485BPOS 1 file002.txt ADA POST EFFECTIVE AMENDMENT ON FORM N-4 Registration No. 333-104774 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------------------------- FORM N-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |_| Pre-Effective Amendment No.___ |_| Post-Effective Amendment No. 1 |X| --- AND/OR REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |_| Amendment No.___ |_| (Check appropriate box or boxes) -------------------------------- THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (Exact Name of Registrant) -------------------------- THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (Name of Depositor) 1290 Avenue of the Americas, New York, New York 10104 (Address of Depositor's Principal Executive Offices) Depositor's Telephone Number, including Area Code: (212) 554-1234 ------------------------- ROBIN WAGNER VICE PRESIDENT AND COUNSEL The Equitable Life Assurance Society of the United States 1290 Avenue of the Americas, New York, New York 10104 (Names and Addresses of Agents for Service) ------------------------------------------- Please send copies of all communications to: PETER E. PANARITES, ESQ Foley & Lardner Washington Harbour 3000 K Street, Northwest Washington, D.C. 20007 ---------------------------------------- Approximate Date of Proposed Public Offering: Continuous. It is proposed that this filing will become effective (check appropriate box): [X] Immediately upon filing pursuant to paragraph (b) of Rule 485. [_] On (date) pursuant to paragraph (b) of Rule 485. [_] 60 days after filing pursuant to paragraph (a)(1) of Rule 485. [_] On (date) pursuant to paragraph (b)(1) of Rule 485. If appropriate, check the following box: [_] This post-effective amendment designates a new effective date for previously filed post-effective amendment. Title of Securities Being Registered: Units of interest in Separate Accounts under variable annuity contracts. NOTE This Post Effective Amendment No. 1 ("PEA") to the Form N-4 Registration Statement No. 333-104774 ("Registration Statement") of The Equitable Life Assurance Society of the United States ("Equitable Life") is being filed for the purpose of including in the Registration Statement the additions/ modifications reflected in the supplements and updating information in Item 26 of Part C. The PEA does not otherwise amend or delete the currently effective Prospectus or Statement of Additional Information or supplements to Prospectus, or any other part of the Registration Statement except as specifically noted herein. Accordingly, Parts A, B and C of the Registration Statement filed with the Commission on April 25, 2003 are incorporated by reference herein. The Equitable Life Assurance Society of the United States SUPPLEMENT DATED OCTOBER 31, 2003 TO THE MAY 1, 2003 PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION ("SAI") FOR THE AMERICAN DENTAL ASSOCIATION MEMBERS RETIREMENT PROGRAM ("ADA") -------------------------------------------------------------------------------- This supplement modifies certain information in the above-referenced Prospectus and SAI, dated May 1, 2003, as supplemented to date (together the "Prospectus"). Unless otherwise indicated, all other information included in the Prospectus remains unchanged. The terms and section headings we use in this supplement have the same meaning as in the Prospectus. You should keep this supplement with your Prospectus and any previous prospectus supplements. We will send you another copy of any Prospectus without charge, upon request. CHANGES TO THE INVESTMENT OPTIONS 1. Effective January 2, 2004, the underlying mutual fund for the Aggressive Equity Fund option is being changed from the MFS Emerging Growth Fund to the Fidelity Small Cap Stock Fund, and the name of the Fund is being changed from Aggressive Equity Fund to Small Cap Growth Fund. Also, the manager of the Fund will change from MFS Investment Management to Fidelity Management & Research Company (FMR Co.) Therefore, as of the effective date of the changes (i) all references in the Prospectus to the MFS Emerging Growth Fund are changed to the Fidelity Small Cap Stock Fund; (ii) all references in the Prospectus to the Aggressive Equity Fund are changed to the Small Cap Growth Fund; and (iii) all references in the Prospectus to MFS Investment Management are changed to Fidelity Management & Research Company. 2. Effective January 2, 2004, the information with respect to the Aggressive Equity Fund in the chart is replaced in its entirety by the following:
---------------------------------------------------------------------------------------------------------- Underlying Mutual Fund ---------------------------------------------------------------------------------- Investment Fund Name Objective Advisor ---------------------------------------------------------------------------------------------------------- Small Cap Growth Fund Fidelity Small Cap Long-term growth of capital Fidelity Management & Research Stock Fund Company (FMR Co.). ----------------------------------------------------------------------------------------------------------
3. Under "Fee table," the information with respect to the Aggressive Equity Fund in the table under "THE EXPENSES SHOWN FOR THE UNDERLYING MUTUAL FUNDS ARE EXPRESSED AS A PERCENTAGE OF THEIR RESPECTIVE AVERAGE DAILY NET ASSETS" is replaced in its entirety by the following:
------------------------------------------------------------------------------------------------------------------------------------ Investment Program Administration Management Expense Charge Fee Fee Other Expenses 12b-1 Fee Total ------------------------------------------------------------------------------------------------------------------------------------ Small Cap Growth Fund 0.655% 0.15%(15) None 0.13% None 0.94% Fidelity Small Cap Stock Fund None None 0.90% 0.30% None 1.20% ------------------------------------------------------------------------------------------- TOTAL 0.655% 0.15%(15) 0.90% 0.43% 0.00% 2.14% ------------------------------------------------------------------------------------------------------------------------------------
(15) A Plan expense reimbursement fee of up to 0.25%(currently 0.20%) of the average daily net assets of the Program invested in the Fidelity Small Cap Stock Fund (the "Fund") is paid by Fidelity Investments Tax Exempt Services Company ("FITSCo") to Equitable Life (indirectly through the ADA). Equitable Life has waived the 0.15%administration fee applicable to the Small Cap Growth Fund and will use the payment from FITSCo to defray administrative expenses associated with the Program's operations and to fund Program enhancements. The agreement and waiver are expected to be in effect for an indefinite period, but these arrangements are subject to termination by either party upon notice. x00612 4. Under "Examples" the following information in the table with respect to the Small Cap Growth Fund (formerly the Aggressive Equity Fund) is changed as follows:
-------------------------------------------------------------------------------- If you do not surrender your contract at the end of the applicable time period ------------------------------------------------------ 1 year 3 years 5 years 10 years ------------ ----------- -------------- -------------- Small Cap Growth Fund $ 253.99 $ 729.28 $ 1,228.86 $ 2,593.22 -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- If you annuitize at the end of the applicable time period* --------------------------------------------------------- 1 year 3 years 5 years 10 years ------------ -------------- -------------- -------------- Small Cap Growth Fund $ 603.99 $ 1,079.28 $ 1,578.86 $ 2,943.22 --------------------------------------------------------------------------------
* Assuming an annuity payout option could be issued. Generally, the minimum amount that can be used to purchase any type of annuity is $5,000 (see "Individual annuity charges" in "Charges and expenses" later in this Prospectus.) The Equitable Life Assurance Society of the United States 1290 Avenue of the Americas New York, NY 10104 (800) 523-1125 Copyright 2003. The Equitable Life Assurance Society of the United States. All Rights reserved. 2 The Equitable Life Assurance Society of the United States SUPPLEMENT DATED OCTOBER 5, 2003 TO THE MAY 1, 2003 PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION ("SAI") FOR THE AMERICAN DENTAL ASSOCIATION MEMBERS RETIREMENT PROGRAM ("ADA") -------------------------------------------------------------------------------- This Supplement modifies certain information in the above-referenced Prospectus and SAI dated May 1, 2003, as supplemented on June 30, 2003 and July 1, 2003, (together the "Prospectus"). Unless otherwise indicated, all other information included in the Prospectus remains unchanged. The terms and section headings we use in this Supplement have the same meaning as in the Prospectus. You should keep this Supplement with your Prospectus and any previous prospectus supplements. We will send you another copy of any Prospectus, without charge, upon request. The following is added as a new section of the Prospectus: ELIMINATION OF THE REAL ESTATE FUND ON APRIL 7, 2004 On April 7, 2004, the Real Estate Fund will be eliminated as an option under the ADA contract. No instruction to transfer amounts or allocate contributions or GRA Maturity amounts into the Real Estate Fund will be accepted after December 5, 2003. This means that after December 5, 2003, any transfer, contribution or GRA maturity amounts that are allocated to the Real Estate Fund will instead be transferred or allocated to the Money Market Guarantee Account. Also, if the contribution allocation or GRA Maturity allocation election that you have provided us indicates that a portion of each such allocation is to be made to the Real Estate Fund, and you do not change this allocation instruction by the close of business on December 5, 2003, the allocation instruction will be changed to the Money Market Guarantee Account. In addition, since properly completed transfer requests for amounts to be transferred out of the Real Estate Fund are effective shortly after the end of the calendar quarter following the quarter in which we receive them, December 31, 2003 is the last day we can accept transfer requests for processing on April 7, 2004. Any amounts in the Real Estate Fund, for which we have not received a transfer request by December 31, 2003, will be transferred to the Money Market Guarantee Account on April 7, 2004. Due to the changes described in the preceding paragraph, the June 30, 2003 Supplements to the Prospectus and Statement of Additional Information are amended so that the information contained in those supplements are subject to the information in this Supplement. The Equitable Life Assurance Society of the United States 1290 Avenue of the Americas New York, NY 10104 (800) 523-1125 Copyright 2003. The Equitable Life Assurance Society of the United States. All Rights reserved. x00613 PART C OTHER INFORMATION ----------------- This Part C is amended solely for the purpose of updating the information in Item 26. No amendment or deletion is made of any of the other information set forth under the Part C items as provided in the N-4 Registration Statement File No. 333-104774. Item 26. Persons Controlled by or under Common Control with Equitable or ---------------------------------------------------------------- Registrant ---------- Separate Account Nos. 4, 8, 30, 191, 200 and 206 of The Equitable Life Assurance Society of the United States (the "Separate Account") are each separate accounts of Equitable. Equitable, a New York stock life insurance company, is a wholly owned subsidiary of AXA Financial, Inc. (the "Holding Company") (formerly "The Equitable Companies, Incorporated"). AXA owns 100% of the outstanding common stock of the Holding Company (assuming conversion of the convertible preferred stock held by AXA). AXA is able to exercise significant influence over the operations and capital structure of the Holding Company and its subsidiaries, including Equitable Life. AXA, a French company, is the holding company for an international group of insurance and related financial services companies. Consolidated companies as at December 31, 2002 AXA GROUP CONSOLIDATED COMPANIES AS AT DECEMBER 31, 2002
------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP ------------------------------------------------------------------------------------------------------------------------------------ FINANCIAL SERVICES BELGIUM IPPA VASTGOED AXA HOLDINGS BELGIUM 100.00 & REAL ESTATE FINANCIAL SERVICES BELGIUM AXA INVESTMENT MANAGERS BENELUX AXA ASSET MANAGEMENT LIMITED 0.01 & REAL ESTATE FINANCIAL SERVICES BELGIUM AXA INVESTMENT MANAGERS BENELUX AXA INVESTMENT MANAGERS SA 99.99 & REAL ESTATE FINANCIAL SERVICES BELGIUM ROYALE BELGE INVESTISSEMENT AXA HOLDINGS BELGIUM 0.00 & REAL ESTATE FINANCIAL SERVICES BELGIUM AXA BANK BELGIUM AXA HOLDINGS BELGIUM 100.00 & REAL ESTATE FINANCIAL SERVICES BELGIUM AXA REAL ESTATE INVESMENT MANAGERS AXA BANK BELGIUM 0.10 & REAL ESTATE BENELUX FINANCIAL SERVICES BELGIUM AXA REAL ESTATE INVESMENT MANAGERS AXA REAL ESTATE INVESMENT 99.90 & REAL ESTATE BENELUX MANAGERS SA FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGEMENT PRIVATE AXA INVESTMENT MANAGERS SA 99.93 & REAL ESTATE EQUITY SA FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGEMENT PRIVATE AXA INVESTMENT MANAGERS PARIS 0.01 & REAL ESTATE EQUITY SA FINANCIAL SERVICES FRANCE AXA INVESTMENT PRIVATE EQUITY AXA INVESTMENT MANAGEMENT PRIVATE 100.00 & REAL ESTATE EUROPE SA EQUITY SA FINANCIAL SERVICES FRANCE AXA REAL ESTATE MANAGEMENT AXA REAL ESTATE INVESMENT 99.96 & REAL ESTATE INVESTMENT MANAGERS France MANAGERS SA FINANCIAL SERVICES FRANCE AXA REAL ESTATE MANAGEMENT INVEST AXA INVESTMENT MANAGERS SA 0.01 & REAL ESTATE MANAGERS France FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT PRIVATE EQUITY AXA INVESTMENT MANAGERS PARIS 0.01 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT PRIVATE EQUITY AXA INVESTMENT PRIVATE EQUITY 85.46 & REAL ESTATE EUROPE SA FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT PRIVATE EQUITY AXA INVESTMENT MANAGERS SA 0.01 & REAL ESTATE FINANCIAL SERVICES FRANCE COLISEE SURESNES JOUR FINANCE 20.63 & REAL ESTATE FINANCIAL SERVICES FRANCE COLISEE SURESNES COMPAGNIE FINANCIERE DE PARIS 51.07 & REAL ESTATE FINANCIAL SERVICES FRANCE COLISEE SURESNES SOCIETE BEAUJON 0.92 & REAL ESTATE FINANCIAL SERVICES FRANCE COLISEE SURESNES AXA ASSURANCES IARD 23.72 & REAL ESTATE FINANCIAL SERVICES FRANCE SOFAPI COMPAGNIE FINANCIERE DE PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE HOLDING SOFFIM COMPAGNIE FINANCIERE DE PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE SOFINAD COMPAGNIE FINANCIERE DE PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA CREDIT AXA BANQUE 65.00 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA BANQUE AXA ASSURANCES VIE 37.38 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA BANQUE AXA FRANCE ASSURANCE 62.62 & REAL ESTATE FINANCIAL SERVICES FRANCE COMPAGNIE FINANCIERE DE PARIS AXA 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE BANQUE DE MARCHES ET D'ARBITRAGE AXA ASSURANCES IARD 8.20 & REAL ESTATE FINANCIAL SERVICES FRANCE BANQUE DE MARCHES ET D'ARBITRAGE AXA 19.51 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT CONSULTANT AXA INVESTMENT MANAGERS SA 99.94 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT CONSULTANT AXA GRANDE ARMEE 0.01 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT CONSULTANT AXA INVESTMENT MANAGERS PARIS 0.02 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA 47.42 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA ROYALE BELGE 3.81 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA LEVEN NV 1.90 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA UK PLC 16.66 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA RE 0.73 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA NATIONAL MUTUAL FUND MANAGEMENT VIE 3.68 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA KONZERN AG 6.68 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA ASSURANCES IARD 14.50 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA DIRECT ASSURANCES IARD 0.18 & REAL ESTATE FINANCIAL SERVICES FRANCE CFP - CREDIT COMPAGNIE FINANCIERE DE PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS PARIS AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA GESTION FCP AXA INVESTMENT MANAGERS PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE GIE AXA GESTION DES ACTIFS AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA FUNDS MANAGEMENT LUXEMBOURG AXA INVESTMENT MANAGERS SA 98.84 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA FUNDS MANAGEMENT LUXEMBOURG AXA INVESTMENT MANAGERS PARIS 1.16 & REAL ESTATE FINANCIAL SERVICES FRANCE FONDS IMMOBILIERS PARIS OFFICE AXA COLLECTIVES 15.00 & REAL ESTATE FUNDS
Page 1 de 2 Consolidated companies as at December 31, 2002
------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP ------------------------------------------------------------------------------------------------------------------------------------ FINANCIAL SERVICES FRANCE FONDS IMMOBILIERS PARIS OFFICE AXA ASSURANCES VIE 20.00 & REAL ESTATE FUNDS FINANCIAL SERVICES FRANCE FONDS IMMOBILIERS PARIS OFFICE AXA ASSURANCES IARD 15.00 & REAL ESTATE FUNDS FINANCIAL SERVICES FRANCE AXA REAL ESTATE INVESMENT AXA INVESTMENT MANAGERS SA 99.99 & REAL ESTATE MANAGERS SA FINANCIAL SERVICES FRANCE AXA MULTIMANAGER SA AXA MULTIMANAGER LIMITED 99.98 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA GESTION INTERESSEMENT AXA INVESTMENT MANAGERS PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES GERMANY AXA INVESTMENT MANAGERS AXA INVESTMENT MANAGERS SA 85.00 & REAL ESTATE DEUTSCHLAND GMBH FINANCIAL SERVICES GERMANY AXA ASSET MANAGEMENT DEUTSCHLAND AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE GMBH FINANCIAL SERVICES GERMANY AXA FUNDS TRUST GMBH AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES GERMANY AXA REAL ESTATE MANAGERS AXA INVESTMENT IMOBILIEN 100.00 & REAL ESTATE DEUTSCHLAND FINANCIAL SERVICES GERMANY AXA MERKENS FONDS GMBH AXA INVESTMENT IMOBILIEN 100.00 & REAL ESTATE FINANCIAL SERVICES GERMANY AXA IMOBILIEN AG AXA REAL ESTATE INVESMENT 100.00 & REAL ESTATE MANAGERS SA FINANCIAL SERVICES GERMANY AXA PRIVATE EQUITY DEUTSCHLAND AXA INVESTMENT PRIVATE EQUITY 100.00 & REAL ESTATE GMBH EUROPE SA FINANCIAL SERVICES GERMANY AXA VORSORGEBANK AXA KONZERN AG 100.00 & REAL ESTATE FINANCIAL SERVICES GERMANY AXA BAUSPARKASSE AG AXA LEBENSVERSICHERING AG 33.02 & REAL ESTATE FINANCIAL SERVICES GERMANY AXA BAUSPARKASSE AG AXA KONZERN AG 66.67 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENTS MANAGERS LIMITED AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA MULTIMANAGER LIMITED AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENT MANAGERS UK AXA ASSET MANAGEMENT LIMITED 33.33 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENT MANAGERS UK AXA INVESTMENT MANAGERS SA 66.67 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENT MANAGERS AWF AXA ASSET MANAGEMENT LIMITED 100.00 & REAL ESTATE SERVICES LIMITED FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENT MANAGERS DEUTSCHLAND AXA ASSET MANAGEMENT LIMITED 100.00 & REAL ESTATE LIMITED FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENT MANAGERS GLOBAL AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE SERVICES FINANCIAL SERVICES GREAT BRITAIN SUN LIFE GLOBAL MANAGEMENT LIMITED AXA ASSET MANAGEMENT LIMITED 100.00 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA ASSET MANAGEMENT LIMITED AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA FUNDS MANAGEMENT UK LIMITED AXA INVESTMENT MANAGERS UK 100.00 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA REAL ESTATE INVESMENT AXA REAL ESTATE INVESMENT 100.00 & REAL ESTATE MANAGERS LIMITED MANAGERS SA FINANCIAL SERVICES HONG KONG AXA ROSENBERG INVESTMENT MANAGERS AXA ROSENBERG IM ASIA PACIFIC 100.00 & REAL ESTATE ASIA PACIFIC HONG KONG HOLD. LLC FINANCIAL SERVICES HONG KONG AXA INVESTMENT MANAGERS HK SAR AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES HUNGARY AXA BIZTOSITO PENSION FUND AXA NORDSTERN HOLDING 100.00 & REAL ESTATE FINANCIAL SERVICES IRELAND AXA INVESTMENT MANAGERS IRELAND AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES ITALY AXA INVESTMENT MANAGERS ITALIA AXA INVESTMENT MANAGERS SA 99.77 & REAL ESTATE FINANCIAL SERVICES ITALY AXA INVESTMENT MANAGERS ITALIA AXA ASSICURAZIONI 0.23 & REAL ESTATE FINANCIAL SERVICES ITALY AXA REAL ESTATE INVESMENT AXA REAL ESTATE INVESMENT 100.00 & REAL ESTATE MANAGERS ITALIA MANAGERS SA FINANCIAL SERVICES JAPAN AXA INVESTMENT MANAGERS TOKYO AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES JAPAN AXA ROSENBERG IM AXA INVESTMENT MANAGERS ROSENBERG 28.00 & REAL ESTATE FINANCIAL SERVICES JAPAN AXA ROSENBERG IM AXA INVESTMENT MANAGERS SA 59.99 & REAL ESTATE FINANCIAL SERVICES SINGAPORE AXA ROSENBERG INVESTMENT MANAGERS AXA ROSENBERG IM ASIA PACIFIC 100.00 & REAL ESTATE ASIA PACIFIC SINGAPORE HOLD. LLC FINANCIAL SERVICES SPAIN AXA REAL ESTATE INVESMENT AXA REAL ESTATE INVESMENT 100.00 & REAL ESTATE MANAGERS IBERICA MANAGERS SA FINANCIAL SERVICES THE NETHERLANDS AXA INVESTMENT MANAGERS DEN HAAG AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGERS ROSE AXA INVESTMENT MANAGERS SA 90.00 & REAL ESTATE FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGERS ROSE AXA INVESTMENT MANAGERS HOLDING INC. 10.00 & REAL ESTATE FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGERS NORTH AXA INVESTMENT MANAGERS ROSE 100.00 & REAL ESTATE AMERICA FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGER PRIVATE AXA INVESTMENT MANAGEMENT PRIVATE 100.00 & REAL ESTATE EQUITY US EQUITY SA FINANCIAL SERVICES UNITED STATES ALLIANCE CAPITAL MANAGEMENT LLP AXA FINANCIAL INC. 25.09 & REAL ESTATE FINANCIAL SERVICES UNITED STATES ALLIANCE CAPITAL MANAGEMENT LLP THE EQUITABLE LIFE ASSURANCE 74.91 & REAL ESTATE SOCIETY FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGERS AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE HOLDING INC. FINANCIAL SERVICES UNITED STATES AXA ROSENBERG LLC AXA INVESTMENT MANAGERS ROSE 75.00 & REAL ESTATE FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGERS AXA ASSET MANAGEMENT LIMITED 100.00 & REAL ESTATE & ADVISOR LIMITED FINANCIAL SERVICES UNITED STATES AXA ROSENBERG INVESTMENT MANAGERS AXA ROSENBERG LLC 80.40 & REAL ESTATE ASIA PACIFIC HOLD. LLC FINANCIAL SERVICES UNITED STATES AXA ROSENBERG INVESTMENT MANAGERS AXA INVESTMENT MANAGERS SA 19.60 & REAL ESTATE ASIA PACIFIC HOLD. LLC FINANCIAL SERVICES UNITED STATES AXA ALTERNATIVE ADVISORS INC AXA INVESTMENT MANAGERS SA 100.00
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------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP ------------------------------------------------------------------------------------------------------------------------------------ INSURANCE & REINSURANCE AUSTRALIA NATIONAL MUTUAL FUND MANAGEMENT AXA ASIA PACIFIC HOLDINGS LIMITED 100.00 INSURANCE & REINSURANCE AUSTRALIA NATIONAL MUTUAL FINANCIAL SERVICES AXA ASIA PACIFIC HOLDINGS LIMITED 100.00 INSURANCE & REINSURANCE AUSTRALIA NATIONAL MUTUAL INTERNATIONAL AXA ASIA PACIFIC HOLDINGS LIMITED 100.00 INSURANCE & REINSURANCE AUSTRIA AXA NORDSTERN LEBEN AXA NORDSTERN HOLDING 100.00 INSURANCE & REINSURANCE AUSTRIA AXA NORDSTERN VERSICHERUNG AXA NORDSTERN HOLDING 100.00 INSURANCE & REINSURANCE BELGIUM ARDENNE PREVOYANTE AXA BELGIUM 0.05 INSURANCE & REINSURANCE BELGIUM ARDENNE PREVOYANTE AXA HOLDINGS BELGIUM 99.95 INSURANCE & REINSURANCE BELGIUM AXA BELGIUM UAB 0.42 INSURANCE & REINSURANCE BELGIUM AXA BELGIUM AXA HOLDINGS BELGIUM 99.58 INSURANCE & REINSURANCE BELGIUM UAB AXA HOLDINGS BELGIUM 100.00 INSURANCE & REINSURANCE BELGIUM ASSURANCES DE LA POSTE VIE AXA HOLDINGS BELGIUM 50.00 INSURANCE & REINSURANCE BELGIUM ASSURANCES DE LA POSTE AXA HOLDINGS BELGIUM 50.00 INSURANCE & REINSURANCE CANADA AXA CANADA AXA 100.00 INSURANCE & REINSURANCE CANADA ACS CANADA VIE AXA RE 100.00 INSURANCE & REINSURANCE CANADA ACS CANADA NON VIE AXA RE 100.00 INSURANCE & REINSURANCE CANADA AXA CS ASSURANCE CANADA AXA CORPORATE SOLUTION ASSURANCE 100.00 INSURANCE & REINSURANCE CANADA AXA CANADA ADP AXA CANADA 100.00 INSURANCE & REINSURANCE FRANCE AXA FRANCE IARD AXA FRANCE ASSURANCE 99.92 INSURANCE & REINSURANCE FRANCE AXA CORPORATE SOLUTION ASSURANCE AXA RE 98.49 INSURANCE & REINSURANCE FRANCE ARGOVIE AXA FRANCE VIE 94.03 INSURANCE & REINSURANCE FRANCE AXA FRANCE VIE AXA COLLECTIVES 8.35 INSURANCE & REINSURANCE FRANCE AXA FRANCE VIE AXA FRANCE ASSURANCE 91.65 INSURANCE & REINSURANCE FRANCE AXA RE FINANCE AXA RE 79.00 INSURANCE & REINSURANCE FRANCE COMPAGNIE GENERALE REASSURANCE AXA RE 99.99 MONTE-CARLO INSURANCE & REINSURANCE FRANCE NATIO ASSURANCES AXA FRANCE IARD 50.00 INSURANCE & REINSURANCE FRANCE NSM VIE AXA FRANCE ASSURANCE 39.93 INSURANCE & REINSURANCE FRANCE AXA COLLECTIVES AXA FRANCE ASSURANCE 95.71 INSURANCE & REINSURANCE FRANCE AXA COLLECTIVES AXA FRANCE IARD 3.69 INSURANCE & REINSURANCE FRANCE AXA RE AXA COLLECTIVES 0.02 INSURANCE & REINSURANCE FRANCE AXA RE AXA FRANCE ASSURANCE 0.10 INSURANCE & REINSURANCE FRANCE AXA RE AXA ASSURANCES IARD 4.90 INSURANCE & REINSURANCE FRANCE AXA RE AXA 94.99 INSURANCE & REINSURANCE FRANCE DIRECT ASSURANCES IARD AXA FRANCE ASSURANCE 100.00 INSURANCE & REINSURANCE FRANCE JURIDICA AXA FRANCE ASSURANCE 98.51 INSURANCE & REINSURANCE FRANCE SAINT GEORGES RE AXA 100.00 INSURANCE & REINSURANCE FRANCE AXA CESSIONS AXA RE 100.00 INSURANCE & REINSURANCE FRANCE SPS RE AXA RE 69.95 INSURANCE & REINSURANCE FRANCE NSM VIE AXA ASSURANCES IARD 0.14 INSURANCE & REINSURANCE FRANCE AXA ASSISTANCE AXA 100.00 INSURANCE & REINSURANCE GERMANY AXA VERSICHERUNG AG AXA KONZERN AG 74.41 INSURANCE & REINSURANCE GERMANY AXA VERSICHERUNG AG GRE CONTINENTAL EUROPE HOLDING GMBH 25.59 INSURANCE & REINSURANCE GERMANY AXA LEBEN AXA VERSICHERUNG AG 52.19 INSURANCE & REINSURANCE GERMANY AXA LEBEN AXA KONZERN AG 47.81 INSURANCE & REINSURANCE GERMANY AXA KRANKENVERSICHERUNG AG AXA KONZERN AG 52.69 INSURANCE & REINSURANCE GERMANY AXA KRANKENVERSICHERUNG AG AXA LEBEN 35.32 INSURANCE & REINSURANCE GERMANY AXA KRANKENVERSICHERUNG AG DEUTSCHE AERZTEVERSICHERUNG 11.41 INSURANCE & REINSURANCE GERMANY AXA NORDSTERN ART AXA KONZERN AG 100.00 INSURANCE & REINSURANCE GERMANY DEUTSCHE AERZTEVERSICHERUNG AG AXA KONZERN AG 97.87 INSURANCE & REINSURANCE GERMANY PRO BAV PENSIONSKASSE AXA KONZERN AG 100.00
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------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP ------------------------------------------------------------------------------------------------------------------------------------ INSURANCE & REINSURANCE GERMANY ACS ASSURANCE ALLEMAGNE AXA CORPORATE SOLUTION ASSURANCE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA UK HOLDING PLC AXA RE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN PPP GROUP PLC GUARDIAN ROYAL EXCHANGE PLC 100.00 INSURANCE & REINSURANCE GREAT BRITAIN PPP HEALTHCARE PROFESSIONAL SERVICES AXA INSURANCE UK 100.00 LIMITED INSURANCE & REINSURANCE GREAT BRITAIN AXA SUN LIFE PLC AXA UK PLC 100.00 INSURANCE & REINSURANCE GREAT BRITAIN ROYAL EXCHANGE ASSURANCE PLC GUARDIAN ROYAL EXCHANGE PLC 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA INSURANCE UK DISCONTINUED BUSINESS AXA INSURANCE UK 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA REINSURANCE UK PLC - INSURANCE AXA REINSURANCE UK PLC - REINSURANCE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN ACS ASSURANCES UK BRANCH - REINSURANCE ACS ASSURANCE UK BRANCH - INSURANCE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN ACS ASSURANCE UK BRANCH - INSURANCE AXA CORPORATE SOLUTION ASSURANCE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA UK PLC AXA 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA GLOBAL RISKS (U.K.) LIMITED AXA RE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN ENGLISH & SCOTTISH AXA UK 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA REINSURANCE UK PLC - REINSURANCE AXA UK HOLDING PLC 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA INSURANCE UK GUARDIAN ROYAL EXCHANGE PLC 100.00 INSURANCE & REINSURANCE HONG KONG AXA GENERAL INSURANCE HK AXA 100.00 INSURANCE & REINSURANCE HONG KONG AXA INSURANCE HONG-KONG AXA INSURANCE INVESTMENT HOLDING 82.50 INSURANCE & REINSURANCE HONG KONG AXA INSURANCE HONG-KONG AXA 17.50 INSURANCE & REINSURANCE HONG KONG AXA CHINA REGION LIMITED NATIONAL MUTUAL INTERNATIONAL 100.00 INSURANCE & REINSURANCE HUNGARY AXA BIZTOSITO AXA KONZERN AG 100.00 INSURANCE & REINSURANCE IRELAND GUARDIAN PMPA GROUP LIMITED GUARDIAN ROYAL EXCHANGE PLC 100.00 INSURANCE & REINSURANCE ITALY AXA INTERLIFE AXA ITALIA S.P.A 100.00 INSURANCE & REINSURANCE ITALY UAP VITA AXA ITALIA S.P.A 100.00 INSURANCE & REINSURANCE ITALY AXA ASSICURAZIONI AXA ITALIA S.P.A 98.12 INSURANCE & REINSURANCE ITALY AXA ASSICURAZIONI AXA COLLECTIVES 1.88 INSURANCE & REINSURANCE JAPAN AXA GROUP LIFE JAPAN AXA INSURANCE HOLDING JAPAN 100.00 INSURANCE & REINSURANCE JAPAN AXA LIFE JAPAN AXA INSURANCE HOLDING JAPAN 100.00 INSURANCE & REINSURANCE JAPAN AXA NON LIFE INSURANCE CO LIMITED AXA 100.00 INSURANCE & REINSURANCE LUXEMBOURG AXA ASSURANCE VIE LUXEMBOURG AXA LUXEMBOURG SA 100.00 INSURANCE & REINSURANCE LUXEMBOURG AXA ASSURANCES LUXEMBOURG AXA LUXEMBOURG SA 100.00 INSURANCE & REINSURANCE LUXEMBOURG FUTUR RE AXA CORPORATE SOLUTION ASSURANCE 100.00 INSURANCE & REINSURANCE LUXEMBOURG CREALUX AXA HOLDINGS BELGIUM 100.00 INSURANCE & REINSURANCE MOROCCO AXA ASSURANCE MAROC AXA ONA 100.00 INSURANCE & REINSURANCE MOROCCO EPARGNE CROISSANCE AXA ASSURANCE MAROC 99.59 INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA ASSURANCES VIE 87.63 VIDA SA INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA 7.46 VIDA SA INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA ASSURANCES VIE 5.37 INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA 83.01 INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA PORTUGAL SEGUROS VIDA 2.15 INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA CORPORATE SOLUTION ASSURANCE 9.07 INSURANCE & REINSURANCE SINGAPORE AXA LIFE SINGAPOUR NATIONAL MUTUAL INTERNATIONAL 100.00 INSURANCE & REINSURANCE SINGAPORE AXA INSURANCE SINGAPORE AXA INSURANCE INVESTMENT HOLDING 74.23 INSURANCE & REINSURANCE SINGAPORE AXA INSURANCE SINGAPORE AXA 25.77 INSURANCE & REINSURANCE SINGAPORE AXA CORPORATE SOLUTIONS ASIA PACIFIC AXA RE 100.00 PRIVATE LIMITED INSURANCE & REINSURANCE SPAIN AXA AURORA VIDA DE SEGUROS Y AXA AURORA 99.68 REASEGUROS INSURANCE & REINSURANCE SPAIN AXA AURORA VIDA SA AXA 1.45 INSURANCE & REINSURANCE SPAIN AXA AURORA VIDA SA AXA AURORA IBERICA 98.51 INSURANCE & REINSURANCE SPAIN AYUDA LEGAL SA DE SEGUROS Y REASEGUROS AXA AURORA IBERICA 88.00 INSURANCE & REINSURANCE SPAIN AYUDA LEGAL SA DE SEGUROS Y REASEGUROS AXA AURORA VIDA 12.00
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------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP ------------------------------------------------------------------------------------------------------------------------------------ INSURANCE & REINSURANCE SPAIN AXA AURORA IBERICA AXA AURORA 99.68 INSURANCE & REINSURANCE SPAIN HILO DIRECT SA DE SEGUROS Y REASEGUROS AXA AURORA 50.00 INSURANCE & REINSURANCE SWITZERLAND AXA COMPAGNIE D'ASSURANCE SUR LA VIE AXA COMPAGNIE D'ASSURANCES 5.00 INSURANCE & REINSURANCE SWITZERLAND AXA COMPAGNIE D'ASSURANCE SUR LA VIE AXA 95.00 INSURANCE & REINSURANCE SWITZERLAND AXA COMPAGNIE D'ASSURANCES AXA 100.00 INSURANCE & REINSURANCE THE NETHERLANDS AXA ZORG NV AXA VERZEKERINGEN BV 100.00 INSURANCE & REINSURANCE THE NETHERLANDS AXA SCHADE AXA VERZEKERINGEN BV 100.00 INSURANCE & REINSURANCE THE NETHERLANDS UNIROBE GROEP AXA NEDERLAND BV 100.00 INSURANCE & REINSURANCE THE NETHERLANDS AXA LEVEN NV AXA VERZEKERINGEN BV 100.00 INSURANCE & REINSURANCE TURKEY AXA OYAK SIGORTA AXA OYAK HOLDING AS 70.91 INSURANCE & REINSURANCE TURKEY AXA OYAK HAYAT SIGORTA AXA OYAK HOLDING AS 100.00 INSURANCE & REINSURANCE UNITED STATES AXA AMERICA CORPORATE SOLUTIONS, INC AXA RE 100.00 INSURANCE & REINSURANCE UNITED STATES AXA CORPORATE SOLUTION INSURANCE CO AXA CORPORATE SOLUTIONS REINSURANCE CY 100.00 INSURANCE & REINSURANCE UNITED STATES AXA RE AMERICA INSURANCE COMPANY AXA CORPORATE SOLUTIONS PROPERTY 100.00 & CASUALTY INSURANCE & REINSURANCE UNITED STATES AXA CORPORATE SOLUTIONS PROPERTY AXA CORPORATE SOLUTIONS REINSURANCE CY 100.00 & CASUALTY INSURANCE & REINSURANCE UNITED STATES THE EQUITABLE LIFE ASSURANCE SOCIETY AXA FINANCIAL INC. 100.00 INSURANCE & REINSURANCE UNITED STATES AXA CORPORATE SOLUTIONS LIFE AXA CORPORATE SOLUTIONS REINSURANCE CY 100.00 REINSURANCE COMPANY INSURANCE & REINSURANCE UNITED STATES AXA CORPORATE SOLUTIONS REINSURANCE CY AXA AMERICA CORPORATE SOLUTIONS, INC 100.00
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------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP ------------------------------------------------------------------------------------------------------------------------------------ HOLDINGS & MISC. BUSINESSES AUSTRALIA AXA ASIA PACIFIC HOLDINGS AXA 42.65 LIMITED HOLDINGS & MISC. BUSINESSES AUSTRALIA AXA ASIA PACIFIC HOLDINGS AXA EQUITY & LAW ASSURANCE 9.01 LIMITED SOCIETY HOLDINGS & MISC. BUSINESSES AUSTRIA AXA NORDSTERN HOLDING AXA LEBENSVERSICHERUBG AG 10.05 HOLDINGS & MISC. BUSINESSES AUSTRIA AXA NORDSTERN HOLDING AXA VERSICHERUNG AG 89.95 HOLDINGS & MISC. BUSINESSES BELGIUM AXA HOLDINGS BELGIUM AXA 84.28 HOLDINGS & MISC. BUSINESSES BELGIUM AXA HOLDINGS BELGIUM AXA ASSURANCES IARD 5.41 HOLDINGS & MISC. BUSINESSES BELGIUM AXA HOLDINGS BELGIUM VINCI BV 4.07 HOLDINGS & MISC. BUSINESSES BELGIUM AXA HOLDINGS BELGIUM AXA CORPORATE SOLUTION 6.21 ASSURANCE HOLDINGS & MISC. BUSINESSES FRANCE JOUR FINANCE AXA ASSURANCES IARD 39.53 HOLDINGS & MISC. BUSINESSES FRANCE JOUR FINANCE AXA ASSURANCES VIE 60.47 HOLDINGS & MISC. BUSINESSES FRANCE SOCIETE BEAUJON AXA 99.77 HOLDINGS & MISC. BUSINESSES FRANCE MOFIPAR AXA 99.90 HOLDINGS & MISC. BUSINESSES FRANCE SOCIETE BEAUJON AXA ASSURANCES IARD 0.22 HOLDINGS & MISC. BUSINESSES FRANCE COLISEE EXCELLENCE AXA PARTICIPATION II 100.00 HOLDINGS & MISC. BUSINESSES FRANCE AXA CHINA AXA 51.00 HOLDINGS & MISC. BUSINESSES FRANCE AXA CHINA AXA CHINA REGION LIMITED 49.00 HOLDINGS & MISC. BUSINESSES FRANCE FDR PARTICIPATIONS FINAXA 100.00 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA 99.78 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES ALLIANCE CAPITAL MANAGEMENT 0.01 LLP HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA KONZERN AG 0.04 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES THE EQUITABLE LIFE ASSURANCE 0.02 SOCIETY HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES NATIONAL MUTUAL FINANCIAL 0.01 SERVICES HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA UK PLC 0.04 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA FRANCE ASSURANCE 0.06 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA ROYALE BELGE NON VIE 0.01 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA ROYALE BELGE 0.01 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA LIFE JAPAN 0.01 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA RE 0.01 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA INVESTMENT MANAGERS SA 0.01 HOLDINGS & MISC. BUSINESSES FRANCE AXA PARTICIPATION II AXA 100.00 HOLDINGS & MISC. BUSINESSES FRANCE AXA FRANCE ASSURANCE AXA 100.00 HOLDINGS & MISC. BUSINESSES GERMANY AXA KONZERN AG VINCI BV 39.73 HOLDINGS & MISC. BUSINESSES GERMANY AXA KONZERN AG AXA 25.49 HOLDINGS & MISC. BUSINESSES GERMANY AXA KONZERN AG KOLNISCHE VERWALTUNGS 25.63 HOLDINGS & MISC. BUSINESSES GERMANY GRE CONTINENTAL EUROPE AXA KONZERN AG 100.00 HOLDING GMBH HOLDINGS & MISC. BUSINESSES GERMANY KOLNISCHE VERWALTUNGS VINCI BV 67.72 HOLDINGS & MISC. BUSINESSES GERMANY KOLNISCHE VERWALTUNGS AXA 8.83 HOLDINGS & MISC. BUSINESSES GERMANY KOLNISCHE VERWALTUNGS AXA KONZERN AG 23.02 HOLDINGS & MISC. BUSINESSES GREAT BRITAIN GUARDIAN ROYAL EXCHANGE PLC AXA UK PLC 100.00 HOLDINGS & MISC. BUSINESSES GREAT BRITAIN AXA UK PLC AXA EQUITY & LAW PLC 21.69 HOLDINGS & MISC. BUSINESSES GREAT BRITAIN AXA UK PLC AXA 78.31 HOLDINGS & MISC. BUSINESSES GREAT BRITAIN AXA EQUITY & LAW PLC AXA 99.95 HOLDINGS & MISC. BUSINESSES ITALY AXA ITALIA S.P.A AXA 98.24 HOLDINGS & MISC. BUSINESSES ITALY AXA ITALIA S.P.A AXA ASSURANCES VIE 1.76 HOLDINGS & MISC. BUSINESSES JAPAN AXA INSURANCE HOLDING JAPAN AXA 96.42 HOLDINGS & MISC. BUSINESSES LUXEMBOURG AXA LUXEMBOURG SA AXA HOLDINGS BELGIUM 100.00 HOLDINGS & MISC. BUSINESSES MOROCCO AXA ONA AXA 51.00 HOLDINGS & MISC. BUSINESSES SINGAPORE AXA HOLDINGS PTE LTD AXA 100.00 HOLDINGS & MISC. BUSINESSES SPAIN AXA AURORA AXA 100.00
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------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP ------------------------------------------------------------------------------------------------------------------------------------ HOLDINGS & MISC. BUSINESSES THE NETHERLANDS AXA NEDERLAND BV ROYALE BELGE INVESTISSEMENT 14.10 HOLDINGS & MISC. BUSINESSES THE NETHERLANDS AXA NEDERLAND BV AXA BELGIUM 40.20 HOLDINGS & MISC. BUSINESSES THE NETHERLANDS AXA NEDERLAND BV AXA HOLDINGS BELGIUM 45.70 HOLDINGS & MISC. BUSINESSES THE NETHERLANDS VINCI BV AXA 100.00 HOLDINGS & MISC. BUSINESSES THE NETHERLANDS AXA VERZEKERINGEN GELDERLAND 100.00 HOLDINGS & MISC. BUSINESSES TURKEY AXA OYAK HOLDING AS AXA 50.00 HOLDINGS & MISC. BUSINESSES UNITED STATES AXA FINANCIAL INC. SOCIETE BEAUJON 0.44 HOLDINGS & MISC. BUSINESSES UNITED STATES AXA FINANCIAL INC. AXA CORPORATE SOLUTIONS 0.03 REINSURANCE CY HOLDINGS & MISC. BUSINESSES UNITED STATES AXA FINANCIAL INC. AXA BELGIUM 0.47 HOLDINGS & MISC. BUSINESSES UNITED STATES AXA FINANCIAL INC. AXA RE 2.95 HOLDINGS & MISC. BUSINESSES UNITED STATES AXA FINANCIAL INC. AXA 96.10
Page 2 de 2 SIGNATURES As required by the Securities Act of 1933, the Registrant certifies that it meets the requirements of The Securities Act Rule 485(b) for effectiveness of this amendment to the Registration Statement and has caused this amendment to the Registration Statement to be signed on its behalf, in the City and State of New York, on this 24th day of September, 2003. EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (Registrant) By: The Equitable Life Assurance Society of the United States By: /s/ Robin Wagner -------------------------------- Robin Wagner Vice President and Counsel C-12 SIGNATURES As required by the Securities Act of 1933, the Depositor has caused this amendment to the Registration Statement to be signed on its behalf, in the City and State of New York, on this 24th day of September, 2003. THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (Depositor) By: /s/ Robin Wagner --------------------------------- Robin Wagner Vice President and Counsel The Equitable Life Assurance Society of the United States As required by the Securities Act of 1933, this amendment to the Registration Statement has been signed by the following persons in the capacities and on the date indicated: PRINCIPAL EXECUTIVE OFFICERS: *Christopher M. Condron Chairman of the Board, President, Chief Executive Officer and Director PRINCIPAL FINANCIAL OFFICER: *Stanley B. Tulin Vice Chairman of the Board Chief Financial Officer and Director PRINCIPAL ACCOUNTING OFFICER: *Alvin H. Fenichel Senior Vice President and Controller *DIRECTORS: Bruce W. Calvert Denis Duverne W. Edwin Jarmain Francoise Colloc'h Jean-Rene Fourtou Christina Johnson Christopher M. Condron John C. Graves Scott D. Miller Henri de Castries Donald J. Greene Joseph H. Moglia Claus-Michael Dill Mary R. (Nina) Henderson Peter J. Tobin Joseph L. Dionne James F. Higgins Stanley B. Tulin *By: /s/ Robin Wagner ------------------------ Robin Wagner Attorney-in-Fact September 24, 2003