0001532155-11-000016.txt : 20111114
0001532155-11-000016.hdr.sgml : 20111111
20111114160203
ACCESSION NUMBER: 0001532155-11-000016
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXA EQUITABLE LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000727920
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 135570651
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00042
FILM NUMBER: 111202304
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: 2125541234
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER COMPANY:
FORMER CONFORMED NAME: AXA-EQUITABLE LIFE INSURANCE CO
DATE OF NAME CHANGE: 20040928
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES /NY/
DATE OF NAME CHANGE: 19920703
13F-NT
1
axeq13f_20110930.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: AXA Equitable Life Insurance Company
Address: 1290 Avenue of the Americas
New York, NY 10104
13F File Number: 28-42
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alvin H. Fenichel
Title: Senior Vice President and Controller
Phone: (212) 314-4094
Signature, Place, and Date of Signing:
/s/ Alvin H. Fenichel New York, NY November 14, 2011
-------------------------- -------------------- --------------------
[Signature] [City, State] [Date]
(Please direct all questions to Dean Dubovy, (201) 743-5068 )
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[X] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F
File Number Name
28-3570 AXA
Please see Forms 13F filed by one or more of the following institutional
investment managers for their holdings as advisers of series of EQ Advisors
Trust and AXA Premier VIP Trust. AXA Equitable Life Insurance Company, the
manager of EQ Advisors Trust and AXA Premier VIP Trust, has shared investment
discretion and no voting authority with respect to the holdings of each of
the series of EQ Advisors Trust and AXA Premier VIP Trust.
Form 13F
File Number Name
28-10562 AllianceBernstein L.P.
28-10210 BlackRock Capital Management, Inc.
28-4293 BlackRock Financial Management, Inc.
28-12016 BlackRock Investment Management, LLC
28-12193 BlackRock Investment Management International, Ltd
28-7196 Boston Advisors, Inc.
28-05563 Bridgeway Capital Management, Inc.
28-5129 Calvert Asset Management Company, Inc.
28-96 Capital Guardian Trust Company
28-11611 ClearBridge Advisors LLC
28-04121 Davis Selected Advisers, LP
28-10648 Diamond Hill Capital Management, Inc.
28-00127 Dreyfus Corporation
28-04771 First International Advisors, LLC
28-6154 Franklin Mutual Shares Advisors
28-5930 Franklin Advisory Services, LLC
28-3578 Franklin Advisers, Inc.
28-1887 GAMCO Asset Management, Inc.
28-11685 Goodman & Company Investment Counsel LTD
28-6986 Horizon Asset Management, Inc.
28-16 Institutional Capital Corporation
28-00255 Invesco Advisors, Inc.
28-1343 Janus Capital Management LLC
28-694 J.P. Morgan Investment Management, Inc., as included in the
consolidated report filed by J.P. Morgan Chase & Co.
28-11482 Knightsbridge Asset Management, LLC
28-1701 Legg Mason Capital Management, Inc.
28-413 Lord Abbett and Co., LLC
28-06748 Marsico Capital Management LLC
28-4968 MFS Investment Management, as included in the consolidated report
filed by Massachusetts Financial Services Company
28-11866 Morgan Stanley Investment Management Inc.
28-00288 Montag & Caldwell, Inc
28-13512 Northern Cross, LLC
28-06539 NorthPointe Capital, LLC
28-203 Oppenheimer Funds Inc.
28-2701 Pacific Investment Management LLC (28-4976), as included in the
consolidated report filed by Allianz Dresdner Asset Management
of America L.P.
28-12530 Pacific Global Investment Management Company
28-12454 Post Advisory Group, LLC
28-00223 RCM Capital Management, LLC
28-11338 SSgA Funds Management Inc
28-115 T. Rowe Price Associates Inc.
28-5454 Templeton Global Advisors, Ltd.
28-6605 Thornburg Investment Management, Inc.
28-12572 Tradewinds Global Investors, LLC
28-02682 UBS Global Asset Management, Inc.
28-04557 Wellington Management Company, LLP
28-4413 Wells Capital Management, Inc.
28-01204 Wentworth Hauser & Violich
28-10220 Westfield Capital Management Company, LLC
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: None
Form 13F Information Table Value Total: None