0001127602-12-008588.txt : 20120229
0001127602-12-008588.hdr.sgml : 20120229
20120229134328
ACCESSION NUMBER: 0001127602-12-008588
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120227
FILED AS OF DATE: 20120229
DATE AS OF CHANGE: 20120229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McHale David R
CENTRAL INDEX KEY: 0001313990
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 12651464
MAIL ADDRESS:
STREET 1: NORTHEAST UTILITIES
STREET 2: 56 PROSPECT STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL STREET
STREET 2: BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-02-27
0000072741
NORTHEAST UTILITIES
NU
0001313990
McHale David R
C/O NORTHEAST UTILITIES
56 PROSPECT STREET
HARTFORD
CT
06103
1
Exec VP and CFO
Common Shares, $5.00 par value
2012-02-27
4
F
0
3942
35.86
D
140231
D
Common Shares, $5.00 par value
6292
I
By 401(k) Plan Trustee
Phantom Shares
Common Shares, $5.00 par value
549
549
D
Disposition of restricted share units upon vesting to satisfy tax withholding obligations.
Includes restricted share units and dividend equivalents thereon.
Shares held in trust under the Northeast Utilities Service Company 401K Plan, a qualified plan, according to information supplied by the plan's record keeper.
Matching contribution of reporting person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11
/s/David R. McHale
2012-02-29