0001127602-11-009959.txt : 20110311 0001127602-11-009959.hdr.sgml : 20110311 20110311112418 ACCESSION NUMBER: 0001127602-11-009959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110309 FILED AS OF DATE: 20110311 DATE AS OF CHANGE: 20110311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOOTH RICHARD H CENTRAL INDEX KEY: 0001025745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 11680757 MAIL ADDRESS: STREET 1: C/O NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-03-09 0000072741 NORTHEAST UTILITIES NU 0001025745 BOOTH RICHARD H C/O NORTHEAST UTILITIES ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 1 Trustee Common Shares, $5.00 par value 2011-03-09 4 M 0 2500 20.75 A 37307 D Common Shares, $5.00 par value 2011-03-09 4 S 0 2500 34.7224 D 34807 D Employee Stock Option (Right to Buy) 20.75 2011-03-09 4 M 0 2500 0 D 2002-07-09 2011-07-09 Common Shares, $5.00 par value 2500 0 D The options exercised to purchase 2,500 Common Shares were granted on July 9, 2001, that vested 50% on that date and 50% on February 27, 2002. Mr. Booth's total includes restricted share units receipt of which has been deferred, shares receipt of which has been deferred and dividend equivalents thereon. Mr. Booth also continues to beneficially own 2,500 options to purchase Northeast Utilities Common shares, the acquisition of which was previously reported on Form 4. /s/ Richard H. Booth, By: O. Kay Comendul/POA 2011-03-11