0001127602-15-004614.txt : 20150205
0001127602-15-004614.hdr.sgml : 20150205
20150205182226
ACCESSION NUMBER: 0001127602-15-004614
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150203
FILED AS OF DATE: 20150205
DATE AS OF CHANGE: 20150205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CADWELL DRIVE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAY THOMAS J
CENTRAL INDEX KEY: 0001101384
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 15581503
MAIL ADDRESS:
STREET 1: C/O NORTHEAST UTILITIES
STREET 2: ONE FEDERAL STREET, BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-02-03
0000072741
NORTHEAST UTILITIES
NU
0001101384
MAY THOMAS J
C/O NORTHEAST UTILITIES
300 CADWELL DRIVE
SPRINGFIELD
MA
01104
1
1
Chrmn of Bd, President & CEO
Trustee
Common Shares, $5.00 par value
2015-02-03
4
A
0
50100
0
A
370633
D
Common Shares, $5.00 par value
2015-02-04
4
F
0
14361
55.80
D
356272
D
Common Shares, $5.00 par value
65794
I
401k Plan
Phantom Shares
Common Shares, $5.00 par value
884423
884423
D
Grant of restricted share units (RSUs) which vests in three equal portions on February 3, 2016, 2017, and 2018. Restricted share units are distributable in Northeast Utilities common shares on a one-for-one basis. RSU holders are entitled to receive dividend equivalents, exempt from line item reporting under SEC Rule 16a-11, to the same extent dividends are paid on common shares.
Includes restricted share units and dividend equivalents thereon.
Shares withheld to satisfy tax withholding obligation.
Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. May
2015-02-05