-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HZxWzqL7MoDRx/0V2k6aJwyoV4QoSE09RaEXwyCOFJFvYHEAE6PhDMjqbFkeOLZf pw/TQHxqga7hbXfLn28FNw== 0000727634-04-000025.txt : 20041130 0000727634-04-000025.hdr.sgml : 20041130 20041130165411 ACCESSION NUMBER: 0000727634-04-000025 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041124 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20041130 DATE AS OF CHANGE: 20041130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNICATION INTELLIGENCE CORP CENTRAL INDEX KEY: 0000727634 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 942790442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-19301 FILM NUMBER: 041175097 BUSINESS ADDRESS: STREET 1: 275 SHORELINE DR 6TH FL STREET 2: STE 520 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 6508027888 MAIL ADDRESS: STREET 1: 275 SHORELINE DR STREET 2: STE 520 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 8-K 1 fr8ktop.txt FORM 8-K, TOPAZ SETTLEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 24, 2004 ____________________________________________ Date of Report (Date of earliest event reported) COMMUNICATION INTELLIGENCE CORPORATION ____________________________________________ (Exact name of registrant as specified in its charter) Delaware ____________________________________________ (State or other jurisdiction of incorporation) 0-19301 94-2790442 - --------------------------------------- ------------------------------------ (Commission file number) (IRS employer identification number) 275 Shoreline Drive, Suite 500, Redwood Shores, CA 94065 ____________________________________________ (Address of principal executive offices) (650) 802-7888 ____________________________________________ (Registrant's telephone number, including area code) -1- ITEM 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT On November 24, 2004, the Company entered into a Settlement Agreement with Topaz Systems, Inc.. The agreement settles, releases and resolves all claims between the parties with respect to allegations set forth in the previously announced litigation. The press release announcing the settlement is attached to this Form 8-K as Exhibit 99.1. ITEM 7.01. REGULATION FD DISCLOSURE Information furnished under Item 1.01. ITEM 8.01 OTHER EVENTS Information furnished under Item 1.01. ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS. (c) EXHIBITS. The following document is attached by the Company as an Exhibit to this report. Exhibits 99.1. Press release dated November 30, 2004 announcing the settlement. * * * Note: The information contained in this report on Form 8-K (including Exhibit 99.1) shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. -2- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: November 30, 2004 COMMUNICATION INTELLIGENCE CORPORATION (Registrant) By: /s/ Frank Dane ------------------------------- Frank Dane Chief Financial Officer -3- EXHIBIT INDEX Exhibit No. Subject Matter Page No. - ----------- --------------------------------------------------- -------- 99.1 Press release of the Company dated November 30, 2004 5 -4- EX-99 2 fr8ktoppr.txt TOPAZ SETTLEMENT PR EXHIBIT 99.1 FOR IMMEDIATE RELEASE CIC RESOLVES LITIGATION WITH TOPAZ SYSTEMS & SIGNS NEW LICENSING AGREEMENT Redwood Shores, CA, November 30, 2004 - (OTC BB: CICI) Communication Intelligence Corporation ("CIC"), the leader in biometric signature verification and a leading supplier of electronic signature solutions & natural input software, announced today that it has entered into a Settlement Agreement with Topaz Systems, Inc. and that the parties have signed a new licensing agreement. The Settlement Agreement settles, releases and resolves all claims between the parties with respect to allegations set forth in the previously announced litigation. About CIC Communication Intelligence Corporation ("CIC") is the leading supplier of biometric signature verification and natural input software and a leading supplier of electronic signature solutions focused on emerging, high potential applications including paperless workflow, handheld computers, smartphones and eTransactions, enabling the world with "The Power to Sign Online(R)". CIC's products are designed to increase the ease of use, functionality, and security of electronic devices and eBusiness processes. CIC sells directly to OEMs and Enterprises and has products available through major retail outlets and key integration/channel partners. Industry leaders such as Charles Schwab, Fujitsu, IBM, Oracle, PalmSource, Prudential, Siebel Systems, Siemens Medical Systems, Sony Ericsson, Symbol and TVA have licensed the company's technology. CIC is headquartered in Redwood Shores, California and has a joint venture, CICC, in Nanjing, China. For more information, please visit our website at http://www.cic.com Forward Looking Statement Certain statements contained in this press release, including without limitation, statements containing the words "believes", "anticipates", "hopes", "intends", "expects", and other words of similar import, constitute "forward looking" statements within the meaning of the Private Litigation Reform Act of 1995. Such statements involve known and unknown risks, uncertainties and other factors which may cause actual events to differ materially from expectations. Such factors include the following (1) technological, engineering, quality control or other circumstances which could delay the sale or shipment of products containing the Company's technology; (2) economic, business, market and competitive conditions in the software industry and technological innovations which could affect the Company's business; (3) the Company's inability to protect its trade secrets or other proprietary rights, operate without infringing upon the proprietary rights of others or prevent others from infringing on the proprietary rights of the Company; and (4) general economic and business conditions and the availability of sufficient financing. -5- CIC, its logo and the Power to Sign Online are registered trademarks. All other trademarks and registered trademarks are the property of their respective holders. Contact Information CIC Investor Relations Inquiries: Chantal Eshghipour 650-802-7740 investorrelations@cic.com ### PR#450Final -6- -----END PRIVACY-ENHANCED MESSAGE-----