13F-NT/A 1 axf13f_20030930.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ X ]; Amendment Number: __1__ This Amendment (Check only one.):[ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Equitable Life Assurance Society of the United States Address: 1290 Avenue of the Americas New York, NY 10104 13F File Number: 28-42 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alvin H. Fenichel Title: Senior Vice President and Controller Phone: (212) 314-4094 Signature, Place, and Date of Signing: /s/ Alvin H. Fenichel New York, NY December 22, 2003 -------------------------- -------------------- -------------------- [Signature] [City, State] [Date] (Please direct all questions to Dean Dubovy, (212) 314-5528 ) Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-3570 AXA In addition, please see Forms 13F filed by the following institutional investment managers for their holdings as advisers of series of EQ Advisors Trust, AXA Premier VIP Trust and AXA Premier Funds Trust. The Equitable Life Assurance Society of the United States, the manager of EQ Advisors Trust, AXA Premier VIP Trust and AXA Premier Funds Trust, has shared investment discretion and no voting authority with respect to the holdings of each of the series of EQ Advisors Trust, AXA Premier VIP Trust and AXA Premier Funds Trust. Form 13F File Number Name 28-1983 A I M Capital Management, Inc., as included in the consolidated report filed by A I M Management Group, Inc. 28-06734 Bank of Ireland Asset Management (U.S.) Limited 28-4295 BlackRock, Inc. (28-5706), as included in the consolidated report filed by BlackRock Advisors, Inc. 28-3803 Brown Capital Management, Inc. 28-5129 Calvert Asset Management Company, Inc. 28-96 Capital Guardian Trust Company 28-04357 Dresdner RCM Global Investors LLC 28-581 Evergreen Asset Management Corporation, as included in the consolidated report filed by First Union Corp. 28-451 Fidelity Management Research Company 28-04505 Firsthand Capital Management, Inc. 28-3578 Franklin Advisers, Inc. 28-790 Fund Asset Management, L.P. 28-16 Institutional Capital Corporation 28-694 J.P. Morgan Investment Management, Inc., as included in the consolidated report filed by J.P. Morgan Chase & Co. 28-1343 Janus Capital Management LLC 28-61 Lazard Asset Management, a division of Lazard Freres & Co. LLC 28-158 Marsico Capital Management LLC, as included in the consolidated report filed by Bank Of America Corporation 28-4968 MFS Investment Management, as included in the consolidated report filed by Massachusetts Financial Services Company 28-3432 Morgan Stanley Asset Management Inc., as included in the consolidated report filed by Morgan Stanley Dean Witter & Co. 28-2701 Pacific Investment Management LLC (28-4976) as included in the consolidated report filed by Allianz Dresdner Asset Management of America L.P. 28-0969 Provident Investment Counsel 28-90 Putnam Investment Management LLC 28-2494 TCW Investment Management Company as included in the consolidated report filed by TCW Group, Inc. 28-6605 Thornburg Investment Management, Inc. 28-517 Wellington Management Company, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: None Form 13F Information Table Value Total: None For information relating to The Equitable Life Assurance Society of the United States's holdings of 13F securities in prior periods, please refer to the corresponding Forms 13F-HR filed by AXA Financial, Inc. for those periods.