-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LYjiIjRfQHW4NmGQJ4m1ZuKALIxU3ewdWgvaXD3+bY/WAAgyfyGx4I61KX31Wcg4 3RMNX2IcAcAwam2/Nf0x4g== 0001140361-02-000236.txt : 20020514 0001140361-02-000236.hdr.sgml : 20020514 ACCESSION NUMBER: 0001140361-02-000236 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020211 FILED AS OF DATE: 20020514 COMPANY DATA: COMPANY CONFORMED NAME: FARESE MICHAEL CENTRAL INDEX KEY: 0001172508 DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 275 SHORELINE DRIVE STREET 2: SUITE 500 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNICATION INTELLIGENCE CORP CENTRAL INDEX KEY: 0000727634 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 942790442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19301 FILM NUMBER: 02646227 BUSINESS ADDRESS: STREET 1: 275 SHORELINE DR 6TH FL STREET 2: STE 520 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 6508027888 MAIL ADDRESS: STREET 1: 275 SHORELINE DR STREET 2: STE 520 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 3 1 doc1.htm Form 3
Form 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the
Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person*
Farese, Michael R.
(Last)       (First)       (Middle)

275 Shoreline Drive, Suite 500
(Street)

Redwood Shores, CA, 94065

(City)       (State)       (Zip)
2. Date of Event
Requiring Statement
(Month/Day/Year)
02/11/2002
4. Issuer Name and Ticker or Trading Symbol

Communication Intelligence Corporation   (CICI)
3. I.R.S. Identification
Number of Reporting
Person, if an entity
(voluntary)


5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_X_ Director                    ___10% Owner
___ Officer (give             ___ Other (specify
          title below)                             below)


6. If Amendment, Date of
Original (Month/Day/Year)
7. Individual or Joint/Group
Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security
(Instr. 4)
2. Amount of Securities
Beneficially Owned
(Instr. 4)
3. Ownership
Form: Direct
(D) or Indirect
(I) (Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
       

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exer-
cisable and
Expiration
Date
(Month/Day/Year)

3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4)
4. Conver-
sion or
Exercise
Price of
Deri-
vative
Security
5. Owner-
ship
Form of
Deriv-
ative
Security:
Direct
(D) or
Indirect
(I)
(Instr. 5)
6. Nature of Indirect
Beneficial Ownership
(Instr. 5)
Date
Exer-cisable
Expira-
tion
Date
Title
Amount
or
Number
of
Shares
Option Grant, a right to buy 02/11/2002 02/11/2009 Common Stock 50,000 $ 0.62 D  
Explanation of Responses:

The options, granted on February 11, 2002 vest immediately upon grant, however if the optionee is separated from the Board, within one year from the grant date, Communication Intelligence Corporation has the right to repurchase, at its sole discretion, all or any portion of the common stock issued pursuant to the exercise of such options at the exercise price paid for such stock. Each quarter, from the date of grant, the number of shares of common stock subject to the Corporation's repurchase right shall be reduced by an amount equal to 25% of the total number of shares underlying the grant.


** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Farese, Michael R.
**Signature of Reporting Person
05/13/2002 
Date
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.
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