0001127602-19-027517.txt : 20190828 0001127602-19-027517.hdr.sgml : 20190828 20190828160508 ACCESSION NUMBER: 0001127602-19-027517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190826 FILED AS OF DATE: 20190828 DATE AS OF CHANGE: 20190828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEMBO PHILIP J CENTRAL INDEX KEY: 0001674360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 191061984 MAIL ADDRESS: STREET 1: C/O EVERSOURCE ENERGY STREET 2: 300 CADWELL DRIVE CITY: SPRINGFIELD STATE: MA ZIP: 01104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVERSOURCE ENERGY CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CADWELL DRIVE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES DATE OF NAME CHANGE: 20041201 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-08-26 0000072741 EVERSOURCE ENERGY ES 0001674360 LEMBO PHILIP J C/O EVERSOURCE ENERGY 300 CADWELL DRIVE SPRINGFIELD MA 01104 1 EVP & Chief Financial Officer Common Shares, $5.00 par value 2019-08-26 4 S 0 1256 79.61 D 40699 D Common Shares, $5.00 par value 2019-08-26 5 G 0 E 373 0 D 40326 D Common Shares, $5.00 par value 2019-08-26 5 G 0 E 373 0 D 39953 D Common Shares, $5.00 par value 2019-08-26 5 G 0 E 373 0 D 39580 D Common Shares, $5.00 par value 2019-08-26 5 G 0 E 125 0 D 39455 D Common Shares, $5.00 par value 2019-08-26 5 G 0 E 125 0 A 125 I Lembo Charitable Trust Common Shares, $5.00 par value 2019-08-26 5 G 0 E 3 0 D 39452 D Common Shares, $5.00 par value 2019-08-26 5 G 0 E 3 0 A 535 I Custodial Account for grandchild Common Shares, $5.00 par value 2019-08-26 4 I 0 3094 79.94 D 0 I 401K Plan (Trustee) Phantom Shares 2019-08-26 4 I 0 4080 79.94 D Common Shares, $5.00 par value 4080 0 D The price in Column 4 is the weighted average price. These shares were sold in two transactions at prices of $79.605 and $79.611. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at the prices set forth above. Includes restricted share units and dividend equivalents thereon. Bona fide gift to family charitable trust for which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities. Represents shares held by a family charitable trust for the benefit of certain members of the reporting person's family, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities. Bona fide gift to custodial account for which the reporting person is the custodian. The reporting person disclaims beneficial ownership of these securities. These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper. Reporting person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time. /s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Lembo 2019-08-28