0001127602-15-014442.txt : 20150414
0001127602-15-014442.hdr.sgml : 20150414
20150414171253
ACCESSION NUMBER: 0001127602-15-014442
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150410
FILED AS OF DATE: 20150414
DATE AS OF CHANGE: 20150414
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CADWELL DRIVE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOLAN JOSEPH R JR
CENTRAL INDEX KEY: 0001214401
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 15769909
MAIL ADDRESS:
STREET 1: 800 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02199
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-04-10
0000072741
NORTHEAST UTILITIES
ES
0001214401
NOLAN JOSEPH R JR
C/O NORTHEAST UTILITIES
300 CADWELL DRIVE
SPRINGFIELD
MA
01104
1
SVP-Corporate Relations
Common Shares, $5.00 par value
2015-04-10
4
F
0
19354
49.96
D
37175
D
Common Shares, $5.00 par value
16109
I
401k Plan
Phantom Shares
Common Shares, $5.00 par value
51045
51045
D
Shares withheld to satisfy tax withholding obligation.
Includes restricted share units and dividend equivalents thereon.
Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Nolan
2015-04-14