-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HHSRHtSPQcfFbau6f/yVFV0Z9bGBAYTugjVQUyg86dvk+PnsH4G/gNO/0hWIhLPJ TN4DivwmsBoSJoSxGpdY3w== 0000950120-08-000266.txt : 20080609 0000950120-08-000266.hdr.sgml : 20080609 20080609210256 ACCESSION NUMBER: 0000950120-08-000266 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070914 FILED AS OF DATE: 20080609 DATE AS OF CHANGE: 20080609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNICATION INTELLIGENCE CORP CENTRAL INDEX KEY: 0000727634 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 942790442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 275 SHORELINE DR STREET 2: STE 500 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 6508027888 MAIL ADDRESS: STREET 1: 275 SHORELINE DR STREET 2: STE 500 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goren Andrea CENTRAL INDEX KEY: 0001348894 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-19301 FILM NUMBER: 08889442 BUSINESS ADDRESS: BUSINESS PHONE: 2127591909 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: SUITE 1901 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SASSOWER PHILIP S CENTRAL INDEX KEY: 0000908269 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-19301 FILM NUMBER: 08889443 BUSINESS ADDRESS: BUSINESS PHONE: 2127591909X30 MAIL ADDRESS: STREET 1: 135 EAST 57TH ST STREET 2: 12TH FL CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SG PHOENIX VENTURES LLC CENTRAL INDEX KEY: 0001348895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-19301 FILM NUMBER: 08889444 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: SUITE 1901 CITY: NEW YORK CITY STATE: NY ZIP: 10022 BUSINESS PHONE: 2127591909 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: SUITE 1901 CITY: NEW YORK CITY STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phoenix Venture Fund LLC CENTRAL INDEX KEY: 0001403122 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-19301 FILM NUMBER: 08889445 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 759-1909 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 3/A 1 phoen-commform3a_0609ex.xml X0202 3/A 2007-09-14 2007-10-16 0 0000727634 COMMUNICATION INTELLIGENCE CORP CICI.OB 0001403122 Phoenix Venture Fund LLC 110 EAST 59TH STREET SUITE 1901 NEW YORK NY 10022 0 0 1 0 0001348895 SG PHOENIX VENTURES LLC 110 EAST 59TH STREET SUITE 1901 NEW YORK CITY NY 10022 0 0 1 0 0000908269 SASSOWER PHILIP S 110 EAST 59TH STREET SUITE 1901 NEW YORK NY 10022 0 0 1 0 0001348894 Goren Andrea 110 EAST 59TH STREET SUITE 1901 NEW YORK NY 10022 0 0 1 0 Common Stock 21500000 D Common Stock 21500000 I By SG Phoenix Ventures LLC Common Stock 21500000 I By Philip S. Sassower Common Stock 21500000 I By Andrea Goren Common Stock 700000 D Common Stock 10000 D This form is being filed to add SG PhoenixVentures LLC ("SG Phoenix"), the managing member of Phoenix Venture Fund LLC (the "Fund"), and Philip S. Sassower and Andrea Goren, co-managers of SG Phoenix, to the Form 3 filed by the Fund, which acquired shares of common stock, par value $0.01, of Communication Intelligence Corporation on September 14, 2007. For purposes of this filing, SG Phoenix, Mr. Sassower and Mr. Goren may be deemed to form a "group," as defined in Rule 13d-5(b)(1) promulgated under the Securities Exchange Act of 1934, together with the Fund. The individuals and entities listed in the note above may be deemed to form a "group," as defined in Rule 13d-5(b)(1) promulgated under the Securities Exchange Act of 1934, for purposes of this filing. This filing shall not be deemed to be an admission by any such person that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities listed in this form. Each such person disclaims beneficial ownership of such securities except to the extent of such person's pecuniary interest, if any, therein. The 21,500,000 shares are owned directly by the Fund and may be deemed to be indirectly beneficially owned by SG Phoenix, the managing member of the Fund, and by Messrs. Sassower and Goren, the co-managers of SG Phoenix. Additionally, as of September 14, 2007, 700,000 shares are directly held by Mr. Sassower individually and 10,000 shares are directly held by Mr. Goren individually. /s/ Andrea Goren, Manager, SG Phoenix Ventures LLC for Phoenix Venture Fund LLC 2008-06-09 /s/ Andrea Goren, Manager, SG Phoenix Ventures LLC 2008-06-09 /s/ Philip S. Sassower, SG Phoenix Ventures LLC 2008-06-09 /s/ Andrea Goren, SG Phoenix Ventures LLC 2008-06-09 -----END PRIVACY-ENHANCED MESSAGE-----