0000914190-13-000428.txt : 20130717
0000914190-13-000428.hdr.sgml : 20130717
20130717173142
ACCESSION NUMBER: 0000914190-13-000428
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130715
FILED AS OF DATE: 20130717
DATE AS OF CHANGE: 20130717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECTRASCIENCE INC
CENTRAL INDEX KEY: 0000727672
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 411448837
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11568 SORRENTO VALLEY ROAD
STREET 2: SUITE 11
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: (858) 847-0200
MAIL ADDRESS:
STREET 1: 11568 SORRENTO VALLEY ROAD
STREET 2: SUITE 11
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: GV MEDICAL INC /MN
DATE OF NAME CHANGE: 19931119
FORMER COMPANY:
FORMER CONFORMED NAME: GV MEDICAL INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McWilliams Mark
CENTRAL INDEX KEY: 0001296736
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13092
FILM NUMBER: 13973332
MAIL ADDRESS:
STREET 1: 14074 RUE S. RAPHAEL
CITY: DEL MAR
STATE: CA
ZIP: 92014
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-07-15
0000727672
SPECTRASCIENCE INC
SCIE
0001296736
McWilliams Mark
11568 SORRENTO VALLEY ROAD
SUITE 11
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
162222
D
Stock Option (Right to Buy)
.15
2014-07-25
Common Stock
400000
400000
D
Stock Option (Right to Buy)
.11
2021-02-24
Common Stock
500000
500000
D
Stock Option (Right to Buy)
.06
2021-12-15
Common Stock
100000
100000
D
5% Original Issue Discount Convertible Debenture
.0573
2013-07-15
4
P
0
10526.32
A
Common Stock
183705
183705
D
Common Stock Warrant (Right to Buy)
.0745
2013-07-15
4
P
0
91853
A
2018-07-15
Common Stock
91853
91853
D
Fully exercisable.
1/4 of the shares subject to the option vest and become exercisable on February 25, 2011, and 1/36 of the shares subject to the option vest and become exercisable at the end of each monthly period thereafter.
1/4 of the shares subject to the option vest and become exercisable on December 16, 2012, and 1/48 of the shares subject to the option vest and become exercisable at the end of each monthly period thereafter.
The debenture has a maturity date of January 15, 2014.
The reported securities were purchased for an aggregate amount of $10,000 and consist of the 5% Original Issue Discount Convertible Debenture (face value $10,526.32) and common stock warrants to purchase such numbers of shares of company common stock equal to 50% of the number of shares initially issuable upon conversion of the Debentures.
/s/ Scott Dorfman as Attorney-in-Fact for Mark McWilliams pursuant to Power of Attorney previously filed.
2013-07-17