0001181431-12-023456.txt : 20120410 0001181431-12-023456.hdr.sgml : 20120410 20120410184658 ACCESSION NUMBER: 0001181431-12-023456 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120410 FILED AS OF DATE: 20120410 DATE AS OF CHANGE: 20120410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOLAN JOSEPH R JR CENTRAL INDEX KEY: 0001214401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 12752891 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 rrd341860.xml FORM 4 X0305 4 2012-04-10 0 0000072741 NORTHEAST UTILITIES NU 0001214401 NOLAN JOSEPH R JR ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 0 1 0 0 SVP-Corporate Relations Common Shares 2012-04-10 4 A 0 10496 A 10496 D Common Shares 2012-04-10 4 A 0 18121 A 28617 D Common Shares 2012-04-10 4 A 0 14277 A 14227 I By 401(k) Phantom Shares 2012-04-10 4 A 0 95736 A Common Shares 95736 95736 D Employee Stock Option 24.74 2012-04-10 4 A 0 6560 A 2011-01-24 2018-01-24 Common Shares 6560 6560 D Employee Stock Option 25.93 2012-04-10 4 A 0 13995 A 2012-01-22 2019-01-22 Common Shares 13995 13995 D Employee Stock Option 26.90 2012-04-10 4 A 0 18368 A 2013-01-28 2020-01-28 Common Shares 18368 18368 D Restricted share units, received in exchange for 8000 deferred share units of NSTAR in connection with the merger of NSTAR into Northeast Utilities (the "Merger"). On the date prior to the effective time of the Merger, the closing price of NSTAR's common shares was $47.65 per share, and the closing price of NU's common shares was $36.79 per share. Received in exchange for 13,812 common shares of NSTAR pursuant to the Merger. Received in exchange for 10,882 common shares of NSTAR in connection with the Merger. Received in exchange for 72,970 phantom shares of NSTAR (deferred compensation obligation). Each phantom share is payable in one common share. Received in the Merger in exchange for an employee stock option to acquire 5,000 shares of NSTAR for $32.45 per share. Received in the Merger in exchange for an employee stock option to acquire 10,667 shares of NSTAR for $34.02 per share. Received in the Merger in exchange for an employee stock option to acquire 14,000 shares of NSTAR for $35.28 per share. /s/ Richard J. Morrison - Attorney in Fact for Joseph R. Nolan, Jr. 2012-04-10