0001127602-12-016913.txt : 20120515
0001127602-12-016913.hdr.sgml : 20120515
20120515165756
ACCESSION NUMBER: 0001127602-12-016913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120511
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Olivier Leon J
CENTRAL INDEX KEY: 0001314616
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 12845695
MAIL ADDRESS:
STREET 1: NORTHEAST UTILITIES
STREET 2: 56 PROSPECT STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL STREET
STREET 2: BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
4
1
form4.xml
PRIMARY DOCUMENT
X0305
4
2012-05-11
0000072741
NORTHEAST UTILITIES
NU
0001314616
Olivier Leon J
C/O NORTHEAST UTILITIES
56 PROSPECT STREET
HARTFORD
CT
06103
1
Executive VP and COO
Common Shares, $5.00 par value
2012-05-11
4
F
0
2830
36.46
D
176989
D
Common Shares, $5.00 par value
2353
I
By 401(k) Plan Trustee
Phantom Shares
Common Shares, $5.00 par value
2934
2934
D
Reduction of restricted share units on distribution effected May 11, 2012 to satisfy tax withholding obligations in connection with a transaction, regarding the conversion of shares upon consummation of the Issuer's merger with NSTAR, previously reported on April 12, 2012.
Includes restricted share units and dividend equivalents thereon.
Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper.
Matching contributions on reporting person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11.
/s/Jeffrey C. Miller, attorney in fact for Mr. Olivier
2012-05-15