0001214659-13-000914.txt : 20130219 0001214659-13-000914.hdr.sgml : 20130219 20130215183539 ACCESSION NUMBER: 0001214659-13-000914 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130215 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Engmann Sean CENTRAL INDEX KEY: 0001569814 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: ONE CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNICATION INTELLIGENCE CORP CENTRAL INDEX KEY: 0000727634 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 942790442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1113 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-51123 FILM NUMBER: 13621055 BUSINESS ADDRESS: STREET 1: 275 SHORELINE DR STREET 2: STE 500 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 6508027888 MAIL ADDRESS: STREET 1: 275 SHORELINE DR STREET 2: STE 500 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 SC 13D 1 s215130sc13d.htm s215130sc13d.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
 
Under the Securities Exchange Act of 1934
(Amendment No. ________)*
 
COMMUNICATION INTELLIGENCE CORP.
(Name of Issuer)
 
COMMON STOCK, $0.01 PAR VALUE
(Title of Class of Securities)
 
20338K106
(CUSIP Number)
 
DAVE L. NEVILLE, ESQ.
111 WEST TOPA TOPA STREET, OJAI, CA 93023805-640-6468
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
DECEMBER 19, 2012
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 
 
     
CUSIP No. 20338K106
13D
Page 2 of 4 Pages

 
1.
 
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
SEAN ENGMANN
   
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    ¨
   
3.
 
SEC USE ONLY
 
   
4.
 
SOURCE OF FUNDS (see instructions)
 
OO
   
5.
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)     ¨
 
   
6.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
UNITED STATES
   
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
 
7.
 
SOLE VOTING POWER
 14,190,129
 
 
8.
 
SHARED VOTING POWER
 -
 
 
9.
 
SOLE DISPOSITIVE POWER
 14,190,129
 
 
10.
 
SHARED DISPOSITIVE POWER
 
 -
11.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
14,190,129
   
12.
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions)    ¨
 
   
13.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 6.3%
   
14.
 
TYPE OF REPORTING PERSON (see instructions)
 
IN
   
 
 
 

 
 
     
CUSIP No. 20338K106
13D
Page 3 of 4 Pages
 
 
Item 1.  Security and Issuer.
 
Common Stock of issuer, Communication Intelligence Corp, with a principal business address at 275 Shoreline Drive, Suite 500, Redwood Shores, CA 94065-1413.
 
 
Item 2.  Identity and Background.
 
Sean Engmann’s principal business address is One California Street, Suite 1900, San Francisco, California 94111.  He is currently the Chief Operating Officer of Sharetronix, LLC, a California limted liability company that develops and sells blogging software to businesses.  Mr. Engmann has not been convicted in any criminal proceeding and has never been subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.  Mr. Engmann is a citizen of the United States.
 
 
Item 3.  Source or Amount of Funds or Other Consideration.
 
The securities were acquired by gift.
 
 
Item 4.  Purpose of Transaction.
 
Mr. Engmann acquired the securities by gift. 
 
 
Item 5.  Interest in Securities of the Issuer.
 
       Mr. Engmann was gifted 1,906,548 shares of the Company’s common stock; 473,295 shares of the Company’s Series B Preferred stock that is convertible at any time at a conversion price of $0.0433 per share, subject to adjustments for stock dividends, spits, combinations that are convertible to 10,930,601 shares of the Company’s common stock; and 30,442 shares of the Company’s Series C Preferred Stock that is convertible at any time at a conversion price of $0.0225 per share, subject to adjustments for stock dividends, spits, combinations that are convertible to 1,352,980 shares of the Company’s common stock.  Upon conversion of the Series B and Series C Preferred Stock acquired by Mr. Engmann, Mr. Engmann would own 6.3% of the Company’s common stock.  Mr. Engmann has the sole power to vote and dispose of these securities.
 
Item 6.  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
 
       Mr. Engmann has not entered into any contracts, arrangements, understandings or relationships with the respect to the securities acquired.
 
 
Item 7.  Material to Be Filed as Exhibits.
 
24.1           Power of attorney
 
 
 

 
 
     
CUSIP No. 20338K106
13D
Page 4 of 4 Pages
 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
 
/s/ Dave Neville, power of  attorney,
Sean Engmann
 
Sean Engmann
   
   
   
 
Date: February 15, 2013
 
I

 
 
 
 
 

EX-24.1 2 ex24_1.htm EXHIBIT 24.1 ex24_1.htm
Exhibit 24.1
 
POWER OF ATTORNEY
 
For Executing Form ID and Schedule 13-D. The undersigned hereby appoints Dave L. Neville, signing singly, as true and lawful attorney-in-fact to:  (1) execute for and on behalf of the undersigned Form ID  and Schedule 13-D, and any amendments to previously filed  forms;
 
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form ID and Schedule 13-D and the timely filing of such form with the United States Securities and Exchange Commission and any other authority;
 
(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his discretion; and
 
(4) The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as such attorney-in-fact might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Regulation 13D-G of the Securities Exchange Act of 1934.  This Power of Attorney shall be in effect for two years from the date set forth below.
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of February, 2013.
 

 
/s/ Sean Engmann
Signature
 
 
 
Sean Engmann
Print Name