0001127602-13-003196.txt : 20130130
0001127602-13-003196.hdr.sgml : 20130130
20130130170628
ACCESSION NUMBER: 0001127602-13-003196
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130128
FILED AS OF DATE: 20130130
DATE AS OF CHANGE: 20130130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOLAN JOSEPH R JR
CENTRAL INDEX KEY: 0001214401
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 13559821
MAIL ADDRESS:
STREET 1: 800 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02199
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL STREET
STREET 2: BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-01-28
0000072741
NORTHEAST UTILITIES
NU
0001214401
NOLAN JOSEPH R JR
C/O NORTHEAST UTILITIES
ONE FEDERAL STREET, BUILDING 111-4
SPRINGFIELD
MA
01105
1
SVP-Corporate Relations
Common Shares, $5.00 par value
2013-01-28
4
F
0
2437
40.25
D
53727
D
Common Shares, $5.00 par value
14677
I
401k Plan
Phantom Shares
Common Shares, $5.00 par value
47295
47295
D
Disposition of deferred shares to satisfy tax withholding obligations upon distribution of deferred shares and dividend equivalent thereon.
Includes unvested deferred shares, which include dividend equivalents upon distribution, exempt from the line item reporting under SEC Rule 16a-11.
Includes shares acquired through the NSTAR 401(k) Plan, including dividend equivalents.
Phantom shares held in the NSTAR Deferred Compensation Plan. Each phantom share represents the right to receive one common share upon distribution, following vesting. The reporting person is eligible to receive dividend equivalents on outstanding phantom shares, exempt from the line item reporting under SEC Rule 16a-11.
/s/ Richard J. Morrison, attorney-in-fact for Mr. Nolan
2013-01-30