0001127602-17-006125.txt : 20170214 0001127602-17-006125.hdr.sgml : 20170214 20170214180933 ACCESSION NUMBER: 0001127602-17-006125 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVERSOURCE ENERGY CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CADWELL DRIVE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES DATE OF NAME CHANGE: 20041201 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEMBO PHILIP J CENTRAL INDEX KEY: 0001674360 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 17611800 MAIL ADDRESS: STREET 1: C/O EVERSOURCE ENERGY STREET 2: 300 CADWELL DRIVE CITY: SPRINGFIELD STATE: MA ZIP: 01104 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2016-12-31 1 0 0000072741 EVERSOURCE ENERGY ES 0001674360 LEMBO PHILIP J 300 CADWELL DRIVE SPRINGFIELD MA 01104 1 EVP, CFO and Treasurer Common Shares, $5.00 par value 2016-08-16 5 G 0 140 0 D 10327 D Common Shares, $5.00 par value 2016-11-28 5 G 0 100 0 D 10327 D Common Shares, $5.00 par value 2016-08-16 5 G 0 140 0 D 10327 D Common Shares, $5.00 par value 2016-11-30 5 G 0 100 0 D 10327 D Common Shares, $5.00 par value 2016-08-16 5 G 0 140 0 A 396 I Custodial Account for grandchild Common Shares, $5.00 par value 2016-08-16 5 G 0 140 0 D 10327 D Common Shares, $5.00 par value 2016-11-28 5 G 0 100 0 A 396 I Custodial Account for grandchild Common Shares, $5.00 par value 2016-11-28 5 G 0 100 0 D 10327 D Common Shares, $5.00 par value 3 396 I Custodial Account for Grandchild Common Shares, $5.00 par value 2575 I 401K Plan (Trustee) Includes restricted share units and dividend equivalents thereon. Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares. These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. The reporting person indirectly owned 150 shares of common stock in a custodial account for his grandchild on May 4, 2016, the date on which the reporting person became subject to Section 16 reporting requirements. Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper. /s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Lembo 2017-02-14