0001127602-11-029567.txt : 20111115 0001127602-11-029567.hdr.sgml : 20111115 20111115143512 ACCESSION NUMBER: 0001127602-11-029567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111110 FILED AS OF DATE: 20111115 DATE AS OF CHANGE: 20111115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEVELAND COTTON M CENTRAL INDEX KEY: 0001192334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 111206841 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-11-10 0000072741 NORTHEAST UTILITIES NU 0001192334 CLEVELAND COTTON M C/O NORTHEAST UTILITIES ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 1 Trustee Common Shares, $5.00 par value 2011-11-10 4 M 0 2500 18.45 A 42306 D Common Shares, $5.00 par value 2011-11-10 4 S 0 2500 34.06 D 39806 D Employee Stock Option (Right to Buy) 18.45 2011-11-10 4 M 0 2500 0 D 2003-02-26 2012-02-26 Common Shares, $5.00 par value 2500 0 D Ms. Cleveland's total includes restricted share units receipt of which has been deferred, and dividend equivalents thereon. The options exercised to purchase 2,500 Common Shares were granted on February 26, 2002 that vested 50% on that date and 50% on February 26, 2003. The options exercised and the sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Cleveland. Cotton M. Cleveland, By: O. Kay Comendul/POA 2011-11-15