0001127602-12-029546.txt : 20121102
0001127602-12-029546.hdr.sgml : 20121102
20121102150208
ACCESSION NUMBER: 0001127602-12-029546
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121005
FILED AS OF DATE: 20121102
DATE AS OF CHANGE: 20121102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JUDGE JAMES J
CENTRAL INDEX KEY: 0001214396
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 121176521
MAIL ADDRESS:
STREET 1: 800 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02199
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL STREET
STREET 2: BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0306
4/A
2012-10-05
2012-10-19
0000072741
NORTHEAST UTILITIES
NU
0001214396
JUDGE JAMES J
C/O NORTHEAST UTILITIES
ONE FEDERAL STREET, BUILDING 111-4
SPRINGFIELD
MA
01105
1
EVP & CFO
Common Shares, $5.00 par value
2012-10-05
4
M
0
1958
39.49
A
191018
D
Common Shares, $5.00 par value
2012-10-05
4
D
0
1958
39.49
D
189060
D
Common Shares, $5.00 par value
2012-10-09
4
M
0
272
39.49
A
189332
D
Common Shares, $5.00 par value
2012-10-09
4
D
0
272
39.49
D
189060
D
Common Shares, $5.00 par value
2012-10-17
4
M
0
30445
39.49
A
219505
D
Common Shares, $5.00 par value
2012-10-17
4
D
0
30445
39.49
D
189060
D
Common Shares, $5.00 par value
2012-10-31
4
M
0
1906
39.49
A
190966
D
Common Shares, $5.00 par value
2012-10-31
4
D
0
1906
39.49
D
189060
D
Common Shares, $5.00 par value
20927
I
401k Plan
Phantom Shares
2012-10-05
4
M
0
1958
0
D
Common Shares, $5.00 par value
1958
106507
D
Phantom Shares
2012-10-09
4
M
0
272
0
D
Common Shares, $5.00 par value
272
106235
D
Phantom Shares
2012-10-17
4
M
0
30445
0
D
Common Shares, $5.00 par value
30445
75790
D
Phantom Shares
2012-10-31
4
M
0
1906
0
D
Common Shares, $5.00 par value
1906
73884
D
The disposition of Common Shares, which shares were held in reporting person's accounts at State Street Bank and Trust Company pursuant to the terms of the NSTAR Deferred Compensation Plan, was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2012.
This report is made to correct a report on Form 4 filed on October 19, 2012 that incorrectly reported 34,581 shares as having all been sold on October 17, 2012. The correct dates of the dispositions of the 34,581 shares are as follows: October 5, 2012 (1,958 shares); October 9, 2012 (272 shares); October 17, 2012 (30,445 shares); and October 31, 2012 (1,906 shares).
Phantom shares held in the NSTAR Deferred Compensation Plan. Each phantom share represents the right to receive the cash value of one Common Share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11.
/s/ Richard J. Morrison, attorney-in-fact for Mr. Judge
2012-11-02