0001127602-11-023370.txt : 20110811
0001127602-11-023370.hdr.sgml : 20110811
20110811152036
ACCESSION NUMBER: 0001127602-11-023370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110810
FILED AS OF DATE: 20110811
DATE AS OF CHANGE: 20110811
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST UTILITIES
CENTRAL INDEX KEY: 0000072741
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 042147929
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE FEDERAL STREET
STREET 2: BUILDING 111-4
CITY: SPRINGFIELD
STATE: MA
ZIP: 01105
BUSINESS PHONE: 8606655000
MAIL ADDRESS:
STREET 1: 107 SELDEN ST
CITY: BERLIN
STATE: CT
ZIP: 06037-1616
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM
DATE OF NAME CHANGE: 19961121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOOTH RICHARD H
CENTRAL INDEX KEY: 0001025745
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05324
FILM NUMBER: 111027549
MAIL ADDRESS:
STREET 1: C/O NORTHEAST UTILITIES
STREET 2: 107 SELDEN STREET
CITY: BERLIN
STATE: CT
ZIP: 06037
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-08-10
0000072741
NORTHEAST UTILITIES
NU
0001025745
BOOTH RICHARD H
C/O NORTHEAST UTILITIES
ONE FEDERAL STREET, BUILDING 111-4
SPRINGFIELD
MA
01105
1
Trustee
Common Shares, $5.00 par value
2011-08-10
4
M
0
2500
18.45
A
37985
D
Common Shares, $5.00 par value
2011-08-10
4
S
0
2500
31.6624
D
35485
D
Employee Stock Option (Right to Buy)
18.45
2011-08-10
4
M
0
2500
0
D
2003-02-26
2012-02-26
Common Shares, $5.00 par value
2500
0
D
The option exercised to purchase 2,500 common shares was granted on February 26, 2002, and vested 50% on the grant date and 50% on February 26, 2003.
Includes: (i) restricted share units plus dividend equivalents thereon; and (ii) common shares plus dividend equivalents thereon, the receipt of all of which has been deferred.
/s/ Richard H. Booth, By: O. Kay Comendul/POA
2011-08-11