Shares % of Shares -------------------- -------------------------- --------------------------- Class A Common Stock James I. Tankersley 1,221,328(1.) 31.8% Class B Common Stock James I. Tankersley 1,221,328 29.1%
(1.) All of these shares represent shares of Class B Common Stock which is convertible into Class A Common Stock on a one for one basis. 16 (b) The power to vote and dispose of the shares owned of record by James I. Tankersley rests solely with him. (c) None. (d) Not applicable. (e) Not applicable. (iii)
(a) OWNER NO. OF SHARES % OF SHARES --------------------- ----------------- --------------- Class A Common Stock Darla T. Darnall 440,871(1.) 14.4% Class B Common Stock Darla T. Darnall 440,871 10.5%
(1.) All of these shares represent shares of Class B Common Stock which is convertible into Class A Common Stock on a one for one basis. (b) The power to vote and dispose of the shares owned by Darla T. Darnall rests solely with her. (c) None. (d) Not applicable. (e) Not applicable. (iv)
(a) OWNER NO. OF SHARES % OF SHARES --------------------- ----------------- --------------- Class A Common Stock Kelle T. Northern 440,871(1.) 14.4% Class B Common Stock Kelle T. Northern 440,871 10.5%
(1.) All of these shares represent shares of Class B Common Stock which is convertible into Class A Common Stock on a one for one basis. (b) The power to vote and dispose of the shares owned by Kelle T. Northern rests solely with her. (c) None. (d) Not applicable. (e) Not applicable. (v)
(a) OWNER NO. OF SHARES % OF SHARES --------------------- ----------------- --------------- Class A Common Stock James W. Tankersley 440,871(1.) 14.4% Class B Common Stock James W. Tankersley 440,871 10.5%
(1.) All of these shares represent shares of Class B Common Stock which is convertible into Class A Common Stock on a one for one basis. (b) The power to vote and dispose of the shares owned by James W. Tankersley rests solely with him. (c) None. (d) Not applicable. (e) Not applicable. (vi)
(a) OWNER NO. OF SHARES % OF SHARES --------------------- ----------------- --------------- Class A Common Stock Edna W. Tankersley 9,474(1.) * Class B Common Stock Edna W. Tankersley 9,474 *
(1.) All of these shares represent shares of Class B Common Stock which is convertible into Class A Common Stock on a one for one basis. (b) The power to vote and dispose of the shares owned by Edna W. Tankersley rests solely with her. (c) None. (d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ETC. WITH RESPECT TO SECURITIES OF THE ISSUER. Not applicable. ITEM 7. MATERIAL TO BE FILED AS EXHIBIT. 1. Joint Filing Agreement dated July 23, 1998. 17 SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of the undersigned, I certify that the information set forth in this statement is true, complete and correct as of this 23rd day of July, 1998. /s/ James I. Tankersley ---------------------------- James I. Tankersley /s/ * ---------------------------- Daniel B. Tankersley /s/ * ---------------------------- Darla T. Darnall /s/ * ---------------------------- Kelle T. Northern /s/ * ---------------------------- James W. Tankersley /s/ * ---------------------------- Edna W. Tankersley *By: /s/ James I. Tankersley ---------------------------- James I. Tankersley, pursuant to the Joint Filing Agreement dated July 23, 1998 18 Exhibit Index
Description ----------- 1. Joint Filing Agreement dated July 23, 1998
EX-1 2 JOINT FILING AGREEMENT DATED 7/17/98 1 EXHIBIT 1 JOINT FILING AGREEMENT (Pursuant to Rule 13d-1(f)) In accordance with Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Class A and Class B Common Stock of United Foods, Inc., and further agree that this Joint Filing Agreement be included as an exhibit to such joint filing. Each party to this Joint Filing Agreement expressly authorizes James I. Tankersley to file on such party's behalf any and all amendments to such Statement. Each such party undertakes to notify James I. Tankersley of any changes giving rise to an obligation to file an amendment to Schedule 13D and it is understood that in connection with this Statement and all amendments thereto each such party shall be responsible only for information supplied by such party. In evidence thereof, the undersigned, being duly authorized, hereby execute this Agreement this 23rd day of July, 1998. /s/ James I. Tankersley ---------------------------------------- James I. Tankersley /s/ Daniel B. Tankersley ---------------------------------------- Daniel B. Tankersley /s/ Darla T. Darnall ---------------------------------------- Darla T. Darnall /s/ Kelle T. Northern ---------------------------------------- Kelle T. Northern /s/ James W. Tankersley ---------------------------------------- James W. Tankersley /s/ Edna W. Tankersley ---------------------------------------- Edna W. Tankersley -----END PRIVACY-ENHANCED MESSAGE-----