0001127602-14-007157.txt : 20140219 0001127602-14-007157.hdr.sgml : 20140219 20140219173605 ACCESSION NUMBER: 0001127602-14-007157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACAMERA PAUL A CENTRAL INDEX KEY: 0001210329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 14626954 MAIL ADDRESS: STREET 1: 214 BEACON STREET CITY: BOSTON STATE: MA ZIP: 02116 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-14 0000072741 NORTHEAST UTILITIES NU 0001210329 LACAMERA PAUL A C/O NORTHEAST UTILITIES ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 1 Trustee Common Shares, $5.00 par value 2014-02-14 4 S 0 1459 44.914 D 5015 D Phantom Shares Common Shares, $5.00 par value 36954 36954 D The reporting person's total includes restricted share units and shares, receipt of all of which has been deferred, and dividend equivalents thereon. Reporting Person's deferred compensation under the NSTAR Trustees' Deferred Plan, a non-qualified plan, which was merged into the NU Deferred Compensation Plan effective January 1, 2014, which deferred compensation is nominally invested as common shares. Each phantom share represents the right to receive one NU Common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend equivalents exempt from the line item reporting under SEC Rule 16a-11. /s/ Kerry J. Tomasevich, attorney-in-fact for Mr. La Camera 2014-02-19