0001127602-11-023370.txt : 20110811 0001127602-11-023370.hdr.sgml : 20110811 20110811152036 ACCESSION NUMBER: 0001127602-11-023370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110810 FILED AS OF DATE: 20110811 DATE AS OF CHANGE: 20110811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOOTH RICHARD H CENTRAL INDEX KEY: 0001025745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 111027549 MAIL ADDRESS: STREET 1: C/O NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-08-10 0000072741 NORTHEAST UTILITIES NU 0001025745 BOOTH RICHARD H C/O NORTHEAST UTILITIES ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 1 Trustee Common Shares, $5.00 par value 2011-08-10 4 M 0 2500 18.45 A 37985 D Common Shares, $5.00 par value 2011-08-10 4 S 0 2500 31.6624 D 35485 D Employee Stock Option (Right to Buy) 18.45 2011-08-10 4 M 0 2500 0 D 2003-02-26 2012-02-26 Common Shares, $5.00 par value 2500 0 D The option exercised to purchase 2,500 common shares was granted on February 26, 2002, and vested 50% on the grant date and 50% on February 26, 2003. Includes: (i) restricted share units plus dividend equivalents thereon; and (ii) common shares plus dividend equivalents thereon, the receipt of all of which has been deferred. /s/ Richard H. Booth, By: O. Kay Comendul/POA 2011-08-11