0001181431-12-023455.txt : 20120410 0001181431-12-023455.hdr.sgml : 20120410 20120410184406 ACCESSION NUMBER: 0001181431-12-023455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120410 FILED AS OF DATE: 20120410 DATE AS OF CHANGE: 20120410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAY THOMAS J CENTRAL INDEX KEY: 0001101384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 12752887 MAIL ADDRESS: STREET 1: C/O NSTAR STREET 2: 800 BOYLSTON STREET MAIL STOP P-1700 CITY: BOSTON STATE: MA ZIP: 02199 4 1 rrd341850.xml FORM 4 X0305 4 2012-04-10 0 0000072741 NORTHEAST UTILITIES NU 0001101384 MAY THOMAS J ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 0 1 0 0 President, CEO & Trustee Common Shares 2012-04-10 4 A 0 101680 A 101680 D Common Shares 2012-04-10 4 A 0 160637 A 262317 D Common Shares 2012-04-10 4 A 0 60097 A 60097 I By 401(k) Phantom Shares 2012-04-10 4 A 0 904534 A Common Shares 904534 904534 D Employee Stock Option 18.45 2012-04-10 4 A 0 262400 A 2007-04-28 2014-04-28 Common Shares 262400 262400 D Employee Stock Option 22.57 2012-04-10 4 A 0 262400 A 2008-06-09 2015-06-09 Common Shares 262400 262400 D Employee Stock Option 21.14 2012-04-10 4 A 0 262400 A 2009-04-27 2016-04-27 Common Shares 262400 262400 D Employee Stock Option 28.12 2012-04-10 4 A 0 244032 A 2010-05-03 2017-05-03 Common Shares 244032 244032 D Employee Stock Option 24.74 2012-04-10 4 A 0 196800 A 2011-01-24 2018-01-24 Common Shares 196800 196800 D Employee Stock Option 25.93 2012-04-10 4 A 0 208608 A 2012-01-22 2019-01-22 Common Shares 208608 208608 D Employee Stock Option 26.90 2012-04-10 4 A 0 174496 A 2013-01-28 2020-01-28 Common Shares 174496 174496 D Restricted share units, received in exchange for 77,500 deferred share units of NSTAR in connection with the merger of NSTAR into Northeast Utilities (the "Merger"). On the date prior to the effective time of the Merger,the closing price of NSTAR's common shares was $47.65 per share, and the closing price of NU's common shares was $36.79 per share. Received in exchange for 122,437 common shares of NSTAR pursuant to the Merger. Received in exchange for 45,806 common shares of NSTAR in connection with the Merger. Received in exchange for 689,432 phantom shares of NSTAR (deferred compensation obligation). Each phantom share is payable in one common share. Received in the Merger in exchange for an employee stock option to acquire 200,000 shares of NSTAR for $24.20 per share. Received in the Merger in exchange for an employee stock option to acquire 200,000 shares of NSTAR for $29.60 per share. Received in the Merger in exchange for an employee stock option to acquire 200,000 shares of NSTAR for $27.73 per share. Received in the Merger in exchange for an employee stock option to acquire 186,000 shares of NSTAR for $36.89 per share. Received in the Merger in exchange for an employee stock option to acquire 150,000 shares of NSTAR for $32.45 per share. Received in the Merger in exchange for an employee stock option to acquire 159,000 shares of NSTAR for $34.02 per share. Received in the Merger in exchange for an employee stock option to acquire 133,000 shares of NSTAR for $35.28 per share. /s/ Richard J. Morrison - Attorney in Fact for Thomas J. May 2012-04-10