0001181431-12-023456.txt : 20120410
0001181431-12-023456.hdr.sgml : 20120410
20120410184658
ACCESSION NUMBER: 0001181431-12-023456
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120410
FILED AS OF DATE: 20120410
DATE AS OF CHANGE: 20120410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOLAN JOSEPH R JR
CENTRAL INDEX KEY: 0001214401
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 12752891
MAIL ADDRESS:
STREET 1: 800 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02199
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL STREET
STREET 2: BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
4
1
rrd341860.xml
FORM 4
X0305
4
2012-04-10
0
0000072741
NORTHEAST UTILITIES
NU
0001214401
NOLAN JOSEPH R JR
ONE FEDERAL STREET, BUILDING 111-4
SPRINGFIELD
MA
01105
0
1
0
0
SVP-Corporate Relations
Common Shares
2012-04-10
4
A
0
10496
A
10496
D
Common Shares
2012-04-10
4
A
0
18121
A
28617
D
Common Shares
2012-04-10
4
A
0
14277
A
14227
I
By 401(k)
Phantom Shares
2012-04-10
4
A
0
95736
A
Common Shares
95736
95736
D
Employee Stock Option
24.74
2012-04-10
4
A
0
6560
A
2011-01-24
2018-01-24
Common Shares
6560
6560
D
Employee Stock Option
25.93
2012-04-10
4
A
0
13995
A
2012-01-22
2019-01-22
Common Shares
13995
13995
D
Employee Stock Option
26.90
2012-04-10
4
A
0
18368
A
2013-01-28
2020-01-28
Common Shares
18368
18368
D
Restricted share units, received in exchange for 8000 deferred share units of NSTAR in connection with the merger of NSTAR into Northeast Utilities (the "Merger"). On the date prior to the effective time of the Merger, the closing price of NSTAR's common shares was $47.65 per share, and the closing price of NU's common shares was $36.79 per share.
Received in exchange for 13,812 common shares of NSTAR pursuant to the Merger.
Received in exchange for 10,882 common shares of NSTAR in connection with the Merger.
Received in exchange for 72,970 phantom shares of NSTAR (deferred compensation obligation). Each phantom share is payable in one common share.
Received in the Merger in exchange for an employee stock option to acquire 5,000 shares of NSTAR for $32.45 per share.
Received in the Merger in exchange for an employee stock option to acquire 10,667 shares of NSTAR for $34.02 per share.
Received in the Merger in exchange for an employee stock option to acquire 14,000 shares of NSTAR for $35.28 per share.
/s/ Richard J. Morrison - Attorney in Fact for Joseph R. Nolan, Jr.
2012-04-10