0001127602-14-033932.txt : 20141202
0001127602-14-033932.hdr.sgml : 20141202
20141202173208
ACCESSION NUMBER: 0001127602-14-033932
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141128
FILED AS OF DATE: 20141202
DATE AS OF CHANGE: 20141202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CADWELL DRIVE
CITY: SPRINGFIELD
STATE: MA
ZIP: 01104
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWEIGER WERNER J
CENTRAL INDEX KEY: 0001214402
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 141261545
MAIL ADDRESS:
STREET 1: 800 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02199
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-11-28
0000072741
NORTHEAST UTILITIES
NU
0001214402
SCHWEIGER WERNER J
C/O NORTHEAST UTILITIES
300 CADWELL DRIVE
SPRINGFIELD
MA
01104
1
Executive VP and COO
Common Shares, $5.00 par value
2014-11-28
4
M
0
62976
21.14
A
227968
D
Common Shares, $5.00 par value
2014-11-28
4
S
0
62976
50.5318
D
164992
D
Common Shares, $5.00 par value
8429
I
401k Plan (Trustee)
Employee Stock Option (Right to Buy)
21.14
2014-11-28
4
M
0
62976
0
D
2009-04-27
2016-04-27
Common Shares, $5.00 par value
62976
0
D
Phantom Shares
Common Shares, $5.00 par value
99889
99889
D
Includes restricted share units and dividend equivalents thereon.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.50 to $50.62, inclusive. The reporting person undertakes to provide Northeast Utilities, any security holder of Northeast Utilities, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
Reporting Person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Schweiger
2014-12-02
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): EXHIBIT 24
EXHIBIT 24
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Gregory B. Butler, Richard J. Morrison, Kerry J. Tomasevich,
and Matthew Benson, signing singly, as his true and lawful attorney-in-fact to:
(1) Obtain necessary EDGAR access codes and execute for and on behalf
of the undersigned Forms 144 under the Securities Act of 1933 and Rule 144
promulgated thereunder, and Forms 3, 4 and 5 in accordance with Section 16(a) of
the Securities Exchange Act of 1934 and the rules thereunder;
(2) Do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete the execution of
any such Form 144 and Form 3, 4 and 5 and the timely filing of such form with
the United States Securities and Exchange Commission and any other authority;
and
(3) Take any other action of any type whatsoever in connection with
the foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve
in his discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform all and every act and thing whatsoever
requisite, necessary and proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as such
attorney-in-fact might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause
to be done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact,
in serving in such capacity at the request of the undersigned, are not assuming
any of the undersigned's responsibilities to comply with Rule 144 of the
Securities Act of 1933 and/or Section 16 of the Securities Exchange Act of 1934.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of August 28, 2014.
/s/ Werner J. Schweiger
Werner J. Schweiger
State of Connecticut
County of Hartford
On this 28th day of August, 2014, before me personally appeared Werner J.
Schweiger, to me known to be the person described in and who executed the
foregoing instrument, and acknowledged that he executed the same as his
free act and deed.
/s/ Heidi K. Greenlaw
Notary Public
Print Name: Heidi K. Greenlaw
My commission expires: June 30, 2016