0001127602-17-004175.txt : 20170206 0001127602-17-004175.hdr.sgml : 20170206 20170206193450 ACCESSION NUMBER: 0001127602-17-004175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVERSOURCE ENERGY CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CADWELL DRIVE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES DATE OF NAME CHANGE: 20041201 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAY THOMAS J CENTRAL INDEX KEY: 0001101384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 17576922 MAIL ADDRESS: STREET 1: C/O NORTHEAST UTILITIES STREET 2: ONE FEDERAL STREET, BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-03 0000072741 EVERSOURCE ENERGY ES 0001101384 MAY THOMAS J C/O EVERSOURCE ENERGY 300 CADWELL DRIVE SPRINGFIELD MA 01104 1 Chrmn of the Board & Trustee Common Shares, $5.00 par value 2017-02-03 4 F 0 26750 55.32 D 175637 D Common Shares, $5.00 par value 2017-02-03 4 F 0 15932 55.32 D 159705 D Common Shares, $5.00 par value 2017-02-03 4 F 0 9187 55.32 D 150518 D Common Shares, $5.00 par value 71143 I 401k Plan Common Shares, $5.00 par value 1842 I May Family Investments LLC Phantom Shares Common Shares, $5.00 par value 52875 52875 D Disposition of restricted share units to satisfy tax withholding obligations upon settlement. Includes restricted share units and dividend equivalents thereon. Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper. Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. /s/ Kerry J. Tomasevich, attorney-in-fact for Mr. May 2017-02-06