0001127602-13-002837.txt : 20130128 0001127602-13-002837.hdr.sgml : 20130128 20130128144302 ACCESSION NUMBER: 0001127602-13-002837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130128 DATE AS OF CHANGE: 20130128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTH JAY S. CENTRAL INDEX KEY: 0001425286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 13551208 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 56 PROSPECT STREET CITY: HARTFORD STATE: CT ZIP: 06103 FORMER NAME: FORMER CONFORMED NAME: Buth Jay DATE OF NAME CHANGE: 20080128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-01-24 0000072741 NORTHEAST UTILITIES NU 0001425286 BUTH JAY S. C/O NORTHEAST UTILITIES 56 PROSPECT STREET HARTFORD CT 06103 1 VP, Controller, Chief Acct Off Common Shares, $5.00 par value 2013-01-24 4 F 0 900 39.77 D 15066 D Common Shares, $5.00 par value 535 I 401k Plan Disposition of restricted share units to satisfy tax withholding obligations upon settlement. Includes shares and restricted share units and dividend equivalents thereon. Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper. Jay S. Buth 2013-01-28