0001127602-12-001098.txt : 20120105
0001127602-12-001098.hdr.sgml : 20120105
20120105154846
ACCESSION NUMBER: 0001127602-12-001098
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120103
FILED AS OF DATE: 20120105
DATE AS OF CHANGE: 20120105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWOPE JOHN F
CENTRAL INDEX KEY: 0001192354
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 12510999
MAIL ADDRESS:
STREET 1: NORTHEAST UTILTIES
STREET 2: 107 SELDEN STREET
CITY: BERLIN
STATE: CT
ZIP: 06037
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL STREET
STREET 2: BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-01-03
0000072741
NORTHEAST UTILITIES
NU
0001192354
SWOPE JOHN F
C/O NORTHEAST UTILITIES
ONE FEDERAL STREET, BUILDING 111-4
SPRINGFIELD
MA
01105
1
Trustee
Common Shares, $5.00 par value
2012-01-03
4
A
0
3000
0
A
49485
D
Restricted share units (RSUs), all of which will vest on the earlier of January 10, 2013 or the date on which the Reporting Person's service as a Trustee terminates for any reason other than cause. The RSUs will be forfeited if the Reporting Person's service as a Trustee terminates for cause.
Mr. Swope's total beneficial ownership includes restricted share units and dividend equivalents thereon, receipt of which has been deferred, and shares and dividends thereon, receipt of whch has been deferred.
John F. Swope, By: O. Kay Comendul/POA
2012-01-05