0001127602-15-002284.txt : 20150120 0001127602-15-002284.hdr.sgml : 20150119 20150120185912 ACCESSION NUMBER: 0001127602-15-002284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150115 FILED AS OF DATE: 20150120 DATE AS OF CHANGE: 20150120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CADWELL DRIVE CITY: SPRINGFIELD STATE: MA ZIP: 01104 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Frederica M CENTRAL INDEX KEY: 0001544884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 15537116 MAIL ADDRESS: STREET 1: C/O NORTHEAST UTILITIES STREET 2: 300 CADWELL DRIVE CITY: SPRINGFIELD STATE: MA ZIP: 01104 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-01-15 0000072741 NORTHEAST UTILITIES NU 0001544884 Williams Frederica M C/O NORTHEAST UTILITIES 300 CADWELL DRIVE SPRINGFIELD MA 01104 1 Trustee Common Shares, $5.00 par value 2015-01-15 4 A 0 1863 0 A 8506 D Phantom Shares Common Shares, $5.00 par value 1113 1113 D Restricted share units that vested on January 16, 2015, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services. Includes restricted share units and dividend equivalents thereon. Reporting Person's deferred compensation under the NU Trustee Deferred Plan, formerly of the NSTAR Trustee Deferred Plan, a non-qualified plan. The nature of said shares have not been changed and are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC rule 16a-11. /s/ Kerry J. Tomasevich, attorney-in-fact for Ms. Williams 2015-01-20