0001181431-12-023455.txt : 20120410
0001181431-12-023455.hdr.sgml : 20120410
20120410184406
ACCESSION NUMBER: 0001181431-12-023455
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120410
FILED AS OF DATE: 20120410
DATE AS OF CHANGE: 20120410
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL STREET
STREET 2: BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAY THOMAS J
CENTRAL INDEX KEY: 0001101384
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 12752887
MAIL ADDRESS:
STREET 1: C/O NSTAR
STREET 2: 800 BOYLSTON STREET MAIL STOP P-1700
CITY: BOSTON
STATE: MA
ZIP: 02199
4
1
rrd341850.xml
FORM 4
X0305
4
2012-04-10
0
0000072741
NORTHEAST UTILITIES
NU
0001101384
MAY THOMAS J
ONE FEDERAL STREET, BUILDING 111-4
SPRINGFIELD
MA
01105
0
1
0
0
President, CEO & Trustee
Common Shares
2012-04-10
4
A
0
101680
A
101680
D
Common Shares
2012-04-10
4
A
0
160637
A
262317
D
Common Shares
2012-04-10
4
A
0
60097
A
60097
I
By 401(k)
Phantom Shares
2012-04-10
4
A
0
904534
A
Common Shares
904534
904534
D
Employee Stock Option
18.45
2012-04-10
4
A
0
262400
A
2007-04-28
2014-04-28
Common Shares
262400
262400
D
Employee Stock Option
22.57
2012-04-10
4
A
0
262400
A
2008-06-09
2015-06-09
Common Shares
262400
262400
D
Employee Stock Option
21.14
2012-04-10
4
A
0
262400
A
2009-04-27
2016-04-27
Common Shares
262400
262400
D
Employee Stock Option
28.12
2012-04-10
4
A
0
244032
A
2010-05-03
2017-05-03
Common Shares
244032
244032
D
Employee Stock Option
24.74
2012-04-10
4
A
0
196800
A
2011-01-24
2018-01-24
Common Shares
196800
196800
D
Employee Stock Option
25.93
2012-04-10
4
A
0
208608
A
2012-01-22
2019-01-22
Common Shares
208608
208608
D
Employee Stock Option
26.90
2012-04-10
4
A
0
174496
A
2013-01-28
2020-01-28
Common Shares
174496
174496
D
Restricted share units, received in exchange for 77,500 deferred share units of NSTAR in connection with the merger of NSTAR into Northeast Utilities (the "Merger"). On the date prior to the effective time of the Merger,the closing price of NSTAR's common shares was $47.65 per share, and the closing price of NU's common shares was $36.79 per share.
Received in exchange for 122,437 common shares of NSTAR pursuant to the Merger.
Received in exchange for 45,806 common shares of NSTAR in connection with the Merger.
Received in exchange for 689,432 phantom shares of NSTAR (deferred compensation obligation). Each phantom share is payable in one common share.
Received in the Merger in exchange for an employee stock option to acquire 200,000 shares of NSTAR for $24.20 per share.
Received in the Merger in exchange for an employee stock option to acquire 200,000 shares of NSTAR for $29.60 per share.
Received in the Merger in exchange for an employee stock option to acquire 200,000 shares of NSTAR for $27.73 per share.
Received in the Merger in exchange for an employee stock option to acquire 186,000 shares of NSTAR for $36.89 per share.
Received in the Merger in exchange for an employee stock option to acquire 150,000 shares of NSTAR for $32.45 per share.
Received in the Merger in exchange for an employee stock option to acquire 159,000 shares of NSTAR for $34.02 per share.
Received in the Merger in exchange for an employee stock option to acquire 133,000 shares of NSTAR for $35.28 per share.
/s/ Richard J. Morrison - Attorney in Fact for Thomas J. May
2012-04-10