0001127602-17-019993.txt : 20170601 0001127602-17-019993.hdr.sgml : 20170601 20170601161547 ACCESSION NUMBER: 0001127602-17-019993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170601 DATE AS OF CHANGE: 20170601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVERSOURCE ENERGY CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CADWELL DRIVE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES DATE OF NAME CHANGE: 20041201 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWEIGER WERNER J CENTRAL INDEX KEY: 0001214402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 17884916 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02199 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-05-31 0000072741 EVERSOURCE ENERGY ES 0001214402 SCHWEIGER WERNER J C/O EVERSOURCE ENERGY 300 CADWELL DRIVE SPRINGFIELD MA 01104 1 Executive VP and COO Common Shares, $5.00 par value 2017-05-31 4 M 0 36736 26.90 A 196205 D Common Shares, $5.00 par value 2017-05-31 4 S 0 36736 62.00 D 159469 D Common Shares, $5.00 par value 9949 I 401k Plan (Trustee) Employee Stock Option (Right to Buy) 26.90 2017-05-31 4 M 0 36736 0 D 2012-04-10 2020-01-28 Common Shares, $5.00 par value 36736 0 D Phantom Shares Common Shares, $5.00 par value 108241 108241 D Includes deferred shares, restricted share units and dividend equivalents thereon. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2017. Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper. Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. /s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Schweiger 2017-06-01