0001127602-13-002208.txt : 20130117
0001127602-13-002208.hdr.sgml : 20130117
20130117183752
ACCESSION NUMBER: 0001127602-13-002208
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130115
FILED AS OF DATE: 20130117
DATE AS OF CHANGE: 20130117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GIFFORD CHARLES K
CENTRAL INDEX KEY: 0001195062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 13535918
MAIL ADDRESS:
STREET 1: FLEETBOSTON FINANCIAL CORP
STREET 2: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL STREET
STREET 2: BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-01-15
0000072741
NORTHEAST UTILITIES
NU
0001195062
GIFFORD CHARLES K
C/O NORTHEAST UTILITIES
ONE FEDERAL STREET, BUILDING 111-4
SPRINGFIELD
MA
01105
1
Trustee
Common Shares, $5.00 par value
2013-01-15
4
A
0
2545
0
A
10197
D
Phantom Shares
Common Shares, $5.00 par value
41807
41807
D
Restricted share units that will vest on January 16, 2013, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services.
The reporting person's total includes restricted share units and shares, receipt of all of which has been deferred, and dividend equivalents thereon.
Reporting Person's deferred compensation under the NSTAR Trustee Deferred Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC rule 16a-11.
/s/O. Kay Comendul, Attorney-in-fact for Charles K. Gifford
2013-01-17