0001127602-12-029546.txt : 20121102 0001127602-12-029546.hdr.sgml : 20121102 20121102150208 ACCESSION NUMBER: 0001127602-12-029546 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121005 FILED AS OF DATE: 20121102 DATE AS OF CHANGE: 20121102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JUDGE JAMES J CENTRAL INDEX KEY: 0001214396 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 121176521 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2012-10-05 2012-10-19 0000072741 NORTHEAST UTILITIES NU 0001214396 JUDGE JAMES J C/O NORTHEAST UTILITIES ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 1 EVP & CFO Common Shares, $5.00 par value 2012-10-05 4 M 0 1958 39.49 A 191018 D Common Shares, $5.00 par value 2012-10-05 4 D 0 1958 39.49 D 189060 D Common Shares, $5.00 par value 2012-10-09 4 M 0 272 39.49 A 189332 D Common Shares, $5.00 par value 2012-10-09 4 D 0 272 39.49 D 189060 D Common Shares, $5.00 par value 2012-10-17 4 M 0 30445 39.49 A 219505 D Common Shares, $5.00 par value 2012-10-17 4 D 0 30445 39.49 D 189060 D Common Shares, $5.00 par value 2012-10-31 4 M 0 1906 39.49 A 190966 D Common Shares, $5.00 par value 2012-10-31 4 D 0 1906 39.49 D 189060 D Common Shares, $5.00 par value 20927 I 401k Plan Phantom Shares 2012-10-05 4 M 0 1958 0 D Common Shares, $5.00 par value 1958 106507 D Phantom Shares 2012-10-09 4 M 0 272 0 D Common Shares, $5.00 par value 272 106235 D Phantom Shares 2012-10-17 4 M 0 30445 0 D Common Shares, $5.00 par value 30445 75790 D Phantom Shares 2012-10-31 4 M 0 1906 0 D Common Shares, $5.00 par value 1906 73884 D The disposition of Common Shares, which shares were held in reporting person's accounts at State Street Bank and Trust Company pursuant to the terms of the NSTAR Deferred Compensation Plan, was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2012. This report is made to correct a report on Form 4 filed on October 19, 2012 that incorrectly reported 34,581 shares as having all been sold on October 17, 2012. The correct dates of the dispositions of the 34,581 shares are as follows: October 5, 2012 (1,958 shares); October 9, 2012 (272 shares); October 17, 2012 (30,445 shares); and October 31, 2012 (1,906 shares). Phantom shares held in the NSTAR Deferred Compensation Plan. Each phantom share represents the right to receive the cash value of one Common Share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11. /s/ Richard J. Morrison, attorney-in-fact for Mr. Judge 2012-11-02