0001127602-12-007141.txt : 20120221
0001127602-12-007141.hdr.sgml : 20120220
20120221162632
ACCESSION NUMBER: 0001127602-12-007141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120216
FILED AS OF DATE: 20120221
DATE AS OF CHANGE: 20120221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTH JAY S.
CENTRAL INDEX KEY: 0001425286
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 12627203
MAIL ADDRESS:
STREET 1: NORTHEAST UTILITIES
STREET 2: 56 PROSPECT STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER NAME:
FORMER CONFORMED NAME: Buth Jay
DATE OF NAME CHANGE: 20080128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL STREET
STREET 2: BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-02-16
0000072741
NORTHEAST UTILITIES
NU
0001425286
BUTH JAY S.
C/O NORTHEAST UTILITIES
56 PROSPECT STREET
HARTFORD
CT
06103
1
VP-Accounting and Controller
Common Shares, $5.00 par value
2012-02-16
4
A
0
1255
0
A
6093
D
Common Shares, $5.00 par value
394
I
401k Plan
Phantom Shares
Common Shares, $5.00 par value
141
141
D
Grant of restricted share units under the 2012 - 2014 Long Term Incentive Plan.
Includes restricted share units and reinvested dividend equivalents thereon.
Matching contributions of reporting person's deferred compensation under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan, that are nominally invested as Common Shares. Each phantom share represents the right to receive cash value of one NU Common share upon a distribution event, following vesting. Additional phantom shares are issued upon automatic reinvestment of dividend-equivalent exempt from line item reporting under SEC Rule 16a-11.
Jay S. Buth
2012-02-21