0001181431-12-023313.txt : 20120410 0001181431-12-023313.hdr.sgml : 20120410 20120410151617 ACCESSION NUMBER: 0001181431-12-023313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120410 FILED AS OF DATE: 20120410 DATE AS OF CHANGE: 20120410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIFFORD CHARLES K CENTRAL INDEX KEY: 0001195062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 12751878 MAIL ADDRESS: STREET 1: FLEETBOSTON FINANCIAL CORP STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 rrd341795.xml FORM 4 X0305 4 2012-04-10 0 0000072741 NORTHEAST UTILITIES NU 0001195062 GIFFORD CHARLES K 800 BOYLSTON STREET BOSTON MA 02199 0 0 0 1 Trustee Common shares 2012-04-10 4 A 0 6193 A 6193 D Phantom Shares 2012-04-10 4 A 0 40704 A Common Shares 40704 40704 D Acquired pursuant to the merger (the "Merger") between the registrant and NSTAR in exchange for 4,720 NSTAR common shares having a market value of $47.65 per share on the effective date of the Merger. Acquired pursuant to the Merger in exchange for 31,025 NSTAR phantom shares. Each phantom shares is payable in one common share. /s/ Richard J. Morrison - Attorney in Fact for Charles K. Gifford 2012-04-10