0001127602-15-002283.txt : 20150120
0001127602-15-002283.hdr.sgml : 20150119
20150120185725
ACCESSION NUMBER: 0001127602-15-002283
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150115
FILED AS OF DATE: 20150120
DATE AS OF CHANGE: 20150120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CADWELL DRIVE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VAN FAASEN WILLIAM C
CENTRAL INDEX KEY: 0001193878
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 15537113
MAIL ADDRESS:
STREET 1: 1499 POST ROAD
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-01-15
0000072741
NORTHEAST UTILITIES
NU
0001193878
VAN FAASEN WILLIAM C
C/O NORTHEAST UTILITIES
300 CADWELL DRIVE
SPRINGFIELD
MA
01104
1
Trustee
Common Shares, $5.00 par value
2015-01-15
4
A
0
1863
0
A
8506
D
Phantom Shares
Common Shares, $5.00 par value
28663
28663
D
Restricted share units that vested on January 16, 2015, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services.
Includes restricted share units and dividend equivalents thereon.
Reporting Person's deferred compensation under the NU Trustee Deferred Plan, formerly of the NSTAR Trustee Deferred Plan, a non-qualified plan. The nature of said shares have not been changed and are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC rule 16a-11.
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Van Faasen
2015-01-20