-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NlQjPAwceodM4Dy86h+/qL/aTYQ8figtW4+UGl51TAv3Bjqf1fPxRZGG1OWTTJrF 0xsY0lygGuDeWlSM6FE2kA== 0000888002-06-000751.txt : 20060515 0000888002-06-000751.hdr.sgml : 20060515 20060515074904 ACCESSION NUMBER: 0000888002-06-000751 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060515 DATE AS OF CHANGE: 20060515 EFFECTIVENESS DATE: 20060515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA EQUITABLE LIFE INSURANCE CO CENTRAL INDEX KEY: 0000727920 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 135570651 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-00042 FILM NUMBER: 06836954 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2125541234 MAIL ADDRESS: STREET 1: 1290 AVENUE OF AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: AXA-EQUITABLE LIFE INSURANCE CO DATE OF NAME CHANGE: 20040928 FORMER COMPANY: FORMER CONFORMED NAME: EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES /NY/ DATE OF NAME CHANGE: 19920703 13F-NT 1 axf13f_20060331.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2006 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AXA Equitable Life Insurance Company (formerly known as The Equitable Life Assurance Society of the United States) Address: 1290 Avenue of the Americas New York, NY 10104 13F File Number: 28-42 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alvin H. Fenichel Title: Senior Vice President and Controller Phone: (212) 314-4094 Signature, Place, and Date of Signing: /s/ Alvin H. Fenichel New York, NY May 15, 2006 - -------------------------- -------------------- -------------------- [Signature] [City, State] [Date] (Please direct all questions to Dean Dubovy, (212) 314-5528 ) Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-3570 AXA In addition, please see Forms 13F filed by the following institutional investment managers for their holdings as advisers of series of EQ Advisors Trust, AXA Premier VIP Trust, AXA Enterprise Multimanager Funds Trust (formerly known as AXA Premier Funds Trust)and/or AXA Enterprise Funds Trust. AXA Equitable Life Insurance Company, the manager of EQ Advisors Trust, AXA Premier VIP Trust, AXA Enterprise Multimanager Funds Trust and AXA Enterprise Funds Trust, has shared investment discretion and no voting authority with respect to the holdings of each of the series of EQ Advisors Trust, AXA Premier VIP Trust, AXA Enterprise Multimanager Funds Trust and AXA Enterprise Funds Trust. Form 13F File Number Name 28-1983 A I M Capital Management, Inc., as included in the consolidated report filed by A I M Management Group, Inc. 28-04003 Ariel Capital Management LLC 28-1006 Barrow, Hanley, Mewhinney & Strauss, Inc. 28-4205 Bear Stearns Asset Management Inc. 28-4295 BlackRock, Inc. (28-5706), as included in the consolidated report filed by BlackRock Advisors, Inc. 28-7196 Boston Advisors, Inc. 28-05563 Bridgeway Capital Management, Inc. 28-5129 Calvert Asset Management Company, Inc. 28-96 Capital Guardian Trust Company 28-05759 Caywood-Scholl Capital Management 28-00127 Dreyfus Corporation 28-01666 Eagle Asset Management 28-581 Evergreen Asset Management Corporation, as included in the consolidated report filed by First Union Corp. 28-451 Fidelity Management Research Company 28-04505 Firsthand Capital Management, Inc. 28-3578 Franklin Advisers, Inc. 28-1887 Gabelli Asset Management Company 28-16 Institutional Capital Corporation 28-1343 Janus Capital Management LLC 28-694 J.P. Morgan Investment Management, Inc., as included in the consolidated report filed by J.P. Morgan Chase & Co. 28-61 Lazard Asset Management, a division of Lazard Freres & Co. LLC 28-170 Legg Mason Capital Management, Inc. 28-413 Lord Abbett and Co., LLC MBIA Capital Management, LLC 28-158 Marsico Capital Management LLC, as included in the consolidated report filed by Bank Of America Corporation 28-790 Mercury Advisor - Fund Asset Management, L.P. 28-03554 Merrill Lynch Investment Managers International Limited 28-4968 MFS Investment Management, as included in the consolidated report filed by Massachusetts Financial Services Company 28-3432 Morgan Stanley Asset Management Inc., as included in the consolidated report filed by Morgan Stanley Dean Witter & Co. 28-00288 Montag & Caldwell, Inc 28-2701 Pacific Investment Management LLC (28-4976), as included in the consolidated report filed by Allianz Dresdner Asset Management of America L.P. Post Advisory Group, LLC 28-0969 Provident Investment Counsel 28-04357 RCM Capital Management, LLC 28-04497 Rockefeller & Co., Inc. 28-2494 TCW Investment Management Company as included in the consolidated report filed by TCW Group, Inc. 28-6605 Thornburg Investment Management, Inc. 28-02682 UBS Global Asset Management, Inc. 28-05591 Walter Scott & Partners Limited 28-517 Wellington Management Company, LLC 28-4413 Wells Capital Management, Inc. Please see Forms 13F filed by the following institutional investment managers for their holdings as advisers of The Enterprise Group of Funds, Inc. Enterprise Capital Management, Inc., the manager of The Enterprise Group of Funds, Inc., has shared investment discretion and no voting authority with respect to the holdings of The Enterprise Group of Funds, Inc. File Number Name 28-1887 Gabelli Asset Management Company 28-00288 Montag & Caldwell, Inc FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: None Form 13F Information Table Value Total: None For information relating to holdings of 13F securities for periods ending prior to September 30, 2003 by AXA Equitable Life Insurance Company, please refer to Forms 13F-HR filed byAXA Financial, Inc. for those periods. -----END PRIVACY-ENHANCED MESSAGE-----