-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F88xdrUaZ7B/bN/x71p63XYazos6sHO5h4fwI6Ovze1I3KhrEieYXijtLLWiSWFm Z04H2TrsYi7SfjE2ovWG9g== 0000891836-97-000076.txt : 19970225 0000891836-97-000076.hdr.sgml : 19970225 ACCESSION NUMBER: 0000891836-97-000076 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970205 SROS: AMEX SROS: NYSE SROS: PSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEEKSKILL FINANCIAL CORP CENTRAL INDEX KEY: 0001001802 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 133858258 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48405 FILM NUMBER: 97518148 BUSINESS ADDRESS: STREET 1: 1019 PARK ST CITY: PEEKSKILL STATE: NY ZIP: 10566 BUSINESS PHONE: 9147372777 MAIL ADDRESS: STREET 1: 1019 PARK ST CITY: PEEKSKILL STATE: NY ZIP: 10566 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MANHATTAN CO CENTRAL INDEX KEY: 0000728083 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 131957714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127563300 MAIL ADDRESS: STREET 1: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Peekskill Financial Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common - -------------------------------------------------------------------------------- (Title of Class of Securities) 70538510 -------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages - ------------------------------ CUSIP NO. 70538510 - ------------------------------ - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Manhattan Co. 13-1957714 - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 139,514 SHARES ------------------------------------------------------------ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 22,101 EACH ------------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON 139,514 WITH ------------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 51,901 - ------------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 191,415 - ------------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% - ------------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON BD, IA, PN - ------------------------------------------------------------------------------ Page 2 of 4 pages Item 1(a) Name of Issuer: Peekskill Financial Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 1019 Park Street Peekskill, NY 10566 Item 2(a) Name of Person Filing: First Manhattan Co. Item 2(b) Address of Principal Business Office: 437 Madison Avenue New York, NY 10022 Item 2(c) Citizenship: U.S.A. Item 2(d) Title of Class of Securities: Common Item 2(e) CUSIP Number: 70538510 Item 3 Check whether the person filing is a: (a) x Broker or Dealer registered under Section 15 of the Act (b) - (d) Not applicable. (e) x Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) - (h) Not applicable. Item 4(a) Amount Beneficially Owned: 191,415 Item 4(b) Percent of Class: 5.0% Item 4(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 139,514 (ii) shared power to vote or to direct the vote 22,101 (iii) sole power to dispose or to direct the 139,514 disposition of (iv) shared power to dispose or to direct the disposition of 51,901 Item 5 Ownership of Five Percent or Less of Class Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Not applicable. Another Person Item 7 Identification and Classification of the Subsidiary Not applicable. Which Acquired the Security Being Reported on by the Parent Holding Company Item 8 Identification and Classification of Members of the Not applicable. Group Item 9 Notice of Dissolution of Group Not applicable.
Page 3 of 4 pages Item 10 Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 30, 1997 - --------------------------------------- Date /s/ Neal K. Stearns - --------------------------------------- Signature Neal K. Stearns, General Partner - --------------------------------------- Name/Title Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----