-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LfZvun7lQ3ruMFfeOICh/YHxaktYbbnrImq6MPX1gEScomGyuxOKDKnPs7m9BX9z DmVfBNq4JXLE3gL7VuxnEQ== 0001085146-09-001181.txt : 20090219 0001085146-09-001181.hdr.sgml : 20090219 20090218204727 ACCESSION NUMBER: 0001085146-09-001181 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090219 DATE AS OF CHANGE: 20090218 EFFECTIVENESS DATE: 20090219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDWARDS A G & SONS INC/DE/ CENTRAL INDEX KEY: 0000727876 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 430895447 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-03548 FILM NUMBER: 09619968 BUSINESS ADDRESS: STREET 1: ONE NORTH JEFFERSON AVE STREET 2: ATTN: COMPLIANCE DEPT CITY: ST LOUIS STATE: MO ZIP: 63103 BUSINESS PHONE: 3142893000 MAIL ADDRESS: STREET 1: ONE NORTH JEFFERSON CITY: ST LOUIS STATE: MO ZIP: 63103 13F-NT 1 agesons4q08.txt A.G. EDWARDS AND SONS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: A.G. Edwards and Sons, LLC. Address: One North Jefferson Ave St Louis, Missouri 63103 13F File Number: 028-03548 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mingming Jang Title: Vice President Phone: 704/374-6295 Signature, Place, and Date of Signing: /s/ Mingming Jang Charlotte, NC 01/27/09 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ X ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-00165 Wells Fargo & Company -----END PRIVACY-ENHANCED MESSAGE-----