0001532155-11-000016.txt : 20111114 0001532155-11-000016.hdr.sgml : 20111111 20111114160203 ACCESSION NUMBER: 0001532155-11-000016 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA EQUITABLE LIFE INSURANCE CO CENTRAL INDEX KEY: 0000727920 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 135570651 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-00042 FILM NUMBER: 111202304 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2125541234 MAIL ADDRESS: STREET 1: 1290 AVENUE OF AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: AXA-EQUITABLE LIFE INSURANCE CO DATE OF NAME CHANGE: 20040928 FORMER COMPANY: FORMER CONFORMED NAME: EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES /NY/ DATE OF NAME CHANGE: 19920703 13F-NT 1 axeq13f_20110930.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AXA Equitable Life Insurance Company Address: 1290 Avenue of the Americas New York, NY 10104 13F File Number: 28-42 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alvin H. Fenichel Title: Senior Vice President and Controller Phone: (212) 314-4094 Signature, Place, and Date of Signing: /s/ Alvin H. Fenichel New York, NY November 14, 2011 -------------------------- -------------------- -------------------- [Signature] [City, State] [Date] (Please direct all questions to Dean Dubovy, (201) 743-5068 ) Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-3570 AXA Please see Forms 13F filed by one or more of the following institutional investment managers for their holdings as advisers of series of EQ Advisors Trust and AXA Premier VIP Trust. AXA Equitable Life Insurance Company, the manager of EQ Advisors Trust and AXA Premier VIP Trust, has shared investment discretion and no voting authority with respect to the holdings of each of the series of EQ Advisors Trust and AXA Premier VIP Trust. Form 13F File Number Name 28-10562 AllianceBernstein L.P. 28-10210 BlackRock Capital Management, Inc. 28-4293 BlackRock Financial Management, Inc. 28-12016 BlackRock Investment Management, LLC 28-12193 BlackRock Investment Management International, Ltd 28-7196 Boston Advisors, Inc. 28-05563 Bridgeway Capital Management, Inc. 28-5129 Calvert Asset Management Company, Inc. 28-96 Capital Guardian Trust Company 28-11611 ClearBridge Advisors LLC 28-04121 Davis Selected Advisers, LP 28-10648 Diamond Hill Capital Management, Inc. 28-00127 Dreyfus Corporation 28-04771 First International Advisors, LLC 28-6154 Franklin Mutual Shares Advisors 28-5930 Franklin Advisory Services, LLC 28-3578 Franklin Advisers, Inc. 28-1887 GAMCO Asset Management, Inc. 28-11685 Goodman & Company Investment Counsel LTD 28-6986 Horizon Asset Management, Inc. 28-16 Institutional Capital Corporation 28-00255 Invesco Advisors, Inc. 28-1343 Janus Capital Management LLC 28-694 J.P. Morgan Investment Management, Inc., as included in the consolidated report filed by J.P. Morgan Chase & Co. 28-11482 Knightsbridge Asset Management, LLC 28-1701 Legg Mason Capital Management, Inc. 28-413 Lord Abbett and Co., LLC 28-06748 Marsico Capital Management LLC 28-4968 MFS Investment Management, as included in the consolidated report filed by Massachusetts Financial Services Company 28-11866 Morgan Stanley Investment Management Inc. 28-00288 Montag & Caldwell, Inc 28-13512 Northern Cross, LLC 28-06539 NorthPointe Capital, LLC 28-203 Oppenheimer Funds Inc. 28-2701 Pacific Investment Management LLC (28-4976), as included in the consolidated report filed by Allianz Dresdner Asset Management of America L.P. 28-12530 Pacific Global Investment Management Company 28-12454 Post Advisory Group, LLC 28-00223 RCM Capital Management, LLC 28-11338 SSgA Funds Management Inc 28-115 T. Rowe Price Associates Inc. 28-5454 Templeton Global Advisors, Ltd. 28-6605 Thornburg Investment Management, Inc. 28-12572 Tradewinds Global Investors, LLC 28-02682 UBS Global Asset Management, Inc. 28-04557 Wellington Management Company, LLP 28-4413 Wells Capital Management, Inc. 28-01204 Wentworth Hauser & Violich 28-10220 Westfield Capital Management Company, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: None Form 13F Information Table Value Total: None