0000914190-13-000428.txt : 20130717 0000914190-13-000428.hdr.sgml : 20130717 20130717173142 ACCESSION NUMBER: 0000914190-13-000428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130715 FILED AS OF DATE: 20130717 DATE AS OF CHANGE: 20130717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRASCIENCE INC CENTRAL INDEX KEY: 0000727672 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411448837 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11568 SORRENTO VALLEY ROAD STREET 2: SUITE 11 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 847-0200 MAIL ADDRESS: STREET 1: 11568 SORRENTO VALLEY ROAD STREET 2: SUITE 11 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: GV MEDICAL INC /MN DATE OF NAME CHANGE: 19931119 FORMER COMPANY: FORMER CONFORMED NAME: GV MEDICAL INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McWilliams Mark CENTRAL INDEX KEY: 0001296736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13092 FILM NUMBER: 13973332 MAIL ADDRESS: STREET 1: 14074 RUE S. RAPHAEL CITY: DEL MAR STATE: CA ZIP: 92014 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-15 0000727672 SPECTRASCIENCE INC SCIE 0001296736 McWilliams Mark 11568 SORRENTO VALLEY ROAD SUITE 11 SAN DIEGO CA 92121 1 0 0 0 Common Stock 162222 D Stock Option (Right to Buy) .15 2014-07-25 Common Stock 400000 400000 D Stock Option (Right to Buy) .11 2021-02-24 Common Stock 500000 500000 D Stock Option (Right to Buy) .06 2021-12-15 Common Stock 100000 100000 D 5% Original Issue Discount Convertible Debenture .0573 2013-07-15 4 P 0 10526.32 A Common Stock 183705 183705 D Common Stock Warrant (Right to Buy) .0745 2013-07-15 4 P 0 91853 A 2018-07-15 Common Stock 91853 91853 D Fully exercisable. 1/4 of the shares subject to the option vest and become exercisable on February 25, 2011, and 1/36 of the shares subject to the option vest and become exercisable at the end of each monthly period thereafter. 1/4 of the shares subject to the option vest and become exercisable on December 16, 2012, and 1/48 of the shares subject to the option vest and become exercisable at the end of each monthly period thereafter. The debenture has a maturity date of January 15, 2014. The reported securities were purchased for an aggregate amount of $10,000 and consist of the 5% Original Issue Discount Convertible Debenture (face value $10,526.32) and common stock warrants to purchase such numbers of shares of company common stock equal to 50% of the number of shares initially issuable upon conversion of the Debentures. /s/ Scott Dorfman as Attorney-in-Fact for Mark McWilliams pursuant to Power of Attorney previously filed. 2013-07-17