-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MqbLIMRIhS7u/m4c7SMSxSE3TlGhMSQm68KnrZaLva83rsZBzvv/qGN8DFLZjZ7y yu20SW39sPbYOP+j4rbTCQ== 0001127602-11-007879.txt : 20110228 0001127602-11-007879.hdr.sgml : 20110228 20110228162606 ACCESSION NUMBER: 0001127602-11-007879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110225 FILED AS OF DATE: 20110228 DATE AS OF CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaVecchia Jean M CENTRAL INDEX KEY: 0001415289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 11646456 MAIL ADDRESS: STREET 1: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-02-25 0000072741 NORTHEAST UTILITIES NU 0001415289 LaVecchia Jean M C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 1 VP-Human Resources Common Shares, $5.00 par value 2011-02-25 4 F 0 1914 33.17 D 29141 D Common Shares, $5.00 par value 2598 I 401k Plan Phantom Shares Common Shares, $5.00 par value 509 509 D Disposition of restricted share units upon vesting to satisfy tax withholding obligations. Includes restricted share units and reinvested dividend equivalents thereon. Shares held in trust under the Northeast Utilities Service Company 401K Plan, a qualified plan, as of February 25 2011, according to information provided by the Plan's record keeper. The reporting person holds phantom shares of NU Common under the Northeast Utilities Deferred Compensation Plan for Executives, a non-qualified deferred compensation plan (the DCP), made as a matching contributions under the DCP. Each phantom shares represents the right to receive the cash value of one share of NU Common upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. Jean M. LaVecchia 2011-02-28 -----END PRIVACY-ENHANCED MESSAGE-----