0001127602-11-032911.txt : 20111220
0001127602-11-032911.hdr.sgml : 20111220
20111220152041
ACCESSION NUMBER: 0001127602-11-032911
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111215
FILED AS OF DATE: 20111220
DATE AS OF CHANGE: 20111220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Olivier Leon J
CENTRAL INDEX KEY: 0001314616
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 111271944
MAIL ADDRESS:
STREET 1: NORTHEAST UTILITIES
STREET 2: 56 PROSPECT STREET
CITY: HARTFORD
STATE: CT
ZIP: 06103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL STREET
STREET 2: BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-12-15
0000072741
NORTHEAST UTILITIES
NU
0001314616
Olivier Leon J
C/O NORTHEAST UTILITIES
56 PROSPECT STREET
HARTFORD
CT
06103
1
Executive VP and COO
Common Shares, $5.00 par value
2011-12-15
5
G
0
E
2916
34.68
D
112945
D
Common Shares, $5.00 par value
2062
I
By 401(k) Plan Trustee
Phantom Shares
Common Shares, $5.00 par value
2817
2817
D
Includes restricted share units and reinvested dividend equivalents thereon.
Shares held in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the Plan's recordkeeper.
The reporting person holds phantom shares of NU Common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as matching contributions under the DCP. Each phantom share represents the right to receive the cash value of one share of NU Common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11.
/s/Leon J. Olivier
2011-12-20