-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FS2BskCYVynnCMDyYcFiCT53h5zumVhDV21hWEqC5wxc5Tz9UnNEcFCNAU51HIuX Nw68z2YAvmBry6nH2ao/4g== 0001181431-07-032500.txt : 20070515 0001181431-07-032500.hdr.sgml : 20070515 20070515152118 ACCESSION NUMBER: 0001181431-07-032500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070511 FILED AS OF DATE: 20070515 DATE AS OF CHANGE: 20070515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olivier Leon J CENTRAL INDEX KEY: 0001314616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 07852563 BUSINESS ADDRESS: BUSINESS PHONE: 860-665-4800 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 4 1 rrd158595.xml FORM 4 X0202 4 2007-05-11 0 0000072741 NORTHEAST UTILITIES NU 0001314616 Olivier Leon J C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 Exec. Vice Pres. - Operations Common Shares, $5 par value 1041 I 401K Plan Common Shares, $5 par value 1881 I Deferred Compensation Plan Common Shares, $5 par value 2007-05-11 4 M 0 10000 19.93 A 58136 D Common Shares, $5 par value 2007-05-11 4 M 0 9900 18.58 A 68036 D Common Shares, $5 par value 2007-05-11 4 S 0 10000 32.38 D 58036 D Common Shares, $5 par value 2007-05-11 4 S 0 9900 32.38 D 48136 D Employee Stock Option (right to buy) 19.93 2007-05-11 4 M 0 10000 0.0 D 2011-09-11 Common Shares 10000 9900 D Employee Stock Option (right to buy) 18.58 2007-05-11 4 M 0 9900 0.0 D 2012-02-25 Common Shares 9900 0.0 D Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, as of May 11, 2007, according to information held by the plan's recordkeeper. Shares (including reinvested dividends) receipt of which has been deferred pursuant to the Northeast Utilities Deferred Compensation Plan for Executives, as of May 11, 2007, according to information supplied by the plan's recordkeeper. The options exercised to purchase 10,000 Common Shares were granted on September 11, 2001 and vested in one-third increments on September 11, 2002, 2003 and 2004. The options exercised to purchase 9,900 Common Shares were granted on February 25, 2002 and vested in one-third increments on February 25, 2003, 2004 and 2005. Sale in connection with cashless exercise of employee stock options. Includes restricted share units and deferred units representing reinvested dividends. /s/ Leon J. Olivier 2007-05-15 -----END PRIVACY-ENHANCED MESSAGE-----